REGISTERED COMPLIANCE PROFESSIONAL Trademark
Trademark Overview
On Monday, November 14, 2022, a trademark application was filed for REGISTERED COMPLIANCE PROFESSIONAL with the United States Patent and Trademark Office. The USPTO has given the REGISTERED COMPLIANCE PROFESSIONAL trademark a serial number of 97675533. The federal status of this trademark filing is ABANDONED - EXPRESS as of Tuesday, October 31, 2023. This trademark is owned by Vigilant Compliance, LLC. The REGISTERED COMPLIANCE PROFESSIONAL trademark is filed in the category with the following description:
Regulatory compliance consulting services in the fields of investment management, investment advisory services, ETFs, mutual funds, broker-dealer services, and financial services
General Information
| Serial Number | 97675533 |
| Word Mark | REGISTERED COMPLIANCE PROFESSIONAL |
| Filing Date | Monday, November 14, 2022 |
| Status | 601 - ABANDONED - EXPRESS |
| Status Date | Tuesday, October 31, 2023 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
Trademark Statements
| Goods and Services | Regulatory compliance consulting services in the fields of investment management, investment advisory services, ETFs, mutual funds, broker-dealer services, and financial services |
| Certification Mark Statement | The certification mark, as used by authorized persons, certifies that the compliance professional has successfully completed certain educational programs, has a requisite amount of work experience, and has met a set of knowledge requirements. |
Classification Information
| International Class | B - |
| US Class Codes | B |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, December 5, 2022 |
| Primary Code | B |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
Trademark Owner History
| Party Name | Vigilant Compliance, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Chadds Ford, PA 19317 |
Trademark Events
| Event Date | Event Description |
| Tuesday, October 31, 2023 | ABANDONMENT NOTICE E-MAILED - EXPRESS ABANDONMENT |
| Tuesday, October 31, 2023 | ABANDONMENT NOTICE MAILED - EXPRESS ABANDONMENT |
| Tuesday, October 31, 2023 | ABANDONMENT - EXPRESS MAILED |
| Monday, October 23, 2023 | TEAS EXPRESS ABANDONMENT RECEIVED |
| Monday, September 18, 2023 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, September 18, 2023 | NON-FINAL ACTION E-MAILED |
| Monday, September 18, 2023 | NON-FINAL ACTION WRITTEN |
| Monday, August 28, 2023 | ASSIGNED TO EXAMINER |
| Monday, December 5, 2022 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, November 17, 2022 | NEW APPLICATION ENTERED |
