RIA INDEPENDENCE Trademark

Trademark Overview


On Wednesday, September 15, 2021, a trademark application was filed for RIA INDEPENDENCE with the United States Patent and Trademark Office. The USPTO has given the RIA INDEPENDENCE trademark a serial number of 97029118. The federal status of this trademark filing is REGISTERED as of Tuesday, December 5, 2023. This trademark is owned by RIA Independence LLC. The RIA INDEPENDENCE trademark is filed in the Advertising, Business and Retail Services category with the following description:

business management services for registered investment advisors, namely, operations, administration, and marketing of a wealth management firm
ria independence

General Information


Serial Number97029118
Word MarkRIA INDEPENDENCE
Filing DateWednesday, September 15, 2021
Status700 - REGISTERED
Status DateTuesday, December 5, 2023
Registration Number7237226
Registration DateTuesday, December 5, 2023
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, January 24, 2023

Trademark Statements


Goods and Servicesbusiness management services for registered investment advisors, namely, operations, administration, and marketing of a wealth management firm
Disclaimer with Predetermined Text"RIA"

Classification Information


International Class035 - Advertising; business management; business administration; office functions.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateFriday, September 30, 2022
Primary Code035
First Use Anywhere DateSunday, January 29, 2023
First Use In Commerce DateSunday, January 29, 2023

Trademark Owner History


Party NameRIA Independence LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressDenver, CO 80231

Party NameRIA Independence LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressDenver, CO 80231

Party NameRIA Independence LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressDenver, CO 80231

Trademark Events


Event DateEvent Description
Tuesday, December 5, 2023NOTICE OF REGISTRATION CONFIRMATION EMAILED
Tuesday, December 5, 2023REGISTERED-PRINCIPAL REGISTER
Tuesday, October 31, 2023NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
Monday, October 30, 2023ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Tuesday, September 26, 2023TEAS/EMAIL CORRESPONDENCE ENTERED
Tuesday, September 26, 2023CORRESPONDENCE RECEIVED IN LAW OFFICE
Tuesday, September 26, 2023ASSIGNED TO LIE
Monday, May 8, 2023TEAS RESPONSE TO OFFICE ACTION RECEIVED
Sunday, May 7, 2023NOTIFICATION OF NON-FINAL ACTION E-MAILED
Sunday, May 7, 2023NON-FINAL ACTION E-MAILED
Sunday, May 7, 2023SU - NON-FINAL ACTION - WRITTEN
Tuesday, April 11, 2023STATEMENT OF USE PROCESSING COMPLETE
Tuesday, March 21, 2023USE AMENDMENT FILED
Friday, April 7, 2023CASE ASSIGNED TO INTENT TO USE PARALEGAL
Tuesday, March 21, 2023TEAS STATEMENT OF USE RECEIVED
Tuesday, March 21, 2023NOA E-MAILED - SOU REQUIRED FROM APPLICANT
Tuesday, January 24, 2023OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, January 24, 2023PUBLISHED FOR OPPOSITION
Wednesday, January 4, 2023NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Monday, December 19, 2022APPROVED FOR PUB - PRINCIPAL REGISTER
Friday, December 16, 2022TEAS/EMAIL CORRESPONDENCE ENTERED
Friday, December 16, 2022CORRESPONDENCE RECEIVED IN LAW OFFICE
Friday, December 16, 2022TEAS REQUEST FOR RECONSIDERATION RECEIVED
Friday, December 16, 2022NOTIFICATION OF SUBSEQUENT FINAL EMAILED
Friday, December 16, 2022CONTINUATION OF FINAL REFUSAL E-MAILED
Friday, December 16, 2022ACTION CONTINUING A FINAL - COMPLETED
Wednesday, November 16, 2022TEAS/EMAIL CORRESPONDENCE ENTERED
Tuesday, November 15, 2022CORRESPONDENCE RECEIVED IN LAW OFFICE
Tuesday, November 15, 2022TEAS REQUEST FOR RECONSIDERATION RECEIVED
Friday, September 30, 2022NOTIFICATION OF FINAL REFUSAL EMAILED
Friday, September 30, 2022FINAL REFUSAL E-MAILED
Friday, September 30, 2022FINAL REFUSAL WRITTEN
Saturday, August 27, 2022TEAS/EMAIL CORRESPONDENCE ENTERED
Friday, August 26, 2022CORRESPONDENCE RECEIVED IN LAW OFFICE
Friday, August 26, 2022TEAS RESPONSE TO OFFICE ACTION RECEIVED
Tuesday, July 5, 2022NOTIFICATION OF NON-FINAL ACTION E-MAILED
Tuesday, July 5, 2022NON-FINAL ACTION E-MAILED
Tuesday, July 5, 2022NON-FINAL ACTION WRITTEN
Friday, June 17, 2022ASSIGNED TO EXAMINER
Wednesday, December 22, 2021APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Wednesday, December 22, 2021TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, December 22, 2021TEAS CHANGE OF OWNER ADDRESS RECEIVED
Thursday, October 21, 2021NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Saturday, September 18, 2021NEW APPLICATION ENTERED