RIA COMPLETE Trademark

Trademark Overview


On Thursday, February 19, 2009, a trademark application was filed for RIA COMPLETE with the United States Patent and Trademark Office. The USPTO has given the RIA COMPLETE trademark a serial number of 77673459. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Friday, December 15, 2017. This trademark is owned by Pershing Investments LLC. The RIA COMPLETE trademark is filed in the Insurance & Financial Services category with the following description:

FINANCIAL SERVICES, NAMELY, PROVIDING FINANCIAL CONSULTING SERVICES TO BROKER DEALERS TO SUPPORT THEIR FEE BASED BROKERAGE AND ADVISORY BUSINESSES
ria complete

General Information


Serial Number77673459
Word MarkRIA COMPLETE
Filing DateThursday, February 19, 2009
Status710 - CANCELLED - SECTION 8
Status DateFriday, December 15, 2017
Registration Number3958352
Registration DateTuesday, May 10, 2011
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, August 3, 2010

Trademark Statements


Disclaimer with Predetermined Text"RIA"
Goods and ServicesFINANCIAL SERVICES, NAMELY, PROVIDING FINANCIAL CONSULTING SERVICES TO BROKER DEALERS TO SUPPORT THEIR FEE BASED BROKERAGE AND ADVISORY BUSINESSES

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateFriday, December 15, 2017
Primary Code036
First Use Anywhere DateSunday, May 31, 2009
First Use In Commerce DateSunday, May 31, 2009

Trademark Owner History


Party NamePershing Investments LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressNewark, DE 19711

Party NamePershing Investments LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressNewark, DE 19711

Party NamePershing Investments LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressNewark, DE 19711

Trademark Events


Event DateEvent Description
Friday, December 15, 2017CANCELLED SEC. 8 (6-YR)
Tuesday, May 10, 2011REGISTERED-PRINCIPAL REGISTER
Tuesday, April 5, 2011NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
Monday, April 4, 2011LAW OFFICE REGISTRATION REVIEW COMPLETED
Thursday, March 31, 2011ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Tuesday, March 29, 2011STATEMENT OF USE PROCESSING COMPLETE
Monday, March 21, 2011USE AMENDMENT FILED
Tuesday, March 29, 2011CASE ASSIGNED TO INTENT TO USE PARALEGAL
Monday, March 21, 2011TEAS STATEMENT OF USE RECEIVED
Tuesday, September 28, 2010NOA E-MAILED - SOU REQUIRED FROM APPLICANT
Tuesday, August 3, 2010OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, August 3, 2010PUBLISHED FOR OPPOSITION
Wednesday, June 30, 2010LAW OFFICE PUBLICATION REVIEW COMPLETED
Wednesday, June 30, 2010ASSIGNED TO LIE
Thursday, June 17, 2010APPROVED FOR PUB - PRINCIPAL REGISTER
Thursday, June 17, 2010TEAS/EMAIL CORRESPONDENCE ENTERED
Thursday, June 17, 2010CORRESPONDENCE RECEIVED IN LAW OFFICE
Thursday, June 17, 2010TEAS REQUEST FOR RECONSIDERATION RECEIVED
Thursday, December 17, 2009NOTIFICATION OF FINAL REFUSAL EMAILED
Thursday, December 17, 2009FINAL REFUSAL E-MAILED
Thursday, December 17, 2009FINAL REFUSAL WRITTEN
Wednesday, November 18, 2009TEAS/EMAIL CORRESPONDENCE ENTERED
Wednesday, November 18, 2009CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, November 18, 2009TEAS RESPONSE TO OFFICE ACTION RECEIVED
Monday, May 18, 2009NOTIFICATION OF NON-FINAL ACTION E-MAILED
Monday, May 18, 2009NON-FINAL ACTION E-MAILED
Monday, May 18, 2009NON-FINAL ACTION WRITTEN
Monday, May 11, 2009ASSIGNED TO EXAMINER
Monday, February 23, 2009NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
Monday, February 23, 2009NEW APPLICATION ENTERED IN TRAM