| Serial Number | 86368744 |
| Word Mark | PURSHE KAPLAN STERLING PKS INVESTMENTS |
| Filing Date | Saturday, August 16, 2014 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Thursday, August 22, 2024 |
| Registration Number | 4738128 |
| Registration Date | Tuesday, May 19, 2015 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, March 3, 2015 |
| Description of Mark | The mark consist of a blue bar with the blue wording "PURSHE KAPLAN STERLING" fitted beneath the bar in an equal length. Below the words "PURSHE KAPLAN STERLING" appears the blue enlarged letters "P","K","S" and a blue bar beneath the letters, also in equal length. Below the second bar is the blue word "INVESTMENTS" beneath the word "INVESTMENTS" centered and in smaller blue letters is the word "Member" followed by "FINRA" then a vertical blue bar and the word "SIPC". |
| Amendment to a Registration/Renewal Certificate | The drawing is amended to appear as follows: PUBLISH NEW CUT. In the statement, Line 7 "green and black" are deleted, and "blue and white" is inserted. Line 8, after "INVESTMENTS" "MEMBER FINRA" AND "SIPC" is inserted. Lines 9-13 are deleted, and "The mark consists of the following: a blue bar with the blue wording "PURSHE KAPLAN STERLING" fitted beneath the bar in an equal length. Below the words "PURSHE KAPLAN STERLING" appears the blue enlarged letters "P","K","S" and a blue bar beneath the letters, also in equal length. Below the second bar is the blue word "INVESTMENTS" beneath the word "INVESTMENTS" centered and in smaller blue letters is the word "Member" followed by "FINRA" then a vertical blue bar and the word "SIPC"." is inserted. |
| Goods and Services | Financial investment brokerage |
| Indication of Colors claimed | The color(s) blue and white is/are claimed as a feature of the mark. |
| NOT AVAILABLE | "INVESTMENTS, MEMBER FINRA" AND "SIPC" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, August 27, 2014 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, June 11, 1998 |
| First Use In Commerce Date | Thursday, June 11, 1998 |
| Party Name | Purshe Kaplan Sterling Investments, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Albany, NY 12207 |
| Party Name | Purshe Kaplan Sterling Investments, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Albany, NY 12211 |
| Party Name | Purshe Kaplan Sterling Investments, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Albany, NY 12211 |
| Event Date | Event Description |
| Tuesday, December 2, 2014 | ASSIGNED TO EXAMINER |
| Wednesday, August 20, 2014 | NEW APPLICATION ENTERED |
| Wednesday, August 27, 2014 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, August 28, 2014 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Tuesday, January 20, 2015 | ASSIGNED TO LIE |
| Wednesday, December 3, 2014 | NON-FINAL ACTION WRITTEN |
| Wednesday, December 3, 2014 | NON-FINAL ACTION E-MAILED |
| Wednesday, December 3, 2014 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, December 17, 2014 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, December 17, 2014 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, December 18, 2014 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, January 20, 2015 | EXAMINERS AMENDMENT -WRITTEN |
| Tuesday, January 20, 2015 | EXAMINERS AMENDMENT E-MAILED |
| Tuesday, January 20, 2015 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Wednesday, January 21, 2015 | EXAMINER'S AMENDMENT ENTERED |
| Friday, January 23, 2015 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, January 27, 2015 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, February 11, 2015 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, March 3, 2015 | PUBLISHED FOR OPPOSITION |
| Tuesday, March 3, 2015 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, May 19, 2015 | REGISTERED-PRINCIPAL REGISTER |
| Thursday, March 28, 2019 | TEAS SECTION 7 REQUEST RECEIVED |
| Thursday, March 28, 2019 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, April 23, 2019 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, May 2, 2019 | POST REGISTRATION ACTION MAILED - SEC. 7 |
| Friday, May 3, 2019 | TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED |
| Wednesday, May 8, 2019 | AMENDMENT UNDER SECTION 7 - PROCESSED |
| Tuesday, May 19, 2020 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Thursday, April 15, 2021 | TEAS SECTION 8 RECEIVED |
| Tuesday, August 17, 2021 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, August 26, 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, July 26, 2022 | POST REGISTRATION ACTION MAILED - SEC. 8 |
| Friday, August 26, 2022 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Friday, August 26, 2022 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Monday, August 29, 2022 | TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED |
| Friday, June 7, 2024 | TEAS SECTION 8 & 9 RECEIVED |
| Thursday, August 22, 2024 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, August 22, 2024 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Thursday, August 22, 2024 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Thursday, August 22, 2024 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Tuesday, October 11, 2022 | REGISTERED - SEC. 8 (6-YR) ACCEPTED |
| Tuesday, October 11, 2022 | NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED |
| Sunday, May 19, 2024 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |