
| Serial Number | 86956047 | 
| Word Mark | PRINCIPLES BASED INVESTING | 
| Filing Date | Tuesday, March 29, 2016 | 
| Status | 711 - CANCELLED - SECTION 7 | 
| Status Date | Monday, September 25, 2017 | 
| Registration Number | 5188603 | 
| Registration Date | Tuesday, April 18, 2017 | 
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form | 
| Published for Opposition Date | NOT AVAILABLE | 
| Goods and Services | Funds investment services; financial and investment advisory and consultation services; hedge fund investment services; trading of exchange traded funds, equities, bonds, commodities, securities options, futures, derivatives, and debt instruments ; financial services, namely, coordination within a separately managed account (SMA) or unified managed account (UMA), of an investment portfolio's maintenance, trading, rebalancing, and tax management needs | 
| Goods and Services | Business consulting and information services; providing and updating a financial index; compiling financial, securities, stock exchange, trade and quote, index value and other financial market information for business purposes; providing a financial index in the nature of quantitative measurements for analyzing investor attitudes; providing and updating a financial index of securities values and classification, analysis, and reporting thereof; providing financial indices of select equities, stocks and bonds to enable consumers to evaluate investments and market trends in the securities markets | 
| Disclaimer with Predetermined Text | "INVESTING" | 
| International Class | 035 - Advertising; business management; business administration; office functions. | 
| US Class Codes | 100, 101, 102 | 
| Class Status Code | 1 - Sec. 7(d) - Entire Registration | 
| Class Status Date | Monday, September 25, 2017 | 
| Primary Code | 035 | 
| First Use Anywhere Date | Friday, January 10, 2014 | 
| First Use In Commerce Date | Friday, January 10, 2014 | 
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. | 
| US Class Codes | 100, 101, 102 | 
| Class Status Code | 1 - Sec. 7(d) - Entire Registration | 
| Class Status Date | Monday, September 25, 2017 | 
| Primary Code | 036 | 
| First Use Anywhere Date | Friday, January 10, 2014 | 
| First Use In Commerce Date | Friday, January 10, 2014 | 
| Party Name | Vident Financial, LLC | 
| Party Type | 30 - Original Registrant | 
| Legal Entity Type | 16 - Limited Liability Company | 
| Address | Roswell, GA 30076 | 
| Party Name | Vident Financial, LLC | 
| Party Type | 10 - Original Applicant | 
| Legal Entity Type | 16 - Limited Liability Company | 
| Address | Roswell, GA 30076 | 
| Event Date | Event Description | 
| Thursday, May 19, 2022 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED | 
| Thursday, May 19, 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED | 
| Thursday, May 19, 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED | 
| Thursday, May 19, 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED | 
| Thursday, May 19, 2022 | TEAS CHANGE OF OWNER ADDRESS RECEIVED | 
| Monday, September 25, 2017 | CANCELLED SECTION 7-TOTAL | 
| Friday, July 28, 2017 | REQUEST FOR SECT 7 TOTAL SURRENDER FILED | 
| Tuesday, August 22, 2017 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL | 
| Friday, July 28, 2017 | TEAS SECTION 7 SURRENDER RECEIVED | 
| Tuesday, April 18, 2017 | REGISTERED-SUPPLEMENTAL REGISTER | 
| Thursday, March 16, 2017 | LAW OFFICE PUBLICATION REVIEW COMPLETED | 
| Monday, February 27, 2017 | APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER | 
| Monday, February 27, 2017 | EXAMINER'S AMENDMENT ENTERED | 
| Monday, February 27, 2017 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED | 
| Monday, February 27, 2017 | EXAMINERS AMENDMENT E-MAILED | 
| Monday, February 27, 2017 | EXAMINERS AMENDMENT -WRITTEN | 
| Thursday, February 9, 2017 | TEAS/EMAIL CORRESPONDENCE ENTERED | 
| Thursday, February 9, 2017 | CORRESPONDENCE RECEIVED IN LAW OFFICE | 
| Tuesday, January 31, 2017 | ASSIGNED TO LIE | 
| Saturday, January 14, 2017 | NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED | 
| Thursday, January 12, 2017 | TEAS RESPONSE TO OFFICE ACTION RECEIVED | 
| Friday, January 13, 2017 | USE AMENDMENT ACCEPTED | 
| Thursday, January 12, 2017 | AMENDMENT TO USE PROCESSING COMPLETE | 
| Thursday, January 12, 2017 | USE AMENDMENT FILED | 
| Wednesday, January 11, 2017 | TEAS AMENDMENT OF USE RECEIVED | 
| Wednesday, July 13, 2016 | NOTIFICATION OF NON-FINAL ACTION E-MAILED | 
| Wednesday, July 13, 2016 | NON-FINAL ACTION E-MAILED | 
| Wednesday, July 13, 2016 | NON-FINAL ACTION WRITTEN | 
| Tuesday, July 12, 2016 | ASSIGNED TO EXAMINER | 
| Friday, April 1, 2016 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM | 
| Friday, April 1, 2016 | NEW APPLICATION ENTERED IN TRAM |