| Goods and Services | Platform as a service (PAAS) featuring computer software platforms for accessing financial planning information, namely, investment portfolio reporting; Software as a service (SAAS) featuring computer software platforms for accessing financial planning information, namely, investment portfolio reporting; Platform as a service (PAAS) featuring computer software platforms for financial advisors to manage and grow their books of business from a centralized platform and software suite; Software as a service (SAAS) featuring computer software platforms for financial advisors to manage and grow their books of business from a centralized platform and software suite; Platform as a service (PAAS) featuring computer software platforms for financial advisors to compile and configure personalized dashboards, widgets, saved searches, user-defined work processes, and team collaboration; Platform as a service (PAAS) featuring computer software platforms for bundling individual financial reports so that financial advisors can give their clients a personalized, curated story at scale with the click of a button; Platform as a service (PAAS) featuring computer software platforms for facilitating portfolio and performance reporting by providing digital and PDF access to financial account balances, holdings, activities, and performance on an advisor's book of business, specific households, or clients; Software as a service (SAAS) featuring computer software platforms for facilitating portfolio and performance reporting by providing digital and PDF access to financial account balances, holdings, activities, and performance on an advisor's book of business, specific households, or clients; Platform as a service (PAAS) featuring computer software platforms for enabling financial advisors to develop a financial plan based on a client's goals and conduct scenario analysis based on defined assumptions; Software as a service (SAAS) featuring computer software platforms for enabling financial advisors to develop a financial plan based on a client's goals and conduct scenario analysis based on defined assumptions; Platform as a service (PAAS) featuring computer software platforms for financial proposal generation that enable advisors to deliver a proposed recommended investment strategy to clients based on their risk profile and investment objectives; Software as a service (SAAS) featuring computer software platforms for financial proposal generation that enable advisors to deliver a proposed recommended investment strategy to clients based on their risk profile and investment objectives; Platform as a service (PAAS) featuring computer software platforms for facilitating aggregated views of various types of life insurance, long-term care insurance, disability insurance, and annuities, and which also includes integrated illustrations and applications that simplify the addition of insurance products to a client's portfolio; Software as a service (SAAS) featuring computer software platforms for facilitating aggregated views of various types of life insurance, long-term care insurance, disability insurance, and annuities, and which also includes integrated illustrations and applications that simplify the addition of insurance products to a client's portfolio; Platform as a service (PAAS) featuring computer software platforms for financial advisors to create models at practice, group, household, and account levels based on clients' goals and preferred allocations and conduct trades to rebalance models; Software as a service (SAAS) featuring computer software platforms for financial advisors to create models at practice, group, household, and account levels based on clients' goals and preferred allocations and conduct trades to rebalance models; Platform as a service (PAAS) featuring computer software platforms for financial advisors to manage all aspects of the relationship with a client, including contact information, opportunities, and advisor-client interactions and communications; Software as a service (SAAS) featuring computer software platforms for financial advisors to manage all aspects of the relationship with a client, including contact information, opportunities, and advisor-client interactions and communications; Platform as a service (PAAS) featuring computer software platforms for facilitating on-boarding of clients and facilitating financial recommendations; Software as a service (SAAS) featuring computer software platforms for facilitating on-boarding of clients and facilitating financial recommendations; Platform as a service (PAAS) featuring computer software platforms for financial advisors to manage secure creation, modification, sharing, imaging, e-Delivery, and searching of all investment documents between and among financial advisors, the home office, and clients; Software as a service (SAAS) featuring computer software platforms for financial advisors to manage secure creation, modification, sharing, imaging, e-Delivery, and searching of all investment documents between and among financial advisors, the home office, and clients; Platform as a service (PAAS) featuring computer software platforms for financial-advisor workflow management such as the templating of repeatable groups of activities that represent work-related processes and drag-and-drop features enabled to create dependencies and assign tasks; Software as a service (SAAS) featuring computer software platforms for financial-advisor workflow management such as the templating of repeatable groups of activities that represent work-related processes and drag-and-drop features enabled to create dependencies and assign tasks; Platform as a service (PAAS) featuring computer software platforms for providing notifications by email, text, and through dashboards on specific actions that occur within the overall platform; Software as a service (SAAS) featuring computer software for providing notifications by email, text, and through dashboards on specific actions that occur within the overall platform; Platform as a service (PAAS) featuring computer software platforms for managing and tracking interactions between advisors and clients throughout the platform in order to provide fuller context to client relationships; Software as a service (SAAS) featuring computer software for managing and tracking interactions between advisors and clients throughout the platform in order to provide fuller context to client relationships; Platform as a service (PAAS) featuring computer software platforms for financial advisor fee billing, and that stores advisor fee schedules and calculates and reports on fees with integrations back into a compensation system; Software as a service (SAAS) featuring computer software for financial advisor fee billing, and that stores advisor fee schedules and calculates and reports on fees with integrations back into a compensation system; Platform as a service (PAAS) featuring computer software platforms for optimizing and templating financial planning information; Software as a service (SAAS) featuring computer software for optimizing and templating financial planning information; Providing temporary use of online non-downloadable computer software for viewing financial account data and relevant non-financial information about their clients, for facilitating analyses of their clients' holdings, financial positions, and financial plans, and for conducting all client-based workflow from one central location; Providing temporary use of online non-downloadable computer software for use as financial analytical and planning tools; Platform as a service (PAAS) featuring computer software platforms including online portals featuring technologies and software that facilitate wealth and asset management, financial reporting, asset account status reporting, digital communications between financial advisors and their account-holding clients, and access to learning tools, articles, and reports in the fields of wealth management and investing; Software as a service (SAAS) featuring computer software including online portals featuring technologies and software that facilitate wealth and asset management, financial reporting, asset account status reporting, digital communications between financial advisors and their account- holding clients, and access to learning tools, articles, and reports in the fields of wealth management and investing; Providing temporary use of online non-downloadable computer software for a seamless aggregating of investor data from disparate sources to power applications that create a complete financial picture for investors, financial advisors, and financial institutions; Platform as a service (PAAS) featuring computer software platforms for receiving, compiling and organizing data from disparate sources in order to inform programmed applications which algorithmically assemble financial positions, forecasts, and recommendations for investors, financial advisors, and financial institutions; Software as a service (SAAS) featuring computer software for receiving, compiling and organizing data from disparate sources in order to inform programmed applications which algorithmically assemble financial positions, forecasts, and recommendations for investors, financial advisors, and financial institutions; Providing temporary use of online non-downloadable computer software platforms for integrating financial data associated with household-investor accounts, including multiple accounts related to members of the same family, single generation or multi-generational, in order to inform asset management, goal-planning, asset allocation, risk management, and portfolio performance; Providing temporary use of online non-downloadable computer software for use by authorized securities brokers, account representatives, and advisors for client communications, customer relationship management, workflow processing, financial planning/goals, proposals, document management, securities trading, insurance management, banking and loan management, financial model rebalancing, and case management; Providing temporary use of online non-downloadable computer software for viewing financial account data and relevant non-financial information about their clients, for facilitating analyses of their clients' holdings and financial positions, and for conducting all client-based workflow from one central location; Providing temporary use of online non-downloadable computer software for automated decision management; Providing temporary use of online non-downloadable computer software, namely, adaptive and predictive computer software for providing alerts, identified opportunities, notifications, workflows, education, case management, and information to users, as well as suggesting or automatically taking the next best action based on the particular circumstances; Providing temporary use of a web-based application designed for financial professionals that uses aggregated advisor and investor data to automatically apply workflow on the user's behalf and to create alerts to the same; Providing temporary use of a web-based software application for financial professionals that uses aggregated advisor and investor data to automatically apply workflow on the user's behalf and to create alerts to the same; Software as a services (SAAS) featuring computer software for recording and analyzing real-time data for live updates on personal investments and account holdings; Software as a service (SAAS) featuring computer software for monitoring and management of a financial advisor's practice, including by facilitating holistic views and insights into an advisor's entire practice, global views of total assets under management by an advisor, asset-holding and management trends within an advisory practice, and inflows and outflows of assets value into and out of the advisory practice; Platform as a service (PAAS) featuring computer software platforms for monitoring and management of a financial advisor's practice, including by facilitating holistic views and insights into an advisor's entire practice, global views of total assets under management by an advisor, asset-holding and management trends within an advisory practice, and inflows and outflows of assets value into and out of the advisory practice. |
