PROSPECT INVESTMENT MANAGEMENT Trademark

Trademark Overview


On Wednesday, May 12, 2004, a trademark application was filed for PROSPECT INVESTMENT MANAGEMENT with the United States Patent and Trademark Office. The USPTO has given the PROSPECT INVESTMENT MANAGEMENT trademark a serial number of 78417705. The federal status of this trademark filing is REGISTERED AND RENEWED as of Saturday, December 17, 2016. This trademark is owned by PSV I. The PROSPECT INVESTMENT MANAGEMENT trademark is filed in the Insurance & Financial Services category with the following description:

Financial services, namely, asset management and financial advisory services
prospect investment management

General Information


Serial Number78417705
Word MarkPROSPECT INVESTMENT MANAGEMENT
Filing DateWednesday, May 12, 2004
Status800 - REGISTERED AND RENEWED
Status DateSaturday, December 17, 2016
Registration Number3154839
Registration DateTuesday, October 10, 2006
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, September 13, 2005

Trademark Statements


Disclaimer with Predetermined Text"INVESTMENT MANAGEMENT"
Goods and ServicesFinancial services, namely, asset management and financial advisory services

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateWednesday, May 19, 2004
Primary Code036
First Use Anywhere DateThursday, April 15, 2004
First Use In Commerce DateThursday, April 15, 2004

Trademark Owner History


Party NamePROSPECT CAPITAL INVESTMENT MANAGEMENT,L
Party Type31 - New Owner After Registration
Legal Entity Type16 - Limited Liability Company
AddressNEW YORK, NY 10016

Party NamePSV I
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressNew York, NY 10016

Party NamePSV I
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressNew York, NY 10016

Party NamePSV I
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressNew York, NY 10016

Trademark Events


Event DateEvent Description
Saturday, December 17, 2016NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Saturday, December 17, 2016REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Saturday, December 17, 2016REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Saturday, December 17, 2016CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Friday, October 7, 2016TEAS CHANGE OF CORRESPONDENCE RECEIVED
Friday, October 7, 2016TEAS SECTION 8 & 9 RECEIVED
Saturday, October 10, 2015COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Wednesday, November 5, 2014AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Friday, October 12, 2012NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED
Friday, October 12, 2012REGISTERED - SEC. 8 (6-YR) ACCEPTED
Friday, October 12, 2012REGISTERED - SEC. 8 (6-YR) FILED
Wednesday, October 10, 2012TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED
Friday, August 31, 2012POST REGISTRATION ACTION MAILED - SEC. 8
Friday, August 31, 2012CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Thursday, August 9, 2012TEAS SECTION 8 RECEIVED
Thursday, August 9, 2012TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, October 10, 2006REGISTERED-PRINCIPAL REGISTER
Wednesday, August 23, 2006LAW OFFICE REGISTRATION REVIEW COMPLETED
Friday, August 18, 2006ASSIGNED TO LIE
Friday, August 11, 2006ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Tuesday, July 25, 2006STATEMENT OF USE PROCESSING COMPLETE
Friday, June 30, 2006USE AMENDMENT FILED
Friday, June 30, 2006TEAS STATEMENT OF USE RECEIVED
Tuesday, June 20, 2006EXTENSION 1 GRANTED
Tuesday, June 6, 2006EXTENSION 1 FILED
Wednesday, June 14, 2006EXTENSION RECEIVED WITH TEAS PETITION
Wednesday, June 14, 2006PETITION TO REVIVE-GRANTED
Wednesday, June 14, 2006TEAS PETITION TO REVIVE RECEIVED
Thursday, March 16, 2006ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Thursday, March 16, 2006TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Friday, December 16, 2005ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Friday, December 16, 2005TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Tuesday, December 6, 2005NOA MAILED - SOU REQUIRED FROM APPLICANT
Tuesday, September 13, 2005PUBLISHED FOR OPPOSITION
Wednesday, August 24, 2005NOTICE OF PUBLICATION
Friday, June 24, 2005LAW OFFICE PUBLICATION REVIEW COMPLETED
Friday, June 24, 2005ASSIGNED TO LIE
Tuesday, June 21, 2005APPROVED FOR PUB - PRINCIPAL REGISTER
Friday, June 17, 2005TEAS/EMAIL CORRESPONDENCE ENTERED
Friday, June 10, 2005CORRESPONDENCE RECEIVED IN LAW OFFICE
Friday, June 10, 2005TEAS RESPONSE TO OFFICE ACTION RECEIVED
Monday, December 13, 2004NON-FINAL ACTION E-MAILED
Monday, December 13, 2004NON-FINAL ACTION WRITTEN
Friday, December 10, 2004ASSIGNED TO EXAMINER
Wednesday, May 19, 2004NEW APPLICATION ENTERED IN TRAM