PROSPERA FINANCIAL SERVICES Trademark
Trademark Overview
On Friday, March 13, 2026, a trademark application was filed for PROSPERA FINANCIAL SERVICES with the United States Patent and Trademark Office. The USPTO has given the PROSPERA FINANCIAL SERVICES trademark a serial number of 99700757. The federal status of this trademark filing is NON-FINAL ACTION - MAILED as of Friday, July 17, 2026. This trademark is owned by Prospera Financial Services, Inc.. The PROSPERA FINANCIAL SERVICES trademark is filed in the Insurance & Financial Services category with the following description:
Investment advisory services; Financial management in the field of investment portfolio management and general investment advisory services; Financial planning services; Brokerage investment services; Investment portfolio management and general investment advisory services; Trading of financial securities; Management of financial investment accounts; Portfolio investment advisory services; Consulting related to all the foregoing services; Providing services to third-party registered investment advisors such as securities custodian access, trading support, and technology services
General Information
| Serial Number | 99700757 |
| Word Mark | PROSPERA FINANCIAL SERVICES |
| Filing Date | Friday, March 13, 2026 |
| Status | 641 - NON-FINAL ACTION - MAILED |
| Status Date | Friday, July 17, 2026 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | NOT AVAILABLE |
Trademark Statements
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Description of Mark | The mark consists of an image of a bull in a circle to the left of the words "PROSPERA FINANCIAL SERVICES". |
| Goods and Services | Investment advisory services; Financial management in the field of investment portfolio management and general investment advisory services; Financial planning services; Brokerage investment services; Investment portfolio management and general investment advisory services; Trading of financial securities; Management of financial investment accounts; Portfolio investment advisory services; Consulting related to all the foregoing services; Providing services to third-party registered investment advisors such as securities custodian access, trading support, and technology services |
| NOT AVAILABLE | "FINANCIAL SERVICES" |
Classification Information
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, March 13, 2026 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, November 30, 2006 |
| First Use In Commerce Date | Thursday, November 30, 2006 |
Trademark Owner History
| Party Name | Prospera Financial Services, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Dallas, TX 75240
US |
Trademark Events
| Event Date | Event Description |
| Friday, March 13, 2026 | NEW APPLICATION ENTERED |
| Friday, March 13, 2026 | APPLICATION FILING RECEIPT MAILED |
| Thursday, July 16, 2026 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, July 16, 2026 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Friday, July 17, 2026 | ASSIGNED TO EXAMINER |
| Friday, July 17, 2026 | NON-FINAL ACTION WRITTEN |
| Friday, July 17, 2026 | NON-FINAL ACTION E-MAILED |
| Friday, July 17, 2026 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
