REGULATORY COMPLIANCE Trademark

Trademark Overview

On Tuesday, February 21, 2012, a trademark application was filed for REGULATORY COMPLIANCE with the United States Patent and Trademark Office. The USPTO has given the REGULATORY COMPLIANCE trademark a serial number of 85548026. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Friday, February 9, 2024. This trademark is owned by Regulatory Compliance LLC. The REGULATORY COMPLIANCE trademark is filed in the Advertising, Business and Retail Services, Personal and Legal & Social Services categories with the following description:

preparation and filing of compliance reports in the nature of financial reports

regulatory compliance consulting in the fields of broker-dealer, investment advisor, hedge fund, private equity fund and venture capital fund compliance in accordance with Securities and Exchange Commission rules and regulations
regulatory compliance

General Information

Serial Number85548026
Word MarkREGULATORY COMPLIANCE
Filing DateTuesday, February 21, 2012
Status710 - CANCELLED - SECTION 8
Status DateFriday, February 9, 2024
Registration Number4377304
Registration DateTuesday, July 30, 2013
Mark Drawing3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s)
Published for Opposition DateTuesday, January 1, 2013

Trademark Statements

Description of MarkThe mark consists of the wording "REGULATORY COMPLIANCE" and a diamond design to the left of the wording.
Indication of Colors claimedColor is not claimed as a feature of the mark.
Goods and Servicespreparation and filing of compliance reports in the nature of financial reports
Goods and Servicesregulatory compliance consulting in the fields of broker-dealer, investment advisor, hedge fund, private equity fund and venture capital fund compliance in accordance with Securities and Exchange Commission rules and regulations
Disclaimer with Predetermined Text"REGULATORY COMPLIANCE"

Classification Information

International Class035 - Advertising; business management; business administration; office functions.
US Class Codes100, 101, 102
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateFriday, February 9, 2024
Primary Code035
First Use Anywhere DateSaturday, July 1, 2006
First Use In Commerce DateSaturday, July 1, 2006
International Class045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals.
US Class Codes100, 101
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateFriday, February 9, 2024
Primary Code045
First Use Anywhere DateSaturday, July 1, 2006
First Use In Commerce DateSaturday, July 1, 2006

Trademark Owner History

Party NameRegulatory Compliance LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressPortland, ME 04101
Party NameRegulatory Compliance LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressLondonderry, NH 03053
Party NameRegulatory Compliance LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressLondonderry, NH 03053

Trademark Events

Event DateEvent Description
Friday, February 9, 2024CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
Wednesday, August 17, 2022APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Wednesday, August 17, 2022TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, August 17, 2022ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Wednesday, August 17, 2022TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Wednesday, August 17, 2022TEAS CHANGE OF OWNER ADDRESS RECEIVED
Saturday, July 30, 2022COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Wednesday, October 13, 2021ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Wednesday, January 23, 2019ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
Saturday, August 18, 2018NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED
Saturday, August 18, 2018REGISTERED - SEC. 8 (6-YR) ACCEPTED
Saturday, August 18, 2018CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Monday, August 13, 2018TEAS SECTION 8 RECEIVED
Monday, August 13, 2018TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, July 30, 2013REGISTERED-PRINCIPAL REGISTER
Friday, June 28, 2013NOTICE OF ACCEPTANCE OF STATEMENT OF USE MAILED
Thursday, June 27, 2013LAW OFFICE REGISTRATION REVIEW COMPLETED
Wednesday, June 26, 2013ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Wednesday, June 26, 2013STATEMENT OF USE PROCESSING COMPLETE
Thursday, May 23, 2013USE AMENDMENT FILED
Thursday, June 20, 2013CASE ASSIGNED TO INTENT TO USE PARALEGAL
Thursday, May 23, 2013TEAS STATEMENT OF USE RECEIVED
Monday, May 6, 2013ASSIGNED TO EXAMINER
Tuesday, February 26, 2013NOA MAILED - SOU REQUIRED FROM APPLICANT
Tuesday, January 1, 2013PUBLISHED FOR OPPOSITION
Wednesday, December 12, 2012NOTICE OF PUBLICATION
Thursday, November 29, 2012LAW OFFICE PUBLICATION REVIEW COMPLETED
Wednesday, November 28, 2012EXAMINERS AMENDMENT MAILED
Wednesday, November 28, 2012APPROVED FOR PUB - PRINCIPAL REGISTER
Wednesday, November 28, 2012EXAMINER'S AMENDMENT ENTERED
Wednesday, November 28, 2012EXAMINERS AMENDMENT -WRITTEN
Wednesday, November 28, 2012PREVIOUS ALLOWANCE COUNT WITHDRAWN
Sunday, November 25, 2012WITHDRAWN FROM PUB - OG REVIEW QUERY
Thursday, November 15, 2012LAW OFFICE PUBLICATION REVIEW COMPLETED
Wednesday, November 14, 2012ASSIGNED TO LIE
Wednesday, October 31, 2012EXAMINERS AMENDMENT MAILED
Tuesday, October 30, 2012APPROVED FOR PUB - PRINCIPAL REGISTER
Tuesday, October 30, 2012EXAMINER'S AMENDMENT ENTERED
Tuesday, October 30, 2012EXAMINERS AMENDMENT -WRITTEN
Friday, October 26, 2012TEAS/EMAIL CORRESPONDENCE ENTERED
Friday, October 26, 2012CORRESPONDENCE RECEIVED IN LAW OFFICE
Friday, October 26, 2012TEAS RESPONSE TO OFFICE ACTION RECEIVED
Tuesday, June 5, 2012NON-FINAL ACTION MAILED
Monday, June 4, 2012NON-FINAL ACTION WRITTEN
Friday, June 1, 2012ASSIGNED TO EXAMINER
Wednesday, February 29, 2012NOTICE OF DESIGN SEARCH CODE MAILED
Tuesday, February 28, 2012NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Friday, February 24, 2012NEW APPLICATION ENTERED

Related Keywords

compliance regulatory fund reports capital private venture equity accordance exchange regulations