PREMIUM DIRECT INDEXING Trademark
Trademark Overview
On Wednesday, September 11, 2024, a trademark application was filed for PREMIUM DIRECT INDEXING with the United States Patent and Trademark Office. The USPTO has given the PREMIUM DIRECT INDEXING trademark a serial number of 98745141. The federal status of this trademark filing is REGISTERED as of Tuesday, August 5, 2025. This trademark is owned by First Trust Advisors L.P.. The PREMIUM DIRECT INDEXING trademark is filed in the Advertising, Business and Retail Services category with the following description:
Providing and updating a financial index; Providing financial indices based on selected groups of securities; Providing financial indices of select securities to enable consumers to evaluate investments and market trends in the securities market; Providing customized financial indices and replicated financial indices through investing on behalf of clients directly in securities, namely, equities, exchange traded funds, bonds, options on equities or indices, and flex and over-the-counter options, which can include hedging and income features
General Information
| Serial Number | 98745141 |
| Word Mark | PREMIUM DIRECT INDEXING |
| Filing Date | Wednesday, September 11, 2024 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, August 5, 2025 |
| Registration Number | 7884597 |
| Registration Date | Tuesday, August 5, 2025 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
Trademark Statements
| Goods and Services | Providing and updating a financial index; Providing financial indices based on selected groups of securities; Providing financial indices of select securities to enable consumers to evaluate investments and market trends in the securities market; Providing customized financial indices and replicated financial indices through investing on behalf of clients directly in securities, namely, equities, exchange traded funds, bonds, options on equities or indices, and flex and over-the-counter options, which can include hedging and income features |
| NOT AVAILABLE | "DIRECT INDEXING" |
Classification Information
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, September 11, 2024 |
| Primary Code | 035 |
| First Use Anywhere Date | Tuesday, April 1, 2025 |
| First Use In Commerce Date | Tuesday, April 1, 2025 |
Trademark Owner History
| Party Name | First Trust Advisors L.P. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 13 - Limited Partnership |
| Address | Wheaton, IL 60187 |
| Party Name | First Trust Advisors L.P. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 13 - Limited Partnership |
| Address | Wheaton, IL 60187 |
Trademark Events
| Event Date | Event Description |
| Wednesday, September 11, 2024 | NEW APPLICATION ENTERED |
| Wednesday, September 11, 2024 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Wednesday, March 12, 2025 | ASSIGNED TO EXAMINER |
| Monday, March 24, 2025 | NON-FINAL ACTION E-MAILED |
| Monday, March 24, 2025 | NON-FINAL ACTION WRITTEN |
| Monday, June 30, 2025 | USE AMENDMENT ACCEPTED |
| Tuesday, August 5, 2025 | REGISTERED-SUPPLEMENTAL REGISTER |
| Tuesday, August 5, 2025 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |
| Monday, June 30, 2025 | APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER |
| Monday, March 24, 2025 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, June 24, 2025 | USE AMENDMENT FILED |
| Tuesday, June 24, 2025 | AMENDMENT TO USE PROCESSING COMPLETE |
| Tuesday, June 24, 2025 | TEAS AMENDMENT OF USE RECEIVED |
| Tuesday, June 24, 2025 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
