PRINCIPLES BASED INVESTING Trademark

Trademark Overview


On Tuesday, March 29, 2016, a trademark application was filed for PRINCIPLES BASED INVESTING with the United States Patent and Trademark Office. The USPTO has given the PRINCIPLES BASED INVESTING trademark a serial number of 86956047. The federal status of this trademark filing is CANCELLED - SECTION 7 as of Monday, September 25, 2017. This trademark is owned by Vident Financial, LLC. The PRINCIPLES BASED INVESTING trademark is filed in the Advertising, Business and Retail Services and Insurance & Financial Services categories with the following description:

Funds investment services; financial and investment advisory and consultation services; hedge fund investment services; trading of exchange traded funds, equities, bonds, commodities, securities options, futures, derivatives, and debt instruments ; financial services, namely, coordination within a separately managed account (SMA) or unified managed account (UMA), of an investment portfolio's maintenance, trading, rebalancing, and tax management needs

Business consulting and information services; providing and updating a financial index; compiling financial, securities, stock exchange, trade and quote, index value and other financial market information for business purposes; providing a financial index in the nature of quantitative measurements for analyzing investor attitudes; providing and updating a financial index of securities values and classification, analysis, and reporting thereof; providing financial indices of select equities, stocks and bonds to enable consumers to evaluate investments and market trends in the securities markets
principles based investing

General Information


Serial Number86956047
Word MarkPRINCIPLES BASED INVESTING
Filing DateTuesday, March 29, 2016
Status711 - CANCELLED - SECTION 7
Status DateMonday, September 25, 2017
Registration Number5188603
Registration DateTuesday, April 18, 2017
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateNOT AVAILABLE

Trademark Statements


Goods and ServicesFunds investment services; financial and investment advisory and consultation services; hedge fund investment services; trading of exchange traded funds, equities, bonds, commodities, securities options, futures, derivatives, and debt instruments ; financial services, namely, coordination within a separately managed account (SMA) or unified managed account (UMA), of an investment portfolio's maintenance, trading, rebalancing, and tax management needs
Goods and ServicesBusiness consulting and information services; providing and updating a financial index; compiling financial, securities, stock exchange, trade and quote, index value and other financial market information for business purposes; providing a financial index in the nature of quantitative measurements for analyzing investor attitudes; providing and updating a financial index of securities values and classification, analysis, and reporting thereof; providing financial indices of select equities, stocks and bonds to enable consumers to evaluate investments and market trends in the securities markets
Disclaimer with Predetermined Text"INVESTING"

Classification Information


International Class035 - Advertising; business management; business administration; office functions.
US Class Codes100, 101, 102
Class Status Code1 - Sec. 7(d) - Entire Registration
Class Status DateMonday, September 25, 2017
Primary Code035
First Use Anywhere DateFriday, January 10, 2014
First Use In Commerce DateFriday, January 10, 2014

International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code1 - Sec. 7(d) - Entire Registration
Class Status DateMonday, September 25, 2017
Primary Code036
First Use Anywhere DateFriday, January 10, 2014
First Use In Commerce DateFriday, January 10, 2014

Trademark Owner History


Party NameVident Financial, LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressRoswell, GA 30076

Party NameVident Financial, LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressRoswell, GA 30076

Trademark Events


Event DateEvent Description
Thursday, May 19, 2022APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Thursday, May 19, 2022TEAS CHANGE OF CORRESPONDENCE RECEIVED
Thursday, May 19, 2022ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Thursday, May 19, 2022TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Thursday, May 19, 2022TEAS CHANGE OF OWNER ADDRESS RECEIVED
Monday, September 25, 2017CANCELLED SECTION 7-TOTAL
Friday, July 28, 2017REQUEST FOR SECT 7 TOTAL SURRENDER FILED
Tuesday, August 22, 2017CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Friday, July 28, 2017TEAS SECTION 7 SURRENDER RECEIVED
Tuesday, April 18, 2017REGISTERED-SUPPLEMENTAL REGISTER
Thursday, March 16, 2017LAW OFFICE PUBLICATION REVIEW COMPLETED
Monday, February 27, 2017APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER
Monday, February 27, 2017EXAMINER'S AMENDMENT ENTERED
Monday, February 27, 2017NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Monday, February 27, 2017EXAMINERS AMENDMENT E-MAILED
Monday, February 27, 2017EXAMINERS AMENDMENT -WRITTEN
Thursday, February 9, 2017TEAS/EMAIL CORRESPONDENCE ENTERED
Thursday, February 9, 2017CORRESPONDENCE RECEIVED IN LAW OFFICE
Tuesday, January 31, 2017ASSIGNED TO LIE
Saturday, January 14, 2017NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED
Thursday, January 12, 2017TEAS RESPONSE TO OFFICE ACTION RECEIVED
Friday, January 13, 2017USE AMENDMENT ACCEPTED
Thursday, January 12, 2017AMENDMENT TO USE PROCESSING COMPLETE
Thursday, January 12, 2017USE AMENDMENT FILED
Wednesday, January 11, 2017TEAS AMENDMENT OF USE RECEIVED
Wednesday, July 13, 2016NOTIFICATION OF NON-FINAL ACTION E-MAILED
Wednesday, July 13, 2016NON-FINAL ACTION E-MAILED
Wednesday, July 13, 2016NON-FINAL ACTION WRITTEN
Tuesday, July 12, 2016ASSIGNED TO EXAMINER
Friday, April 1, 2016NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
Friday, April 1, 2016NEW APPLICATION ENTERED IN TRAM