| Serial Number | 77591774 |
| Word Mark | RIA COMPLIANCE CONSULTANTS |
| Filing Date | Monday, October 13, 2008 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, December 25, 2015 |
| Registration Number | 3622817 |
| Registration Date | Tuesday, May 19, 2009 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, March 3, 2009 |
| Indication of Colors claimed | The color(s) brown, white, and purple is/are claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "RIA COMPLIANCE CONSULTANTS" |
| Description of Mark | The mark consists of a rectangle with brown shading on the left half and a white background on the right half; the lettering "RIA" appears in white and the lettering "COMPLIANCE CONSULTANT" appears in purple; the color brown also borders the rectangle. |
| Goods and Services | Providing regulatory business compliance consulting services as it applies to investment adviser firms |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, December 25, 2015 |
| Primary Code | 035 |
| First Use Anywhere Date | Thursday, June 30, 2005 |
| First Use In Commerce Date | Thursday, June 30, 2005 |
| Party Name | RIA Compliance Consultants, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Omaha, NE 68102 |
| Party Name | RIA Compliance Consultants, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Omaha, NE 68102 |
| Party Name | RIA Compliance Consultants, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Omaha, NE 68102 |
| Event Date | Event Description |
| Friday, December 25, 2015 | CANCELLED SEC. 8 (6-YR) |
| Tuesday, May 19, 2009 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, March 3, 2009 | PUBLISHED FOR OPPOSITION |
| Wednesday, February 11, 2009 | NOTICE OF PUBLICATION |
| Tuesday, January 27, 2009 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Tuesday, January 27, 2009 | ASSIGNED TO LIE |
| Wednesday, January 14, 2009 | EXAMINER'S AMENDMENT MAILED |
| Wednesday, January 14, 2009 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, January 14, 2009 | EXAMINER'S AMENDMENT ENTERED |
| Wednesday, January 14, 2009 | EXAMINERS AMENDMENT -WRITTEN |
| Tuesday, January 13, 2009 | ASSIGNED TO EXAMINER |
| Friday, October 17, 2008 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Thursday, October 16, 2008 | NEW APPLICATION ENTERED IN TRAM |