| Serial Number | 97507615 |
| Word Mark | PRINCIPAL ASSET MANAGEMENT |
| Filing Date | Monday, July 18, 2022 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, December 19, 2023 |
| Registration Number | 7245987 |
| Registration Date | Tuesday, December 19, 2023 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, October 3, 2023 |
| Goods and Services | Annuity underwriting; investment management of and distribution of annuities; issuance and administration of annuities; Annuity services, namely, account and investment administration; funds investment; trust and custodial services for retirement plans, namely, investment of funds for others in the field of mutual funds and individual retirement accounts; financial administration of employee pension plans; trust services, namely, investment and personal trust services; Financial retirement plan consulting and administrative services relating to nonqualified deferred compensation plans; financial services in the nature of an investment security; investment management services; mutual fund investment, distribution and brokerage; investment, distribution and brokerage of funds for others, said funds comprised of registered and non-registered securities; financial administration of employer-provided and individual pension and fixed investment income plans; registered investment advisory services and broker-dealer securities services, namely, broker-dealer financial services in the field of securities and providing investment advisory services; estate planning; financial planning; insurance administration in the field of life, disability, dental, vision, critical illness, accident, accidental death and dismemberment; financial administration and financial consulting in the field of employee benefit plans, namely, deferred compensation benefit plans, defined benefit pension plans, and defined contribution plans such as profit sharing, 401(k) and Employee Stock Ownership Plans; financial administration of cafeteria plans and other employee benefit plans; insurance underwriting and brokerage services for groups and individuals in the fields of life, disability and dental insurance; real estate mortgage lending and procurement of mortgage assets for others; maintaining real estate mortgage escrow accounts; real estate investment services; real estate management services; real estate services, namely, leasing of commercial real estate; financial investment in the field of real estate development; administration of employee welfare benefit plans concerning pre-paid dental plans and claims administration, namely, insurance claims processing; banking services, namely, savings account services, brokerage of money market funds, the provision of certificates of deposit held in IRAs |
| NOT AVAILABLE | "ASSET MANAGEMENT" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, August 8, 2022 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, October 10, 2022 |
| First Use In Commerce Date | Monday, October 10, 2022 |
| Party Name | Principal Financial Services, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Des Moines, IA 50392 |
| Party Name | Principal Financial Services, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Des Moines, IA 50392 |
| Party Name | Principal Financial Services, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Des Moines, IA 50392 |
| Event Date | Event Description |
| Thursday, July 21, 2022 | NEW APPLICATION ENTERED |
| Monday, August 8, 2022 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Wednesday, November 16, 2022 | TEAS AMENDMENT OF USE RECEIVED |
| Thursday, November 17, 2022 | USE AMENDMENT FILED |
| Thursday, November 17, 2022 | AMENDMENT TO USE PROCESSING COMPLETE |
| Wednesday, May 3, 2023 | ASSIGNED TO EXAMINER |
| Wednesday, May 3, 2023 | USE AMENDMENT ACCEPTED |
| Thursday, May 4, 2023 | NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED |
| Friday, May 5, 2023 | NON-FINAL ACTION WRITTEN |
| Friday, May 5, 2023 | NON-FINAL ACTION E-MAILED |
| Friday, May 5, 2023 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, August 3, 2023 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, August 3, 2023 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, August 4, 2023 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, August 28, 2023 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, September 13, 2023 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, October 3, 2023 | PUBLISHED FOR OPPOSITION |
| Tuesday, October 3, 2023 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, December 19, 2023 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |
| Tuesday, December 19, 2023 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, March 27, 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, March 27, 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, March 27, 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |