| Serial Number | 78869793 |
| Word Mark | PRINCIPAL |
| Filing Date | Wednesday, April 26, 2006 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, April 27, 2018 |
| Registration Number | 3297647 |
| Registration Date | Tuesday, September 25, 2007 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, July 10, 2007 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Description of Mark | The mark consists of a whimsical male figure leaning on an edge design with the word PRINCIPAL. |
| Goods and Services | Annuities underwriting and investment, management of, distribution and administration services, namely, providing administrative services for fixed and variable annuities; funds investment; trust and custodial services for retirement plans, namely, investment of funds for others in the field of mutual funds and individual retirement accounts; administration of employee pension plans; financial services in the nature of an investment security; investment management services; mutual fund investment, distribution and brokerage; administration of employer provided and individual pension and fixed investment income programs; registered investment advisory services and broker-dealer securities services, namely, brokering and trading in securities and providing investment advisory services; banking services; consumer loan financing; pension plan consulting; estate planning; financial planning; administration services of insurance in the fields of life, [ health, ] disability, dental, prescription drug, vision and accidental death and dismemberment; administration of employee benefit plans, namely, deferred compensation benefit plans, profit sharing plans, cafeteria plans and other employee benefit plans; insurance underwriting and brokerage services for groups and individuals in the fields of life, [ health, ] disability and dental; [ mortgage banking services; mortgage brokerage services; ] real estate mortgage lending and mortgage asset procurement for others; maintaining real estate mortgage escrow accounts; real estate investment services; real estate management; leasing of commercial real estate; financial investment in the field of real estate development; providing administration services to employee welfare benefit plans and pre-paid dental plans and claims administration, namely, claims processing; and retail commercial banking services, namely, checking, savings, money market, credit cards, certificates of deposit, mortgage loans, commercial real estate lending, and corporate banking services |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, April 27, 2018 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, September 30, 2005 |
| First Use In Commerce Date | Friday, September 30, 2005 |
| Party Name | Principal Financial Services, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Des Moines, IA 50392 |
| Party Name | Principal Financial Services, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Des Moines, IA 50392 |
| Party Name | Principal Financial Services, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Des Moines, IA 50392 |
| Event Date | Event Description |
| Wednesday, June 19, 2019 | NOTICE OF SUIT |
| Friday, April 27, 2018 | CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9 |
| Sunday, September 25, 2016 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Wednesday, November 20, 2013 | NOTICE OF SUIT |
| Monday, August 19, 2013 | NOTICE OF SUIT |
| Friday, April 19, 2013 | NOTICE OF SUIT |
| Tuesday, March 26, 2013 | NOTICE OF SUIT |
| Friday, January 18, 2013 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Friday, January 18, 2013 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Friday, January 18, 2013 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, December 27, 2012 | TEAS SECTION 8 & 15 RECEIVED |
| Monday, June 13, 2011 | NOTICE OF SUIT |
| Thursday, March 17, 2011 | NOTICE OF SUIT |
| Friday, September 5, 2008 | NOTICE OF SUIT |
| Tuesday, September 25, 2007 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, July 10, 2007 | PUBLISHED FOR OPPOSITION |
| Wednesday, June 20, 2007 | NOTICE OF PUBLICATION |
| Thursday, June 7, 2007 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Friday, May 18, 2007 | ASSIGNED TO LIE |
| Wednesday, May 2, 2007 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, March 27, 2007 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, March 26, 2007 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, March 26, 2007 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, September 28, 2006 | NON-FINAL ACTION E-MAILED |
| Thursday, September 28, 2006 | NON-FINAL ACTION WRITTEN |
| Wednesday, September 27, 2006 | ASSIGNED TO EXAMINER |
| Wednesday, May 3, 2006 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Tuesday, May 2, 2006 | NEW APPLICATION ENTERED IN TRAM |