REGULATORY BOOK OF RECORD Trademark

Trademark Overview


On Friday, January 14, 2022, a trademark application was filed for REGULATORY BOOK OF RECORD with the United States Patent and Trademark Office. The USPTO has given the REGULATORY BOOK OF RECORD trademark a serial number of 97219149. The federal status of this trademark filing is REGISTERED as of Tuesday, January 23, 2024. This trademark is owned by Donnelley Financial, LLC. The REGULATORY BOOK OF RECORD trademark is filed in the Insurance & Financial Services, Personal and Legal & Social Services categories with the following description:

Providing for others an online database featuring financial investment data; providing for others an online database featuring financial information in the nature of investment communications and reports

Providing for others an online database featuring regulatory compliance information in the nature of regulatory communications and reports concerning investments
regulatory book of record

General Information


Serial Number97219149
Word MarkREGULATORY BOOK OF RECORD
Filing DateFriday, January 14, 2022
Status700 - REGISTERED
Status DateTuesday, January 23, 2024
Registration Number7289706
Registration DateTuesday, January 23, 2024
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateNOT AVAILABLE

Trademark Statements


Goods and ServicesProviding for others an online database featuring financial investment data; providing for others an online database featuring financial information in the nature of investment communications and reports
Goods and ServicesProviding for others an online database featuring regulatory compliance information in the nature of regulatory communications and reports concerning investments
Disclaimer with Predetermined Text"BOOK OF RECORD"

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateThursday, April 27, 2023
Primary Code036
First Use Anywhere DateMonday, October 7, 2019
First Use In Commerce DateMonday, October 7, 2019

International Class045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals.
US Class Codes100, 101
Class Status Code6 - Active
Class Status DateThursday, April 27, 2023
Primary Code045
First Use Anywhere DateMonday, October 7, 2019
First Use In Commerce DateMonday, October 7, 2019

Trademark Owner History


Party NameDonnelley Financial, LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressChicago, IL 60601

Party NameDonnelley Financial, LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressChicago, IL 60601

Trademark Events


Event DateEvent Description
Tuesday, January 23, 2024NOTICE OF REGISTRATION CONFIRMATION EMAILED
Tuesday, January 23, 2024NOTICE OF REGISTRATION CONFIRMATION EMAILED
Tuesday, January 23, 2024REGISTERED-SUPPLEMENTAL REGISTER
Tuesday, October 3, 2023APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER
Tuesday, October 3, 2023EXAMINER'S AMENDMENT ENTERED
Tuesday, October 3, 2023NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Tuesday, October 3, 2023EXAMINERS AMENDMENT E-MAILED
Tuesday, October 3, 2023EXAMINERS AMENDMENT -WRITTEN
Saturday, July 15, 2023NOTIFICATION OF NON-FINAL ACTION E-MAILED
Saturday, July 15, 2023NON-FINAL ACTION E-MAILED
Saturday, July 15, 2023NON-FINAL ACTION WRITTEN
Saturday, July 15, 2023PREVIOUS ALLOWANCE COUNT WITHDRAWN
Wednesday, July 5, 2023APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER
Tuesday, June 13, 2023TEAS/EMAIL CORRESPONDENCE ENTERED
Tuesday, June 13, 2023CORRESPONDENCE RECEIVED IN LAW OFFICE
Tuesday, June 13, 2023TEAS REQUEST FOR RECONSIDERATION RECEIVED
Tuesday, May 30, 2023NOTIFICATION OF FINAL REFUSAL EMAILED
Tuesday, May 30, 2023FINAL REFUSAL E-MAILED
Tuesday, May 30, 2023FINAL REFUSAL WRITTEN
Thursday, April 27, 2023TEAS/EMAIL CORRESPONDENCE ENTERED
Wednesday, April 26, 2023CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, April 26, 2023TEAS RESPONSE TO OFFICE ACTION RECEIVED
Monday, October 31, 2022NOTIFICATION OF NON-FINAL ACTION E-MAILED
Monday, October 31, 2022NON-FINAL ACTION E-MAILED
Monday, October 31, 2022NON-FINAL ACTION WRITTEN
Monday, October 24, 2022ASSIGNED TO EXAMINER
Thursday, January 20, 2022NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Tuesday, January 18, 2022NEW APPLICATION ENTERED