| Serial Number | 76633794 |
| Word Mark | RESEARCH AFFILIATES |
| Filing Date | Monday, March 21, 2005 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Saturday, October 14, 2017 |
| Registration Number | 3319055 |
| Registration Date | Tuesday, October 23, 2007 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, September 26, 2006 |
| Amendment to a Registration/Renewal Certificate | The drawing is amended to appear as follows: PUBLISH NEW CUT |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "RESEARCH AFFILIATES" |
| Goods and Services | [ Downloadable software for use in the management of assets, funds and a financial index and for use in financial consultation to investors in the field of investing; downloadable software for use in assisting investors with financial research and for use in the development of new financial products and for use in providing financial investing advice to others ] |
| Goods and Services | financial services, namely providing direct asset management, hedge fund management, investment advisory services, financial and investment information services in the nature of a financial index, securities analysis, classification and reporting services, mutual fund investing services, consultation in the field of investing; research in the field of investing; product development in the field of investing |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | B - Sec. 8 - Class(es) in a Multiple Class registration |
| Class Status Date | Saturday, October 14, 2017 |
| Primary Code | 009 |
| First Use Anywhere Date | Tuesday, December 31, 2002 |
| First Use In Commerce Date | Tuesday, December 31, 2002 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, March 30, 2005 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, December 31, 2002 |
| First Use In Commerce Date | Tuesday, December 31, 2002 |
| Party Name | Research Affiliates, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Newport Beach, CA 92660 |
| Party Name | Research Affiliates, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Pasadena, CA 91101 |
| Party Name | Research Affiliates, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Pasadena, CA 91101 |
| Event Date | Event Description |
| Tuesday, May 7, 2019 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, May 7, 2019 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Sunday, October 15, 2017 | NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED |
| Saturday, October 14, 2017 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Saturday, October 14, 2017 | REGISTERED - SEC. 9 GRANTED/CHECK RECORD FOR SEC. 8 |
| Saturday, October 14, 2017 | REGISTERED - PARTIAL SEC. 8 (10-YR) ACCEPTED |
| Saturday, October 14, 2017 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, September 15, 2017 | TEAS SECTION 8 & 9 RECEIVED |
| Tuesday, January 10, 2017 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Saturday, November 2, 2013 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - MAILED |
| Saturday, November 2, 2013 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Monday, October 21, 2013 | REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED |
| Saturday, November 2, 2013 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Monday, October 21, 2013 | PAPER RECEIVED |
| Saturday, November 27, 2010 | AMENDMENT UNDER SECTION 7 ¿ PROCESSED |
| Friday, November 12, 2010 | RESPONSE RECEIVED TO POST REG. ACTION |
| Friday, November 12, 2010 | PAPER RECEIVED |
| Tuesday, October 19, 2010 | POST REGISTRATION ACTION MAILED - SEC. 7 |
| Thursday, October 7, 2010 | SEC 7 REQUEST FILED |
| Tuesday, October 12, 2010 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, October 7, 2010 | PAPER RECEIVED |
| Tuesday, July 21, 2009 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Tuesday, July 21, 2009 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, October 23, 2007 | REGISTERED-PRINCIPAL REGISTER |
| Monday, September 17, 2007 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| Monday, September 17, 2007 | ASSIGNED TO LIE |
| Thursday, August 9, 2007 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Thursday, August 9, 2007 | STATEMENT OF USE PROCESSING COMPLETE |
| Thursday, June 14, 2007 | USE AMENDMENT FILED |
| Thursday, June 14, 2007 | PAPER RECEIVED |
| Friday, June 1, 2007 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Friday, June 1, 2007 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, December 19, 2006 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, September 26, 2006 | PUBLISHED FOR OPPOSITION |
| Wednesday, September 6, 2006 | NOTICE OF PUBLICATION |
| Friday, August 4, 2006 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Friday, July 28, 2006 | ASSIGNED TO LIE |
| Wednesday, July 26, 2006 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Wednesday, July 26, 2006 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, July 25, 2006 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, July 21, 2006 | AMENDMENT FROM APPLICANT ENTERED |
| Thursday, July 6, 2006 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, July 6, 2006 | PAPER RECEIVED |
| Monday, January 9, 2006 | FINAL REFUSAL MAILED |
| Monday, January 9, 2006 | FINAL REFUSAL WRITTEN |
| Wednesday, December 14, 2005 | AMENDMENT FROM APPLICANT ENTERED |
| Thursday, December 1, 2005 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, December 1, 2005 | PAPER RECEIVED |
| Thursday, June 2, 2005 | NON-FINAL ACTION MAILED |
| Thursday, June 2, 2005 | NON-FINAL ACTION WRITTEN |
| Friday, May 27, 2005 | ASSIGNED TO EXAMINER |
| Monday, May 2, 2005 | PRELIMINARY/VOLUNTARY AMENDMENT - ENTERED |
| Monday, May 2, 2005 | PAPER RECEIVED |
| Wednesday, March 30, 2005 | NEW APPLICATION ENTERED IN TRAM |