| Serial Number | 98232810 |
| Word Mark | PPS DIRECT |
| Filing Date | Friday, October 20, 2023 |
| Status | 688 - NOTICE OF ALLOWANCE - ISSUED |
| Status Date | Tuesday, April 8, 2025 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, February 11, 2025 |
| Goods and Services | Investment brokerage services; providing investment and financial management advice; financial planning and financial consulting services; Financial services, namely, portfolio analysis services and portfolio management services; financial advisory services; investment advisory services; financial advisory services in the field of securities; providing investors with financial information via a global computer network, namely, opening, managing, servicing, and trading investment accounts; none of the foregoing including actuarial services. |
| NOT AVAILABLE | "DIRECT" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, October 25, 2023 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | Commonwealth Equity Services, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Waltham, MA 02453 |
| Party Name | Commonwealth Equity Services, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Waltham, MA 02453 |
| Event Date | Event Description |
| Wednesday, October 25, 2023 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Wednesday, June 12, 2024 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, June 4, 2024 | ASSIGNED TO EXAMINER |
| Thursday, December 12, 2024 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, June 12, 2024 | NON-FINAL ACTION WRITTEN |
| Wednesday, June 12, 2024 | NON-FINAL ACTION E-MAILED |
| Thursday, September 5, 2024 | APPLICATION EXTENSION TO RESPONSE PERIOD - RECEIVED |
| Thursday, September 5, 2024 | APPLICATION EXTENSION GRANTED/RECEIPT PROVIDED |
| Thursday, December 12, 2024 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, December 12, 2024 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Sunday, January 19, 2025 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, February 5, 2025 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, February 11, 2025 | PUBLISHED FOR OPPOSITION |
| Tuesday, February 11, 2025 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, April 8, 2025 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |