
| Serial Number | 78981204 | 
| Word Mark | PROMONTORY | 
| Filing Date | Tuesday, April 25, 2006 | 
| Status | 710 - CANCELLED - SECTION 8 | 
| Status Date | Friday, June 5, 2020 | 
| Registration Number | 3690731 | 
| Registration Date | Tuesday, September 29, 2009 | 
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) | 
| Published for Opposition Date | Tuesday, November 6, 2007 | 
| Indication of Colors claimed | Color is not claimed as a feature of the mark. | 
| Goods and Services | [ business consulting services; consultancy services regarding business strategies; mergers and acquisitions advisory and consultancy services ] | 
| Goods and Services | financial [ services, namely, investment services in a portfolio of investments in the nature of derivatives, bonds, notes, debentures, and other debt securities; funding of investments by issuing shares, commercial paper, capital notes, medium term notes and other debt securities; financial services, namely, structuring, origination, funding and administration of credit facilities and investment vehicles for others and ] advisory services [ relating thereto ] | 
| Goods and Services | Regulatory compliance services, namely, reviewing standards and practices to identify and assess compliance-related risks with financial services institutions laws and regulations; regulatory compliance consulting services, namely, consulting on standards and practices to assure compliance with financial services institutions laws and regulations [ ; providing temporary use online of non-downloadable software and regulatory compliance diagnostic software tools for use by financial services institutions in monitoring and tracking regulatory compliance and in identifying and assessing compliance-related risks ] | 
| International Class | 035 - Advertising; business management; business administration; office functions. | 
| US Class Codes | 100, 101, 102 | 
| Class Status Code | 2 - Sec. 8 - Entire Registration | 
| Class Status Date | Friday, June 5, 2020 | 
| Primary Code | 035 | 
| First Use Anywhere Date | Tuesday, July 1, 2008 | 
| First Use In Commerce Date | Tuesday, July 1, 2008 | 
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. | 
| US Class Codes | 100, 101, 102 | 
| Class Status Code | 2 - Sec. 8 - Entire Registration | 
| Class Status Date | Friday, June 5, 2020 | 
| Primary Code | 036 | 
| First Use Anywhere Date | Tuesday, July 1, 2008 | 
| First Use In Commerce Date | Tuesday, July 1, 2008 | 
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. | 
| US Class Codes | 100, 101 | 
| Class Status Code | 2 - Sec. 8 - Entire Registration | 
| Class Status Date | Friday, June 5, 2020 | 
| Primary Code | 042 | 
| First Use Anywhere Date | Tuesday, July 1, 2008 | 
| First Use In Commerce Date | Tuesday, July 1, 2008 | 
| Party Name | INTERNATIONAL BUSINESS MACHINES CORPORATION | 
| Party Type | 31 - New Owner After Registration | 
| Legal Entity Type | 03 - Corporation | 
| Address | ARMONK, NY 10504 | 
| Party Name | Promontory Mark, LLC | 
| Party Type | 30 - Original Registrant | 
| Legal Entity Type | 16 - Limited Liability Company | 
| Address | Washington, DC 20006 | 
| Party Name | Promontory Mark, LLC | 
| Party Type | 20 - Owner at Publication | 
| Legal Entity Type | 16 - Limited Liability Company | 
| Address | Washington, DC 20004 | 
| Party Name | Promontory Mark, LLC | 
| Party Type | 10 - Original Applicant | 
| Legal Entity Type | 16 - Limited Liability Company | 
| Address | Washington, DC 20004 | 
| Event Date | Event Description | 
| Friday, June 5, 2020 | CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9 | 
| Wednesday, September 25, 2019 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP | 
| Wednesday, June 26, 2019 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 
| Wednesday, June 26, 2019 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 
| Saturday, September 29, 2018 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED | 
| Monday, November 16, 2015 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED | 
| Monday, November 16, 2015 | REGISTERED - PARTIAL SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. | 
| Monday, November 16, 2015 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | 
| Monday, September 28, 2015 | TEAS SECTION 8 & 15 RECEIVED | 
| Thursday, December 11, 2014 | TEAS CHANGE OF CORRESPONDENCE RECEIVED | 
| Tuesday, September 29, 2009 | REGISTERED-PRINCIPAL REGISTER | 
| Wednesday, August 26, 2009 | LAW OFFICE REGISTRATION REVIEW COMPLETED | 
| Sunday, August 23, 2009 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED | 
| Saturday, August 1, 2009 | NOTICE OF DESIGN SEARCH CODE MAILED | 
| Friday, July 31, 2009 | STATEMENT OF USE PROCESSING COMPLETE | 
| Wednesday, July 29, 2009 | USE AMENDMENT FILED | 
| Friday, July 31, 2009 | DIVISIONAL PROCESSING COMPLETE | 
| Wednesday, July 29, 2009 | DIVISIONAL REQUEST RECEIVED | 
| Wednesday, July 29, 2009 | TEAS REQUEST TO DIVIDE RECEIVED | 
| Wednesday, July 29, 2009 | TEAS STATEMENT OF USE RECEIVED | 
| Wednesday, February 11, 2009 | EXTENSION 2 GRANTED | 
| Thursday, January 29, 2009 | EXTENSION 2 FILED | 
| Wednesday, February 11, 2009 | CASE ASSIGNED TO INTENT TO USE PARALEGAL | 
| Thursday, January 29, 2009 | TEAS EXTENSION RECEIVED | 
| Thursday, July 17, 2008 | EXTENSION 1 GRANTED | 
| Thursday, July 17, 2008 | EXTENSION 1 FILED | 
| Thursday, July 17, 2008 | TEAS EXTENSION RECEIVED | 
| Tuesday, January 29, 2008 | NOA MAILED - SOU REQUIRED FROM APPLICANT | 
| Tuesday, November 6, 2007 | PUBLISHED FOR OPPOSITION | 
| Wednesday, October 17, 2007 | NOTICE OF PUBLICATION | 
| Thursday, October 4, 2007 | LAW OFFICE PUBLICATION REVIEW COMPLETED | 
| Thursday, October 4, 2007 | ASSIGNED TO LIE | 
| Wednesday, September 5, 2007 | APPROVED FOR PUB - PRINCIPAL REGISTER | 
| Friday, August 10, 2007 | TEAS/EMAIL CORRESPONDENCE ENTERED | 
| Thursday, August 9, 2007 | CORRESPONDENCE RECEIVED IN LAW OFFICE | 
| Thursday, August 9, 2007 | TEAS RESPONSE TO OFFICE ACTION RECEIVED | 
| Tuesday, February 20, 2007 | NON-FINAL ACTION E-MAILED | 
| Tuesday, February 20, 2007 | NON-FINAL ACTION WRITTEN | 
| Monday, February 19, 2007 | PREVIOUS ALLOWANCE COUNT WITHDRAWN | 
| Thursday, February 15, 2007 | APPROVED FOR PUB - PRINCIPAL REGISTER | 
| Saturday, February 3, 2007 | TEAS/EMAIL CORRESPONDENCE ENTERED | 
| Friday, February 2, 2007 | CORRESPONDENCE RECEIVED IN LAW OFFICE | 
| Friday, February 2, 2007 | TEAS RESPONSE TO OFFICE ACTION RECEIVED | 
| Friday, August 4, 2006 | NON-FINAL ACTION E-MAILED | 
| Friday, August 4, 2006 | NON-FINAL ACTION WRITTEN | 
| Thursday, August 3, 2006 | ASSIGNED TO EXAMINER | 
| Tuesday, May 2, 2006 | NOTICE OF DESIGN SEARCH CODE MAILED | 
| Monday, May 1, 2006 | NEW APPLICATION ENTERED IN TRAM |