PROSPECT CAPITAL MANAGEMENT Trademark

Trademark Overview

On Wednesday, May 12, 2004, a trademark application was filed for PROSPECT CAPITAL MANAGEMENT with the United States Patent and Trademark Office. The USPTO has given the PROSPECT CAPITAL MANAGEMENT trademark a serial number of 78417712. The federal status of this trademark filing is REGISTERED AND RENEWED as of Wednesday, December 14, 2016. This trademark is owned by PSV I. The PROSPECT CAPITAL MANAGEMENT trademark is filed in the Insurance & Financial Services category with the following description:

Financial services, namely, asset management and financial advisory services
prospect capital management

General Information

Serial Number78417712
Word MarkPROSPECT CAPITAL MANAGEMENT
Filing DateWednesday, May 12, 2004
Status800 - REGISTERED AND RENEWED
Status DateWednesday, December 14, 2016
Registration Number3154840
Registration DateTuesday, October 10, 2006
Mark Drawing4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, September 13, 2005

Trademark Statements

Goods and ServicesFinancial services, namely, asset management and financial advisory services
NOT AVAILABLE"CAPITAL MANAGEMENT"

Classification Information

International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateWednesday, May 19, 2004
Primary Code036
First Use Anywhere DateThursday, April 15, 2004
First Use In Commerce DateThursday, April 15, 2004

Trademark Owner History

Party NamePROSPECT CAPITAL INVESTMENT MANAGEMENT, LLC
Party Type31 - New Owner After Registration
Legal Entity Type16 - Limited Liability Company
AddressNEW YORK, NY 10016
Party NamePSV I
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressNew York, NY 10016
Party NamePSV I
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressNew York, NY 10016
Party NamePSV I
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressNew York, NY 10016

Trademark Events

Event DateEvent Description
Friday, December 10, 2004ASSIGNED TO EXAMINER
Friday, December 10, 2004ASSIGNED TO EXAMINER
Monday, December 13, 2004NON-FINAL ACTION E-MAILED
Wednesday, May 19, 2004NEW APPLICATION ENTERED
Monday, December 13, 2004NON-FINAL ACTION WRITTEN
Friday, June 10, 2005TEAS RESPONSE TO OFFICE ACTION RECEIVED
Tuesday, June 21, 2005APPROVED FOR PUB - PRINCIPAL REGISTER
Friday, June 24, 2005ASSIGNED TO LIE
Friday, June 24, 2005LAW OFFICE PUBLICATION REVIEW COMPLETED
Wednesday, August 24, 2005NOTICE OF PUBLICATION
Tuesday, September 13, 2005PUBLISHED FOR OPPOSITION
Tuesday, December 6, 2005NOA MAILED - SOU REQUIRED FROM APPLICANT
Friday, December 16, 2005TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Friday, June 10, 2005CORRESPONDENCE RECEIVED IN LAW OFFICE
Friday, June 17, 2005TEAS/EMAIL CORRESPONDENCE ENTERED
Friday, December 16, 2005ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Thursday, March 16, 2006TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Thursday, March 16, 2006ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Tuesday, June 6, 2006SOU EXTENSION 1 FILED
Wednesday, June 14, 2006TEAS PETITION TO REVIVE RECEIVED
Wednesday, June 14, 2006PETITION TO REVIVE-GRANTED
Wednesday, June 14, 2006SOU EXTENSION RECEIVED WITH TEAS PETITION
Tuesday, June 27, 2006SOU EXTENSION 1 GRANTED
Friday, June 30, 2006USE AMENDMENT FILED
Friday, June 30, 2006TEAS STATEMENT OF USE RECEIVED
Friday, August 11, 2006ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Friday, August 18, 2006ASSIGNED TO LIE
Wednesday, August 23, 2006LAW OFFICE REGISTRATION REVIEW COMPLETED
Tuesday, October 10, 2006REGISTERED-PRINCIPAL REGISTER
Tuesday, August 28, 2012NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED
Tuesday, July 25, 2006STATEMENT OF USE PROCESSING COMPLETE
Monday, August 6, 2012TEAS CHANGE OF CORRESPONDENCE RECEIVED
Monday, August 6, 2012TEAS SECTION 8 RECEIVED
Monday, August 27, 2012CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Tuesday, August 28, 2012REGISTERED - SEC. 8 (6-YR) ACCEPTED
Saturday, October 10, 2015COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Wednesday, October 5, 2016TEAS SECTION 8 & 9 RECEIVED
Friday, October 10, 2025COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Wednesday, December 14, 2016NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Wednesday, November 5, 2014AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Wednesday, October 5, 2016TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, December 14, 2016CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Wednesday, December 14, 2016REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Wednesday, December 14, 2016REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)

Related Keywords

management capital prospect financial services advisory namely asset