| Serial Number | 85184609 |
| Word Mark | PROMONTORY |
| Filing Date | Wednesday, November 24, 2010 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Saturday, April 15, 2023 |
| Registration Number | 4222468 |
| Registration Date | Tuesday, October 9, 2012 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, November 29, 2011 |
| Goods and Services | training services in the field of sanction and anti-money laundering (AML) compliance for business and control personnel to improve risk management, reduce regulatory risk and prevent terrorism; providing training and educational mentoring to professionals in the field of transaction monitoring, suspicious activity report (SAR) monitoring, and sanctions compliance; training and educational testing of financial services institutions personnel on sanctions compliance and in developing compliance structure for monitoring and tracking regulatory compliance and in identifying and assessing compliance-related risks; providing advanced training courses in the field of sanctions compliance, sanction rules violations, and the resolution and recording of escalated transactions; business training in the field of business efficiency |
| Description of Mark | The mark consists of the word "PROMONTORY" to the right of a design of a stylized lighthouse with two lines at the top of the lighthouse representing rays of light. The lighthouse stands atop an angular curved line representing a cliff and a wavy line representing ocean waves. |
| Goods and Services | software tool for use by financial services institutions in identifying, assessing and monitoring regulatory compliance and compliance-related risks and in generating reports relating thereto; [ database software application that generates an overall money laundering and terrorist financing risk score and ranking for each country, territory, and jurisdiction for use by financial institutions in complying with the anti-money laundering and terrorist financing laws and regulations and that generates reports relating thereto; electronic database recorded on computer media featuring information for use by financial services institutions in complying with the anti-money laundering and terrorist financing laws and regulations; electronic database recorded on computer media featuring a list of countries, cities, towns, regions, and ports that are either sanctioned directly by government authorities or are located in sanctioned countries for use by financial services institutions in complying with the anti-money laundering and terrorist financing laws and regulations; electronic database recorded on computer media featuring a list of bank identification codes designating financial institutions that are either sanctioned directly by government authorities or are located in sanctioned countries for use by financial services institutions in complying with the anti-money laundering and terrorist financing laws and regulations; ] electronic downloadable publications, namely, newsletters and bulletins featuring topics in the areas of financial risks, compliance, management, efficiency liquidity, capital, strategic planning and governance, financial services, business consulting and other business, financial and regulatory topics of interest to the financial services and regulatory industries; [ electronic publications, namely, newsletters and bulletins featuring topics in the areas of financial risks, compliance, management, efficiency liquidity, capital, strategic planning and governance, financial services, business consulting and other business, financial and regulatory topics of interest to the financial services and regulatory industries recorded on computer media; ] audio recordings downloadable via the Internet featuring speeches in the areas of financial risks, compliance, management, efficiency liquidity, capital, strategic planning and governance, financial services, business consulting and other business, financial and regulatory topics of interest to the financial services and regulatory industries |
| Goods and Services | printed materials, namely, brochures, reports, bulletins, written articles, information sheets and speeches featuring topics in the areas of financial risks, compliance, management, efficiency liquidity, capital, strategic planning and governance, financial services, business consulting and other business, financial and regulatory topics of interest to the financial services and regulatory industries; printed publications, namely, newsletters and bulletins featuring topics in the areas of financial risks, compliance, management, efficiency liquidity, capital, strategic planning and governance, financial services, business consulting and other business, financial and regulatory topics of interest to the financial services and regulatory industries; printed periodicals featuring topics in the areas of financial risks, compliance, management, efficiency liquidity, capital, strategic planning and governance, financial services, business consulting and other business, financial and regulatory topics of interest to the financial services and regulatory industries |
| Goods and Services | financial advisory and consulting services |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Business consulting services; business consulting services provided to financial institutions in the area of anti-money laundering and terrorist financing compliance; providing business consulting in the field of business efficiency; consultancy services regarding business strategies; mergers and acquisitions advisory and consultancy services |
| Goods and Services | Regulatory compliance consulting services, namely, consulting on standards and practices to assure compliance with financial services institutions laws and regulations; regulatory compliance services, namely, reviewing standards and practices to identify and assess compliance-related risks with respect to financial services institutions laws and regulations |
| Goods and Services | providing temporary use online of non-downloadable software and regulatory compliance diagnostic software tools for use by financial services institutions in monitoring and tracking regulatory compliance and in identifying and assessing compliance-related risks; providing online non-downloadable software and regulatory compliance diagnostic software tools for use by financial services institutions in identifying, assessing and monitoring regulatory compliance and compliance-related risks and in generating reports related thereto |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, November 30, 2010 |
| Primary Code | 009 |
| First Use Anywhere Date | Friday, December 31, 2010 |
| First Use In Commerce Date | Friday, December 31, 2010 |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, November 30, 2010 |
| Primary Code | 016 |
| First Use Anywhere Date | Sunday, January 30, 2011 |
| First Use In Commerce Date | Sunday, January 30, 2011 |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, November 30, 2010 |
| Primary Code | 035 |
| First Use Anywhere Date | Sunday, January 30, 2011 |
| First Use In Commerce Date | Sunday, January 30, 2011 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, November 30, 2010 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, March 7, 2011 |
| First Use In Commerce Date | Monday, March 7, 2011 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, November 30, 2010 |
| Primary Code | 041 |
| First Use Anywhere Date | Saturday, November 5, 2011 |
| First Use In Commerce Date | Saturday, November 5, 2011 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, November 30, 2010 |
| Primary Code | 042 |
| First Use Anywhere Date | Saturday, November 5, 2011 |
| First Use In Commerce Date | Saturday, November 5, 2011 |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, November 30, 2010 |
| Primary Code | 045 |
| First Use Anywhere Date | Saturday, November 5, 2011 |
| First Use In Commerce Date | Saturday, November 5, 2011 |
| Party Name | INTERNATIONAL BUSINESS MACHINES CORPORATION |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | ARMONK, NY 10504 |
| Party Name | Promontory Mark, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Washington, DC 20006 |
| Party Name | Promontory Mark, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Washington, DC 20006 |
| Party Name | Promontory Mark, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Washington, DC 20004 |
| Event Date | Event Description |
| Saturday, April 15, 2023 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Saturday, April 15, 2023 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Saturday, April 15, 2023 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Saturday, April 15, 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, October 4, 2022 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, October 9, 2021 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Wednesday, September 25, 2019 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, June 26, 2019 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, June 26, 2019 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, October 23, 2018 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Tuesday, October 23, 2018 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Tuesday, October 23, 2018 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, October 9, 2018 | TEAS SECTION 8 & 15 RECEIVED |
| Monday, October 9, 2017 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Thursday, December 11, 2014 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, October 9, 2012 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, September 5, 2012 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Tuesday, September 4, 2012 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| Sunday, September 2, 2012 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Tuesday, August 14, 2012 | STATEMENT OF USE PROCESSING COMPLETE |
| Tuesday, July 24, 2012 | USE AMENDMENT FILED |
| Tuesday, August 14, 2012 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Tuesday, July 24, 2012 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, January 24, 2012 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, November 29, 2011 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, November 29, 2011 | PUBLISHED FOR OPPOSITION |
| Wednesday, November 9, 2011 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Saturday, October 22, 2011 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, October 19, 2011 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, October 18, 2011 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, October 18, 2011 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, October 13, 2011 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Monday, August 22, 2011 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Monday, August 22, 2011 | FINAL REFUSAL E-MAILED |
| Monday, August 22, 2011 | FINAL REFUSAL WRITTEN |
| Monday, August 1, 2011 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, August 1, 2011 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, August 1, 2011 | ASSIGNED TO LIE |
| Friday, July 22, 2011 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Sunday, March 6, 2011 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Sunday, March 6, 2011 | NON-FINAL ACTION E-MAILED |
| Sunday, March 6, 2011 | NON-FINAL ACTION WRITTEN |
| Friday, March 4, 2011 | ASSIGNED TO EXAMINER |
| Wednesday, December 1, 2010 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Tuesday, November 30, 2010 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Saturday, November 27, 2010 | NEW APPLICATION ENTERED |