R ROTH Trademark

Trademark Overview

On Thursday, April 27, 2006, a trademark application was filed for R ROTH with the United States Patent and Trademark Office. The USPTO has given the R ROTH trademark a serial number of 78871725. The federal status of this trademark filing is REGISTERED AND RENEWED as of Thursday, August 1, 2019. This trademark is owned by Roth Capital Partners, LLC. The R ROTH trademark is filed in the Advertising, Business and Retail Services, Insurance & Financial Services, and Education & Entertainment Services categories with the following description:

Mergers and acquisitions advisory services, namely, acquisition and merger consultation; marketing services, namely, business marketing services

Financial services, namely, helping public companies raise capital and create liquidity, specifically, capital investment services; Investment banking services; Trading services in the field of securities, finance and investments, namely, brokerage of shares and other securities; Financial advisory services; Financial consulting services; Investment management services; Banking services; Financial and investment research and analysis services; Money management services, namely, investment management and financial management; brokerage services in the field of stocks, commodities, insurance

Conferences in the field of finance, investments, brokerage, banking, and insurance, namely, arranging and conducting educational conferences
r roth

General Information

Serial Number78871725
Word MarkR ROTH
Filing DateThursday, April 27, 2006
Status800 - REGISTERED AND RENEWED
Status DateThursday, August 1, 2019
Registration Number3554210
Registration DateTuesday, December 30, 2008
Mark Drawing3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s)
Published for Opposition DateTuesday, October 14, 2008

Trademark Statements

Indication of Colors claimedColor is not claimed as a feature of the mark.
Goods and ServicesMergers and acquisitions advisory services, namely, acquisition and merger consultation; marketing services, namely, business marketing services
Goods and ServicesFinancial services, namely, helping public companies raise capital and create liquidity, specifically, capital investment services; Investment banking services; Trading services in the field of securities, finance and investments, namely, brokerage of shares and other securities; Financial advisory services; Financial consulting services; Investment management services; Banking services; Financial and investment research and analysis services; Money management services, namely, investment management and financial management; brokerage services in the field of stocks, commodities, insurance
Goods and ServicesConferences in the field of finance, investments, brokerage, banking, and insurance, namely, arranging and conducting educational conferences
Lining/Stippling StatementThe stippling is for shading purposes only.
Section 2(f) Limitation Statementas to "ROTH"

Classification Information

International Class035 - Advertising; business management; business administration; office functions.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateWednesday, June 4, 2008
Primary Code035
First Use Anywhere DateSunday, January 15, 1984
First Use In Commerce DateSunday, January 15, 1984
International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateWednesday, May 3, 2006
Primary Code036
First Use Anywhere DateSunday, January 15, 1984
First Use In Commerce DateSunday, January 15, 1984
International Class041 - Education; providing of training; entertainment; sporting and cultural activities.
US Class Codes100, 101, 107
Class Status Code6 - Active
Class Status DateTuesday, September 9, 2008
Primary Code041
First Use Anywhere DateSunday, January 15, 1984
First Use In Commerce DateSunday, January 15, 1984

Trademark Owner History

Party NameRoth Capital Partners, LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressNewport Beach, CA 92660
Party NameRoth Capital Partners, LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressNewport Beach, CA 92660
Party NameRoth Capital Partners, LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressNewport Beach, CA 92660

Trademark Events

Event DateEvent Description
Thursday, August 1, 2019NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Thursday, August 1, 2019REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Thursday, August 1, 2019REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Thursday, August 1, 2019CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Monday, July 1, 2019TEAS SECTION 8 & 9 RECEIVED
Saturday, December 30, 2017COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Thursday, January 15, 2015NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Thursday, January 15, 2015REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Thursday, January 15, 2015CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Tuesday, January 6, 2015TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, December 30, 2014TEAS SECTION 8 & 15 RECEIVED
Thursday, December 23, 2010TEAS CHANGE OF CORRESPONDENCE RECEIVED
Thursday, February 12, 2009TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, December 30, 2008REGISTERED-PRINCIPAL REGISTER
Tuesday, October 14, 2008PUBLISHED FOR OPPOSITION
Wednesday, September 24, 2008NOTICE OF PUBLICATION
Wednesday, September 10, 2008LAW OFFICE PUBLICATION REVIEW COMPLETED
Tuesday, September 9, 2008APPROVED FOR PUB - PRINCIPAL REGISTER
Tuesday, September 9, 2008TEAS/EMAIL CORRESPONDENCE ENTERED
Tuesday, September 9, 2008CORRESPONDENCE RECEIVED IN LAW OFFICE
Tuesday, September 9, 2008TEAS REQUEST FOR RECONSIDERATION RECEIVED
Thursday, August 28, 2008NOTIFICATION OF SUBSEQUENT FINAL EMAILED
Thursday, August 28, 2008SUBSEQUENT FINAL EMAILED
Thursday, August 28, 2008SUBSEQUENT FINAL REFUSAL WRITTEN
Tuesday, August 19, 2008PREVIOUS ALLOWANCE COUNT WITHDRAWN
Monday, July 28, 2008WITHDRAWN FROM PUB - OG REVIEW QUERY
Monday, July 14, 2008LAW OFFICE PUBLICATION REVIEW COMPLETED
Friday, July 11, 2008APPROVED FOR PUB - PRINCIPAL REGISTER
Thursday, July 10, 2008TEAS/EMAIL CORRESPONDENCE ENTERED
Wednesday, July 9, 2008CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, July 9, 2008TEAS REQUEST FOR RECONSIDERATION RECEIVED
Thursday, July 3, 2008NOTIFICATION OF FINAL REFUSAL EMAILED
Thursday, July 3, 2008FINAL REFUSAL E-MAILED
Thursday, July 3, 2008FINAL REFUSAL WRITTEN
Wednesday, June 4, 2008TEAS/EMAIL CORRESPONDENCE ENTERED
Wednesday, June 4, 2008CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, June 4, 2008TEAS RESPONSE TO OFFICE ACTION RECEIVED
Friday, February 8, 2008TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, December 4, 2007COMBINED EXAMINER'S AMENDMENT/PRIORITY ACTION ENTERED
Tuesday, December 4, 2007ASSIGNED TO LIE
Tuesday, December 4, 2007NOTIFICATION OF EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED
Tuesday, December 4, 2007EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED
Tuesday, December 4, 2007EXAMINERS AMENDMENT AND/OR PRIORITY ACTION - COMPLETED
Tuesday, November 6, 2007TEAS/EMAIL CORRESPONDENCE ENTERED
Monday, November 5, 2007CORRESPONDENCE RECEIVED IN LAW OFFICE
Monday, November 5, 2007TEAS RESPONSE TO OFFICE ACTION RECEIVED
Thursday, May 3, 2007NON-FINAL ACTION E-MAILED
Thursday, May 3, 2007NON-FINAL ACTION WRITTEN
Tuesday, April 3, 2007TEAS/EMAIL CORRESPONDENCE ENTERED
Monday, April 2, 2007CORRESPONDENCE RECEIVED IN LAW OFFICE
Monday, April 2, 2007TEAS RESPONSE TO OFFICE ACTION RECEIVED
Monday, October 2, 2006NON-FINAL ACTION E-MAILED
Monday, October 2, 2006NON-FINAL ACTION WRITTEN
Monday, October 2, 2006NON-FINAL ACTION E-MAILED
Monday, October 2, 2006NON-FINAL ACTION WRITTEN
Wednesday, September 27, 2006ASSIGNED TO EXAMINER
Thursday, May 4, 2006NOTICE OF DESIGN SEARCH CODE MAILED
Wednesday, May 3, 2006NEW APPLICATION ENTERED IN TRAM

Related Keywords

roth services namely investment financial management brokerage field banking marketing securities