PRINCIPAL Trademark

Trademark Overview


On Friday, October 16, 2015, a trademark application was filed for PRINCIPAL with the United States Patent and Trademark Office. The USPTO has given the PRINCIPAL trademark a serial number of 86790669. The federal status of this trademark filing is SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED as of Saturday, May 6, 2023. This trademark is owned by Principal Financial Services, Inc.. The PRINCIPAL trademark is filed in the Insurance & Financial Services category with the following description:

Annuity underwriting; investment management of and distribution of annuities; issuance and administration of annuities; Annuity services, namely, account and investment administration; funds investment; trust and custodial services for retirement plans, namely, investment of funds for others in the field of mutual funds and individual retirement accounts; financial administration of employee pension plans; personal trust services; nonqualified deferred compensation consulting and administrative services; financial services in the nature of an investment security; investment management services; mutual fund investment, distribution and brokerage; registered and non-registered securities investment of funds for others, distribution of funds for others and brokerage; financial administration of employer provided and individual pension and fixed investment income programs; registered investment advisory services and broker-dealer securities services, namely, brokering and trading in securi...
principal

General Information


Serial Number86790669
Word MarkPRINCIPAL
Filing DateFriday, October 16, 2015
Status702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED
Status DateSaturday, May 6, 2023
Registration Number5083535
Registration DateTuesday, November 15, 2016
Mark Drawing5000 - Drawing with word(s) / letter(s) / number(s) in Stylized form
Published for Opposition DateTuesday, June 14, 2016

Trademark Statements


Description of MarkThe mark consists of Stylized "PRINCIPAL" mark.
Goods and ServicesAnnuity underwriting; investment management of and distribution of annuities; issuance and administration of annuities; Annuity services, namely, account and investment administration; funds investment; trust and custodial services for retirement plans, namely, investment of funds for others in the field of mutual funds and individual retirement accounts; financial administration of employee pension plans; personal trust services; nonqualified deferred compensation consulting and administrative services; financial services in the nature of an investment security; investment management services; mutual fund investment, distribution and brokerage; registered and non-registered securities investment of funds for others, distribution of funds for others and brokerage; financial administration of employer provided and individual pension and fixed investment income programs; registered investment advisory services and broker-dealer securities services, namely, brokering and trading in securities and providing investment advisory services; estate planning; financial planning; insurance administration in the field of life, disability, dental, vision, critical illness, accident, accidental death and dismemberment; financial administration and consulting of employee benefit plans, namely, deferred compensation benefit plans, defined benefit pension plans, and defined contribution plans such as profit sharing, 401(k) and Employee Stock Ownership Plans; financial administration of cafeteria plans and other employee benefit plans; insurance underwriting and brokerage services for groups and individuals in the fields of life, disability and dental; real estate mortgage lending and mortgage asset procurement for others; maintaining real estate mortgage escrow accounts; real estate investment services; real estate management services; leasing of commercial real estate; financial investment in the field of real estate development; administration of employee welfare benefit plans concerning pre-paid dental plans and claims administration, namely, claims processing; banking services, namely, savings account services, brokerage of money market funds, the provision of certificates of deposit held in IRAs
Indication of Colors claimedColor is not claimed as a feature of the mark.

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateWednesday, October 21, 2015
Primary Code036
First Use Anywhere DateWednesday, March 9, 2016
First Use In Commerce DateWednesday, March 9, 2016

Trademark Owner History


Party NamePrincipal Financial Services, Inc.
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressDes Moines, IA 50392

Party NamePrincipal Financial Services, Inc.
Party Type20 - Owner at Publication
Legal Entity Type03 - Corporation
AddressDes Moines, IA 50392

Party NamePrincipal Financial Services, Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressDes Moines, IA 50392

Trademark Events


Event DateEvent Description
Wednesday, March 27, 2024TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, March 27, 2024ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Wednesday, March 27, 2024TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Tuesday, December 12, 2023NOTICE OF SUIT
Saturday, May 6, 2023NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Saturday, May 6, 2023REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Saturday, May 6, 2023CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Thursday, October 27, 2022TEAS SECTION 8 & 15 RECEIVED
Tuesday, September 13, 2022NOTICE OF SUIT
Monday, November 15, 2021COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Wednesday, June 19, 2019NOTICE OF SUIT
Tuesday, November 15, 2016REGISTERED-PRINCIPAL REGISTER
Tuesday, October 11, 2016NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
Saturday, October 8, 2016ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Monday, September 26, 2016STATEMENT OF USE PROCESSING COMPLETE
Wednesday, August 31, 2016USE AMENDMENT FILED
Friday, September 23, 2016CASE ASSIGNED TO INTENT TO USE PARALEGAL
Wednesday, August 31, 2016TEAS STATEMENT OF USE RECEIVED
Tuesday, August 9, 2016NOA E-MAILED - SOU REQUIRED FROM APPLICANT
Tuesday, June 14, 2016OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, June 14, 2016PUBLISHED FOR OPPOSITION
Wednesday, May 25, 2016NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Saturday, May 7, 2016APPROVED FOR PUB - PRINCIPAL REGISTER
Wednesday, April 20, 2016TEAS/EMAIL CORRESPONDENCE ENTERED
Tuesday, April 19, 2016CORRESPONDENCE RECEIVED IN LAW OFFICE
Tuesday, April 19, 2016TEAS RESPONSE TO OFFICE ACTION RECEIVED
Tuesday, November 24, 2015NOTIFICATION OF NON-FINAL ACTION E-MAILED
Tuesday, November 24, 2015NON-FINAL ACTION E-MAILED
Tuesday, November 24, 2015NON-FINAL ACTION WRITTEN
Wednesday, November 18, 2015ASSIGNED TO EXAMINER
Wednesday, October 21, 2015NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Tuesday, October 20, 2015NEW APPLICATION ENTERED