PROSPERA FINANCIAL SERVICES Trademark
Trademark Overview
On Friday, March 13, 2026, a trademark application was filed for PROSPERA FINANCIAL SERVICES with the United States Patent and Trademark Office. The USPTO has given the PROSPERA FINANCIAL SERVICES trademark a serial number of 99700759. The federal status of this trademark filing is NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER as of Friday, March 13, 2026. This trademark is owned by Prospera Financial Services, Inc.. The PROSPERA FINANCIAL SERVICES trademark is filed in the Insurance & Financial Services category with the following description:
Investment advisory services; Financial management in the field of investment portfolio management and general investment advisory services; Financial planning services; Brokerage investment services; Investment portfolio management and general investment advisory services; Trading of financial securities; Management of financial investment accounts; Portfolio investment advisory services; Consulting related to all the foregoing services; Providing services to third-party registered investment advisors such as securities custodian access, trading support, and technology services
General Information
| Serial Number | 99700759 |
| Word Mark | PROSPERA FINANCIAL SERVICES |
| Filing Date | Friday, March 13, 2026 |
| Status | 630 - NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER |
| Status Date | Friday, March 13, 2026 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | NOT AVAILABLE |
Trademark Statements
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Description of Mark | The mark consists of an image of a bull in a circle above the words "PROSPERA FINANCIAL SERVICES". |
| Goods and Services | Investment advisory services; Financial management in the field of investment portfolio management and general investment advisory services; Financial planning services; Brokerage investment services; Investment portfolio management and general investment advisory services; Trading of financial securities; Management of financial investment accounts; Portfolio investment advisory services; Consulting related to all the foregoing services; Providing services to third-party registered investment advisors such as securities custodian access, trading support, and technology services |
| NOT AVAILABLE | "FINANCIAL SERVICES" |
Classification Information
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, March 13, 2026 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, November 30, 2006 |
| First Use In Commerce Date | Thursday, November 30, 2006 |
Trademark Owner History
| Party Name | Prospera Financial Services, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75240
US |
Trademark Events
| Event Date | Event Description |
| Friday, March 13, 2026 | NEW APPLICATION ENTERED |
| Friday, March 13, 2026 | APPLICATION FILING RECEIPT MAILED |
