RIA COMPLIANCE CONCEPTS Trademark

Trademark Overview

On Wednesday, October 4, 2017, a trademark application was filed for RIA COMPLIANCE CONCEPTS with the United States Patent and Trademark Office. The USPTO has given the RIA COMPLIANCE CONCEPTS trademark a serial number of 87633599. The federal status of this trademark filing is SECTION 8 - ACCEPTED as of Wednesday, March 19, 2025. This trademark is owned by RIA COMPLIANCE CONCEPTS LLC. The RIA COMPLIANCE CONCEPTS trademark is filed in the Personal, Legal & Social Services category with the following description:

Fiduciary compliance consulting, namely, consulting in the field of federal securities regulations governing investment advisory activities
ria compliance concepts

General Information

Serial Number87633599
Word MarkRIA COMPLIANCE CONCEPTS
Filing DateWednesday, October 4, 2017
Status701 - SECTION 8 - ACCEPTED
Status DateWednesday, March 19, 2025
Registration Number5609766
Registration DateTuesday, November 20, 2018
Mark Drawing4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, September 4, 2018

Trademark Statements

Goods and ServicesFiduciary compliance consulting, namely, consulting in the field of federal securities regulations governing investment advisory activities
NOT AVAILABLE"COMPLIANCE" AND "RIA"

Classification Information

International Class045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals.
US Class Codes100, 101
Class Status Code6 - Active
Class Status DateWednesday, October 11, 2017
Primary Code045
First Use Anywhere DateTuesday, August 1, 2017
First Use In Commerce DateMonday, August 21, 2017

Trademark Owner History

Party NameRIA COMPLIANCE CONCEPTS LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressAustin, TX 78750
Party NameRIA COMPLIANCE CONCEPTS LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressLeander, TX 78641
Party NameRIA COMPLIANCE CONCEPTS LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressLeander, TX 78641

Trademark Events

Event DateEvent Description
Saturday, October 7, 2017NEW APPLICATION ENTERED
Wednesday, October 11, 2017NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Friday, January 12, 2018ASSIGNED TO EXAMINER
Wednesday, January 17, 2018NON-FINAL ACTION WRITTEN
Wednesday, January 17, 2018NON-FINAL ACTION E-MAILED
Wednesday, January 17, 2018NOTIFICATION OF NON-FINAL ACTION E-MAILED
Friday, July 13, 2018TEAS RESPONSE TO OFFICE ACTION RECEIVED
Friday, July 13, 2018CORRESPONDENCE RECEIVED IN LAW OFFICE
Friday, July 13, 2018TEAS/EMAIL CORRESPONDENCE ENTERED
Monday, July 23, 2018APPROVED FOR PUB - PRINCIPAL REGISTER
Wednesday, August 15, 2018NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Tuesday, September 4, 2018PUBLISHED FOR OPPOSITION
Tuesday, September 4, 2018OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, November 20, 2018REGISTERED-PRINCIPAL REGISTER
Monday, November 20, 2023COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Thursday, June 13, 2024TEAS CHANGE OF CORRESPONDENCE RECEIVED
Thursday, June 13, 2024TEAS CHANGE OF OWNER ADDRESS RECEIVED
Thursday, June 13, 2024APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Thursday, June 13, 2024TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
Thursday, June 13, 2024ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Thursday, June 13, 2024TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Friday, August 2, 2024TEAS SECTION 8 RECEIVED
Wednesday, March 19, 2025CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Wednesday, March 19, 2025REGISTERED - SEC. 8 (6-YR) ACCEPTED
Wednesday, March 19, 2025NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED

Related Keywords

concepts compliance consulting governing investment advisory regulations activities federal namely field