| Serial Number | 90539576 |
| Word Mark | PROSPECT CAPITAL CONVERTIBLE PREFERRED STOCK M |
| Filing Date | Monday, February 22, 2021 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, May 3, 2022 |
| Registration Number | 6715914 |
| Registration Date | Tuesday, May 3, 2022 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, February 15, 2022 |
| Description of Mark | The mark consists of the words "PROSPECT CAPITAL" in blue text across the top of the logo. Next to the words "PROSPECT CAPITAL" is a yellow triangle. Underneath "PROSPECT CAPITAL" are the words "CONVERTIBLE PREFERRED" in green text. Next to the words "CONVERTIBLE PREFERRED" is an inverted green triangle. Underneath the words "CONVERTIBLE PREFERRED" at the bottom of the logo is a grey rectangle and the word "STOCK" in yellow text, to the right of the grey rectangle. Next to the word "STOCK" are four blue triangles. The empty space between the triangles creates an "M". |
| Goods and Services | Electronic financial service for the purchase of savings bonds; Financial services in the nature of an investment security; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Investment management |
| Indication of Colors claimed | The color(s) blue, green, yellow, and grey is/are claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "CAPITAL CONVERTIBLE PREFERRED STOCK" AND "M" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, May 24, 2021 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, August 3, 2020 |
| First Use In Commerce Date | Monday, August 3, 2020 |
| Party Name | Prospect Capital Investment Management,LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10016 |
| Party Name | Prospect Capital Investment Management,LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10016 |
| Party Name | Prospect Capital Investment Management,LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10016 |
| Event Date | Event Description |
| Tuesday, May 3, 2022 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, February 15, 2022 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, February 15, 2022 | PUBLISHED FOR OPPOSITION |
| Wednesday, January 26, 2022 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Monday, January 10, 2022 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, January 7, 2022 | EXAMINER'S AMENDMENT ENTERED |
| Friday, January 7, 2022 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Friday, January 7, 2022 | EXAMINERS AMENDMENT E-MAILED |
| Friday, January 7, 2022 | EXAMINERS AMENDMENT -WRITTEN |
| Monday, November 15, 2021 | EXAMINER'S AMENDMENT ENTERED |
| Monday, November 15, 2021 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Monday, November 15, 2021 | EXAMINERS AMENDMENT E-MAILED |
| Monday, November 15, 2021 | EXAMINERS AMENDMENT -WRITTEN |
| Wednesday, September 29, 2021 | EXAMINER'S AMENDMENT ENTERED |
| Wednesday, September 29, 2021 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Wednesday, September 29, 2021 | EXAMINERS AMENDMENT E-MAILED |
| Wednesday, September 29, 2021 | EXAMINERS AMENDMENT -WRITTEN |
| Wednesday, September 15, 2021 | ASSIGNED TO EXAMINER |
| Tuesday, May 25, 2021 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Monday, May 24, 2021 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Thursday, February 25, 2021 | NEW APPLICATION ENTERED IN TRAM |