| Serial Number | 77536976 |
| Word Mark | RIA ONLY DOES NOT MEAN RIA ALONE |
| Filing Date | Friday, August 1, 2008 |
| Status | 606 - ABANDONED - NO STATEMENT OF USE FILED |
| Status Date | Monday, July 29, 2013 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, May 3, 2011 |
| Goods and Services | Providing marketing support for independent investment advisors, namely, creating and designing web-based and paper-based promotional materials for others for dissemination by independent investment advisors to their clients and supplying paper-based marketing materials for dissemination by independent investment advisors to their clients; providing centralized business support for a network of independent investment advisors, namely, centralized account billing, preparation and dissemination of periodic asset-holdings statements, and preparation and dissemination of market reports |
| Goods and Services | Investment advisory services; providing investment, financial and financial asset management advice; financial planning and financial consulting services; providing investment market research support for independent investment advisors, namely, providing links to the websites of others in the field of investment market research and financial consulting provided by investment market analysts |
| Goods and Services | Providing regulatory compliance support to independent investment advisors, namely, compliance consulting services that assist investment advisors in ensuring that they are operating within federal and state securities and investment advisor-related laws and regulations |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, November 16, 2009 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, August 5, 2008 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, June 23, 2010 |
| Primary Code | 045 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | Commonwealth Equity Services, LLP |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | Waltham, MA 02453 |
| Party Name | Commonwealth Equity Services, LLP |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | Waltham, MA 02453 |
| Event Date | Event Description |
| Monday, July 29, 2013 | ABANDONMENT NOTICE MAILED - NO USE STATEMENT FILED |
| Monday, July 29, 2013 | ABANDONMENT - NO USE STATEMENT FILED |
| Thursday, April 11, 2013 | NOTICE OF APPROVAL OF EXTENSION REQUEST MAILED |
| Wednesday, April 10, 2013 | EXTENSION 3 GRANTED |
| Friday, December 28, 2012 | EXTENSION 3 FILED |
| Tuesday, April 9, 2013 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Thursday, March 28, 2013 | NOTICE OF REVIVAL - MAILED |
| Wednesday, March 27, 2013 | EXTENSION RECEIVED WITH TEAS PETITION |
| Wednesday, March 27, 2013 | PETITION TO REVIVE-GRANTED |
| Wednesday, March 27, 2013 | TEAS PETITION TO REVIVE RECEIVED |
| Monday, January 28, 2013 | ABANDONMENT NOTICE MAILED - NO USE STATEMENT FILED |
| Monday, January 28, 2013 | ABANDONMENT - NO USE STATEMENT FILED |
| Tuesday, July 24, 2012 | NOTICE OF APPROVAL OF EXTENSION REQUEST MAILED |
| Monday, July 23, 2012 | EXTENSION 2 GRANTED |
| Thursday, June 28, 2012 | EXTENSION 2 FILED |
| Friday, July 20, 2012 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Thursday, June 28, 2012 | TEAS EXTENSION RECEIVED |
| Wednesday, December 14, 2011 | NOTICE OF APPROVAL OF EXTENSION REQUEST MAILED |
| Monday, December 12, 2011 | EXTENSION 1 GRANTED |
| Monday, December 12, 2011 | EXTENSION 1 FILED |
| Monday, December 12, 2011 | TEAS EXTENSION RECEIVED |
| Tuesday, June 28, 2011 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, May 3, 2011 | PUBLISHED FOR OPPOSITION |
| Wednesday, April 13, 2011 | NOTICE OF PUBLICATION |
| Wednesday, March 30, 2011 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Thursday, March 24, 2011 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, March 14, 2011 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Sunday, March 13, 2011 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Sunday, March 13, 2011 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, September 13, 2010 | NON-FINAL ACTION MAILED |
| Monday, September 13, 2010 | NON-FINAL ACTION WRITTEN |
| Thursday, August 12, 2010 | PREVIOUS ALLOWANCE COUNT WITHDRAWN |
| Friday, July 16, 2010 | WITHDRAWN FROM PUB - OG REVIEW QUERY |
| Thursday, July 8, 2010 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Thursday, July 8, 2010 | ASSIGNED TO LIE |
| Thursday, June 24, 2010 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, June 23, 2010 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, June 23, 2010 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, June 23, 2010 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Wednesday, December 23, 2009 | FINAL REFUSAL MAILED |
| Tuesday, December 22, 2009 | FINAL REFUSAL WRITTEN |
| Monday, November 16, 2009 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, November 16, 2009 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, November 16, 2009 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, May 14, 2009 | NON-FINAL ACTION MAILED |
| Thursday, May 14, 2009 | NON-FINAL ACTION WRITTEN |
| Tuesday, November 18, 2008 | NON-FINAL ACTION MAILED |
| Tuesday, November 18, 2008 | NON-FINAL ACTION WRITTEN |
| Wednesday, November 12, 2008 | ASSIGNED TO EXAMINER |
| Tuesday, August 5, 2008 | NEW APPLICATION ENTERED IN TRAM |