PROSPERA FINANCIAL SERVICES Trademark

Trademark Overview


On Wednesday, April 17, 2024, a trademark application was filed for PROSPERA FINANCIAL SERVICES with the United States Patent and Trademark Office. The USPTO has given the PROSPERA FINANCIAL SERVICES trademark a serial number of 98505657. The federal status of this trademark filing is FINAL REFUSAL - MAILED as of Friday, May 2, 2025. This trademark is owned by Prospera Financial Services, Inc.. The PROSPERA FINANCIAL SERVICES trademark is filed in the Advertising, Business and Retail Services, Insurance & Financial Services, and Education & Entertainment Services categories with the following description:

Coaching and training services in the fields of ownership, management, and staffing of stock brokerages

Financial services, namely, investment advisory services, fixed income and stock brokerage, and annuity insurance brokerage services; providing a website featuring information in the field of financial services, namely, investment advisory, stock and fixed income brokerage, and annuity insurance brokerage services for individual investors; providing financial account information, providing financial calculators for client investments, providing financial information regarding financial markets via email notification alerts, preparing financial analysis of client portfolios; financial management services; financial advisory services; investment advisory services

Business consulting services, namely, providing business consultancy and information for the financial services industry
prospera financial services

General Information


Serial Number98505657
Word MarkPROSPERA FINANCIAL SERVICES
Filing DateWednesday, April 17, 2024
Status645 - FINAL REFUSAL - MAILED
Status DateFriday, May 2, 2025
Registration Number0000000
Registration DateNOT AVAILABLE
Mark Drawing3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s)
Published for Opposition DateNOT AVAILABLE

Trademark Statements


Goods and ServicesCoaching and training services in the fields of ownership, management, and staffing of stock brokerages
Description of MarkThe mark consists of an image of a bull in a circle to the left of the words "PROSPERA FINANCIAL SERVICES".
Goods and ServicesFinancial services, namely, investment advisory services, fixed income and stock brokerage, and annuity insurance brokerage services; providing a website featuring information in the field of financial services, namely, investment advisory, stock and fixed income brokerage, and annuity insurance brokerage services for individual investors; providing financial account information, providing financial calculators for client investments, providing financial information regarding financial markets via email notification alerts, preparing financial analysis of client portfolios; financial management services; financial advisory services; investment advisory services
Indication of Colors claimedColor is not claimed as a feature of the mark.
Goods and ServicesBusiness consulting services, namely, providing business consultancy and information for the financial services industry
NOT AVAILABLEFINANCIAL SERVICES
Translation of Words in MarkThe English translation of PROSPERA in the mark is THRIVES, PROSPERS.

Classification Information


International Class035 - Advertising; business management; business administration; office functions.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateWednesday, April 17, 2024
Primary Code035
First Use Anywhere DateThursday, November 30, 2006
First Use In Commerce DateThursday, November 30, 2006

International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateWednesday, April 17, 2024
Primary Code036
First Use Anywhere DateThursday, November 30, 2006
First Use In Commerce DateThursday, November 30, 2006

International Class041 - Education; providing of training; entertainment; sporting and cultural activities.
US Class Codes100, 101, 107
Class Status Code6 - Active
Class Status DateWednesday, April 30, 2025
Primary Code041
First Use Anywhere DateThursday, November 30, 2006
First Use In Commerce DateThursday, November 30, 2006

Trademark Owner History


Party NameProspera Financial Services, Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressDallas, TX 75240

Trademark Events


Event DateEvent Description
Wednesday, October 2, 2024NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Wednesday, April 17, 2024NEW APPLICATION ENTERED
Wednesday, October 2, 2024NOTICE OF DESIGN SEARCH CODE E-MAILED
Thursday, October 31, 2024NON-FINAL ACTION E-MAILED
Thursday, October 31, 2024NOTIFICATION OF NON-FINAL ACTION E-MAILED
Tuesday, January 28, 2025APPLICATION EXTENSION TO RESPONSE PERIOD - RECEIVED
Tuesday, January 28, 2025APPLICATION EXTENSION GRANTED/RECEIPT PROVIDED
Wednesday, March 19, 2025TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Thursday, October 31, 2024NON-FINAL ACTION WRITTEN
Thursday, October 31, 2024ASSIGNED TO EXAMINER
Wednesday, March 19, 2025ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Wednesday, March 19, 2025TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, April 30, 2025CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, April 30, 2025TEAS RESPONSE TO OFFICE ACTION RECEIVED
Thursday, May 1, 2025PRELIMINARY/VOLUNTARY AMENDMENT - ENTERED
Thursday, May 1, 2025TEAS/EMAIL CORRESPONDENCE ENTERED
Thursday, May 1, 2025TEAS VOLUNTARY AMENDMENT RECEIVED
Friday, May 2, 2025FINAL REFUSAL WRITTEN
Friday, May 2, 2025FINAL REFUSAL E-MAILED
Friday, May 2, 2025NOTIFICATION OF FINAL REFUSAL EMAILED