| Serial Number | 78871731 |
| Word Mark | R |
| Filing Date | Thursday, April 27, 2006 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Saturday, May 4, 2019 |
| Registration Number | 3508711 |
| Registration Date | Tuesday, September 30, 2008 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, July 15, 2008 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Mergers and acquisitions advisory services, namely, acquisition and merger consultation; marketing services, namely, business marketing services |
| Goods and Services | Financial services, namely, helping public companies raise capital and create liquidity, specifically, capital investment services; Investment banking services; Trading services in the field of securities, finance and investments, namely, brokerage of shares and other securities; Financial advisory services; Financial consulting services; Investment management services; Banking services; Financial and investment research and analysis services; Money management services, namely, investment management and financial management; brokerage services in the field of stocks, commodities, insurance |
| Goods and Services | Conferences in the field of finance, investments, brokerage, banking, and insurance, namely, arranging and conducting educational conferences |
| Pseudo Mark | ROTH |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, June 4, 2008 |
| Primary Code | 035 |
| First Use Anywhere Date | Sunday, January 15, 1984 |
| First Use In Commerce Date | Sunday, January 15, 1984 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, May 3, 2006 |
| Primary Code | 036 |
| First Use Anywhere Date | Sunday, January 15, 1984 |
| First Use In Commerce Date | Sunday, January 15, 1984 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, June 4, 2008 |
| Primary Code | 041 |
| First Use Anywhere Date | Sunday, January 15, 1984 |
| First Use In Commerce Date | Sunday, January 15, 1984 |
| Party Name | Roth Capital Partners, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Newport Beach, CA 92660 |
| Party Name | Roth Capital Partners, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Newport Beach, CA 92660 |
| Party Name | Roth Capital Partners, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Newport Beach, CA 92660 |
| Event Date | Event Description |
| Saturday, May 4, 2019 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Saturday, May 4, 2019 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Saturday, May 4, 2019 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Friday, May 3, 2019 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Saturday, March 30, 2019 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, September 30, 2017 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Tuesday, January 6, 2015 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Saturday, October 4, 2014 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Saturday, October 4, 2014 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Saturday, October 4, 2014 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, September 30, 2014 | TEAS SECTION 8 & 15 RECEIVED |
| Tuesday, September 30, 2014 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, December 23, 2010 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, February 12, 2009 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, September 30, 2008 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, July 15, 2008 | PUBLISHED FOR OPPOSITION |
| Wednesday, June 25, 2008 | NOTICE OF PUBLICATION |
| Wednesday, June 11, 2008 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, June 11, 2008 | ASSIGNED TO LIE |
| Thursday, June 5, 2008 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, June 4, 2008 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, June 4, 2008 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, June 4, 2008 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Friday, February 8, 2008 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, December 4, 2007 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Tuesday, December 4, 2007 | FINAL REFUSAL E-MAILED |
| Tuesday, December 4, 2007 | FINAL REFUSAL WRITTEN |
| Tuesday, November 6, 2007 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, November 5, 2007 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, November 5, 2007 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, May 3, 2007 | NON-FINAL ACTION E-MAILED |
| Thursday, May 3, 2007 | NON-FINAL ACTION WRITTEN |
| Tuesday, May 1, 2007 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, May 1, 2007 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, May 1, 2007 | ASSIGNED TO LIE |
| Monday, April 2, 2007 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, October 2, 2006 | NON-FINAL ACTION E-MAILED |
| Monday, October 2, 2006 | NON-FINAL ACTION WRITTEN |
| Wednesday, September 27, 2006 | ASSIGNED TO EXAMINER |
| Thursday, May 4, 2006 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Wednesday, May 3, 2006 | NEW APPLICATION ENTERED IN TRAM |