| Serial Number | 86106207 |
| Word Mark | RBC INVESTOR & TREASURY SERVICES |
| Filing Date | Wednesday, October 30, 2013 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Thursday, May 20, 2021 |
| Registration Number | 4762789 |
| Registration Date | Tuesday, June 30, 2015 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, April 14, 2015 |
| Pseudo Mark | ROYAL BANK OF CANADA INVESTOR AND TREASURY SERVICES |
| Goods and Services | Financial services for financial and other institutional investors, namely, global custody services, namely, maintaining possession of financial assets for others for financial management purposes for financial and institutional investors; fund administration, namely, administration of a capital investment fund for financial and institutional investors; securities brokerage services, namely, securities borrowing and lending services; clearing and reconciling financial transactions via a global computer network; investment analytics, namely, financial investment analysis and stock research; financial management in the nature of treasury management services; cash management services; foreign exchange trading and brokerage services; financial custodial services, namely, maintaining possession of financial assets for others for financial management purposes and pension services, namely, financial administration of employee pension plans; services in the nature of administration of financial assets in the nature of securities, namely, custody and settlement, securities administration, financial reporting, global securities lending; financial administration of pooled funds and pension funds; transaction banking services for financial institutions, namely, processing electronic banking transactions |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Shareholder services in the nature of providing a range of services, namely, registrar and transfer agent services for securities investments in the nature of recording and registering the transfer of stocks, shares, and securities, clearing trades in stocks, shares, and securities and processing fee payment; shareholder record-keeping services; preparation of tax slips and financial reports for distributors and shareholders; providing virtual on-line office support services to asset managers and distributors for electronic order processing and confirmation for others, trailer fee calculation, financial custody and account management support related to the transfer of stocks, shares, and securities, maintaining records of settlements for transfers of stocks, shares and securities, financial record-keeping for regulatory compliance purposes; financial record keeping, namely, investment compliance reporting for regulatory compliance purposes |
| NOT AVAILABLE | "INVESTOR & TREASURY SERVICES" |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, August 11, 2014 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, November 8, 2013 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | Royal Bank of Canada |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 99 - Other |
| Address | MONTREAL, QC H3C3A9 CA |
| Party Name | Royal Bank of Canada |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | Montreal, Quebec H3C3A9 CA |
| Party Name | Royal Bank of Canada |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | Montreal, Quebec H3C3A9 CA |
| Event Date | Event Description |
| Thursday, July 24, 2014 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Saturday, November 2, 2013 | NEW APPLICATION ENTERED |
| Wednesday, November 6, 2013 | TEAS VOLUNTARY AMENDMENT RECEIVED |
| Wednesday, November 6, 2013 | TEAS AMENDMENT ENTERED BEFORE ATTORNEY ASSIGNED |
| Friday, November 8, 2013 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Saturday, November 9, 2013 | NOTICE OF PSEUDO MARK E-MAILED |
| Friday, February 14, 2014 | ASSIGNED TO EXAMINER |
| Tuesday, February 25, 2014 | NON-FINAL ACTION WRITTEN |
| Tuesday, February 25, 2014 | NON-FINAL ACTION E-MAILED |
| Tuesday, February 25, 2014 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, September 23, 2014 | FINAL REFUSAL WRITTEN |
| Tuesday, July 29, 2014 | ASSIGNED TO LIE |
| Monday, August 11, 2014 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, August 11, 2014 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, August 29, 2014 | SUSPENSION LETTER WRITTEN |
| Friday, August 29, 2014 | LETTER OF SUSPENSION E-MAILED |
| Friday, August 29, 2014 | NOTIFICATION OF LETTER OF SUSPENSION E-MAILED |
| Tuesday, September 2, 2014 | TEAS RESPONSE TO SUSPENSION INQUIRY RECEIVED |
| Tuesday, September 2, 2014 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, September 3, 2014 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, September 23, 2014 | FINAL REFUSAL E-MAILED |
| Tuesday, September 23, 2014 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Tuesday, June 30, 2015 | REGISTERED-PRINCIPAL REGISTER |
| Friday, January 16, 2015 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, January 16, 2015 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, March 9, 2015 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, March 10, 2015 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, March 25, 2015 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, April 14, 2015 | PUBLISHED FOR OPPOSITION |
| Tuesday, April 14, 2015 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Monday, May 11, 2020 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Monday, May 11, 2020 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Monday, May 11, 2020 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, May 11, 2020 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| Monday, May 11, 2020 | TEAS CHANGE OF DOMESTIC REPRESENTATIVES ADDRESS |
| Monday, May 11, 2020 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Monday, May 11, 2020 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Tuesday, June 16, 2020 | REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED |
| Monday, January 25, 2021 | TEAS SECTION 8 & 15 RECEIVED |
| Tuesday, June 30, 2020 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Friday, June 10, 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, June 10, 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, June 10, 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, October 19, 2022 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Wednesday, October 19, 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Thursday, May 20, 2021 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, May 20, 2021 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Friday, May 21, 2021 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Wednesday, October 19, 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, October 19, 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, October 19, 2022 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Tuesday, July 30, 2024 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Tuesday, July 30, 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, July 30, 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, July 30, 2024 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, July 30, 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, July 30, 2024 | TEAS CHANGE OF DOMESTIC REPRESENTATIVES ADDRESS |
| Sunday, June 30, 2024 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |