| Serial Number | 85974364 |
| Word Mark | RIA-ONLY DOESN'T MEAN RIA ALONE |
| Filing Date | Monday, July 1, 2013 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, January 28, 2022 |
| Registration Number | 4777765 |
| Registration Date | Tuesday, July 21, 2015 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, September 16, 2014 |
| Goods and Services | Investment advisory services; providing investment, financial and financial asset management advice; financial planning and financial consulting services |
| Goods and Services | Providing centralized business support for a network of independent investment advisors, namely, centralized account billing, preparation and dissemination of periodic asset-holdings statements, and preparation and dissemination of market reports; providing marketing support for independent investment advisors, by creating and designing web-based and paper-based promotional materials for dissemination by independent investment advisors to their clients and supplying paper-based marketing materials for dissemination by independent investment advisors to their clients; providing investment market research support and analysis for independent investment advisors |
| Goods and Services | Providing regulatory compliance support to independent investment advisors, namely, compliance consulting services that assist investment advisors in ensuring that they are operating within federal and state securities and investment advisor-related laws and regulations |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, January 28, 2022 |
| Primary Code | 035 |
| First Use Anywhere Date | Friday, May 8, 2015 |
| First Use In Commerce Date | Friday, May 8, 2015 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, January 28, 2022 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, May 8, 2015 |
| First Use In Commerce Date | Friday, May 8, 2015 |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, January 28, 2022 |
| Primary Code | 045 |
| First Use Anywhere Date | Friday, May 8, 2015 |
| First Use In Commerce Date | Friday, May 8, 2015 |
| Party Name | Commonwealth Equity Services, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Waltham, MA 02453 |
| Party Name | Commonwealth Equity Services, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Waltham, MA 02453 |
| Party Name | Commonwealth Equity Services, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Waltham, MA 02453 |
| Event Date | Event Description |
| Friday, January 28, 2022 | CANCELLED SEC. 8 (6-YR) |
| Tuesday, July 21, 2015 | REGISTERED-PRINCIPAL REGISTER |
| Friday, June 19, 2015 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE MAILED |
| Thursday, June 18, 2015 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Tuesday, June 9, 2015 | STATEMENT OF USE PROCESSING COMPLETE |
| Monday, May 11, 2015 | USE AMENDMENT FILED |
| Thursday, June 4, 2015 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Monday, May 11, 2015 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, November 11, 2014 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, September 16, 2014 | PUBLISHED FOR OPPOSITION |
| Wednesday, August 27, 2014 | NOTICE OF PUBLICATION |
| Thursday, August 14, 2014 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Thursday, August 14, 2014 | EXAMINERS AMENDMENT MAILED |
| Thursday, August 14, 2014 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, August 14, 2014 | EXAMINER'S AMENDMENT ENTERED |
| Thursday, August 14, 2014 | EXAMINERS AMENDMENT -WRITTEN |
| Thursday, August 14, 2014 | PREVIOUS ALLOWANCE COUNT WITHDRAWN |
| Thursday, August 14, 2014 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, July 28, 2014 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, July 28, 2014 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, July 21, 2014 | ASSIGNED TO LIE |
| Monday, July 14, 2014 | NOTICE OF REVIVAL - MAILED |
| Monday, July 14, 2014 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, July 14, 2014 | PETITION TO REVIVE-GRANTED |
| Monday, July 14, 2014 | TEAS PETITION TO REVIVE RECEIVED |
| Tuesday, May 13, 2014 | ABANDONMENT NOTICE MAILED - FAILURE TO RESPOND |
| Tuesday, May 13, 2014 | ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE |
| Tuesday, October 15, 2013 | NON-FINAL ACTION MAILED |
| Friday, October 11, 2013 | NON-FINAL ACTION WRITTEN |
| Thursday, October 10, 2013 | ASSIGNED TO EXAMINER |
| Monday, July 15, 2013 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |