| Serial Number | 88499618 |
| Word Mark | PROSPECT FUND |
| Filing Date | Wednesday, July 3, 2019 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, February 25, 2020 |
| Registration Number | 5994823 |
| Registration Date | Tuesday, February 25, 2020 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, December 10, 2019 |
| Disclaimer with Predetermined Text | "FUND" |
| Goods and Services | Financial Services, namely, investment management services |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, July 12, 2019 |
| Primary Code | 036 |
| First Use Anywhere Date | Thursday, December 1, 1994 |
| First Use In Commerce Date | Thursday, December 1, 1994 |
| Party Name | Prospect Management, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Rochester, NY 14614 |
| Party Name | Prospect Management, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Rochester, NY 14614 |
| Party Name | Prospect Management, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Rochester, NY 14614 |
| Event Date | Event Description |
| Tuesday, February 25, 2020 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, December 10, 2019 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, December 10, 2019 | PUBLISHED FOR OPPOSITION |
| Wednesday, November 20, 2019 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Monday, November 4, 2019 | ASSIGNED TO LIE |
| Monday, October 28, 2019 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, October 8, 2019 | EXAMINER'S AMENDMENT ENTERED |
| Tuesday, October 8, 2019 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Tuesday, October 8, 2019 | EXAMINERS AMENDMENT E-MAILED |
| Tuesday, October 8, 2019 | EXAMINERS AMENDMENT -WRITTEN |
| Tuesday, September 24, 2019 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, September 24, 2019 | NON-FINAL ACTION E-MAILED |
| Tuesday, September 24, 2019 | NON-FINAL ACTION WRITTEN |
| Monday, September 23, 2019 | ASSIGNED TO EXAMINER |
| Friday, July 12, 2019 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Saturday, July 6, 2019 | NEW APPLICATION ENTERED IN TRAM |