RIA SUCCESSION ALPHA Trademark
Trademark Overview
On Monday, February 2, 2026, a trademark application was filed for RIA SUCCESSION ALPHA with the United States Patent and Trademark Office. The USPTO has given the RIA SUCCESSION ALPHA trademark a serial number of 99628463. The federal status of this trademark filing is NON-FINAL ACTION - MAILED as of Monday, June 1, 2026. This trademark is owned by Grandview and Co LLC. The RIA SUCCESSION ALPHA trademark is filed in the Computer & Software Products & Electrical & Scientific Products, Paper & Printed Material Products, Advertising, Business and Retail Services, and Education & Entertainment Services categories with the following description:
Downloadable instructional materials in the field of providing advice, coaching, and consultation to individual independent wealth managers and independent wealth management firms; Downloadable electronic books in the field of providing advice, coaching, and consultation to individual independent wealth managers and independent wealth management firms; Downloadable educational publications, namely, printable workbooks in the field of providing advice, coaching, and consultation to individual independent wealth managers and independent wealth management firms; Downloadable training materials in the field of providing advice, coaching, and consultation to individual independent wealth managers and independent wealth management firms
Printed books in the field of providing advice, coaching, and consultation to individual independent wealth managers and independent wealth management firms; Printed training materials in the field of providing advice, coaching, and consultation to individual independent wealth managers and independent wealth management firms; Printed instructional materials in the field of providing advice, coaching, and consultation to individual independent wealth managers and independent wealth management firms; Printed educational materials in the field of providing advice, coaching, and consultation to individual independent wealth managers and independent wealth management firms; Printed workbooks directed to providing advice, coaching, and consultation to individual independent wealth managers and independent wealth management firms
Business consultation; Business development consulting services; Business management consultancy services; Business transformation consulting services; Business consultation in the field of business development, business growth, building business value, business management, and business succession planning for individual independent wealth managers and independent wealth management firms
Providing online non-downloadable educational podcasts in the field of business succession planning for individual independent wealth managers and independent wealth management firms; Providing a website featuring blogs and non-downloadable publications in the nature of videos and blogs in the field(s) of business development, business growth, business management, and business succession planning for individual independent wealth managers and independent wealth management firms; Educational services, namely, providing information and instruction in the fields of business development, business growth, business management, and business succession planning for individual independent wealth managers and independent wealth management firms; Providing online non-downloadable videos in the field of business development, business growth, business management, and business succession planning for individual independent wealth managers and independent wealth management firms
General Information
| Serial Number | 99628463 |
| Word Mark | RIA SUCCESSION ALPHA |
| Filing Date | Monday, February 2, 2026 |
| Status | 641 - NON-FINAL ACTION - MAILED |
| Status Date | Monday, June 1, 2026 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
Trademark Statements
| Goods and Services | Downloadable instructional materials in the field of providing advice, coaching, and consultation to individual independent wealth managers and independent wealth management firms; Downloadable electronic books in the field of providing advice, coaching, and consultation to individual independent wealth managers and independent wealth management firms; Downloadable educational publications, namely, printable workbooks in the field of providing advice, coaching, and consultation to individual independent wealth managers and independent wealth management firms; Downloadable training materials in the field of providing advice, coaching, and consultation to individual independent wealth managers and independent wealth management firms |
| Goods and Services | Printed books in the field of providing advice, coaching, and consultation to individual independent wealth managers and independent wealth management firms; Printed training materials in the field of providing advice, coaching, and consultation to individual independent wealth managers and independent wealth management firms; Printed instructional materials in the field of providing advice, coaching, and consultation to individual independent wealth managers and independent wealth management firms; Printed educational materials in the field of providing advice, coaching, and consultation to individual independent wealth managers and independent wealth management firms; Printed workbooks directed to providing advice, coaching, and consultation to individual independent wealth managers and independent wealth management firms |
| Goods and Services | Business consultation; Business development consulting services; Business management consultancy services; Business transformation consulting services; Business consultation in the field of business development, business growth, building business value, business management, and business succession planning for individual independent wealth managers and independent wealth management firms |
| Goods and Services | Providing online non-downloadable educational podcasts in the field of business succession planning for individual independent wealth managers and independent wealth management firms; Providing a website featuring blogs and non-downloadable publications in the nature of videos and blogs in the field(s) of business development, business growth, business management, and business succession planning for individual independent wealth managers and independent wealth management firms; Educational services, namely, providing information and instruction in the fields of business development, business growth, business management, and business succession planning for individual independent wealth managers and independent wealth management firms; Providing online non-downloadable videos in the field of business development, business growth, business management, and business succession planning for individual independent wealth managers and independent wealth management firms |
Classification Information
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, February 2, 2026 |
| Primary Code | 009 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, February 2, 2026 |
| Primary Code | 016 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, February 2, 2026 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, February 2, 2026 |
| Primary Code | 041 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
Trademark Owner History
| Party Name | Grandview and Co LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Falmouth, ME 04105
US |
Trademark Events
| Event Date | Event Description |
| Monday, February 2, 2026 | NEW APPLICATION ENTERED |
| Monday, February 2, 2026 | APPLICATION FILING RECEIPT MAILED |
| Wednesday, May 27, 2026 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Saturday, May 30, 2026 | ASSIGNED TO EXAMINER |
| Monday, June 1, 2026 | NON-FINAL ACTION WRITTEN |
| Monday, June 1, 2026 | NON-FINAL ACTION E-MAILED |
| Monday, June 1, 2026 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
