| Serial Number | 87562821 |
| Word Mark | PORTFOLIO DESIGN RISK THE THREE FACTOR MODEL THE EFFICIENT MARKET HYPOTHESIS |
| Filing Date | Wednesday, August 9, 2017 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, July 11, 2025 |
| Registration Number | 5638976 |
| Registration Date | Tuesday, December 25, 2018 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, April 3, 2018 |
| Description of Mark | The mark consists of a four layer pyramid comprised of rectangular boxes with the bottom layer labeled "The Efficient Market Hypothesis", the next layer up labeled "The Three Factor Model", the next layer up labeled "Risk" and the top layer labeled "Portfolio Design". The pyramid is dark blue and the letters are light blue. The rectangular boxes are outlined in light blue with white highlighting. |
| Goods and Services | Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, wealth management services; Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others |
| Indication of Colors claimed | The color(s) dark blue, light blue and white is/are claimed as a feature of the mark. |
| NOT AVAILABLE | "PORTFOLIO DESIGN" "RISK" "THE THREE FACTOR MODEL" AND "THE EFFICIENT MARKET HYPOTHESIS" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Saturday, July 12, 2025 |
| Primary Code | 036 |
| First Use Anywhere Date | Saturday, September 1, 2018 |
| First Use In Commerce Date | Saturday, September 1, 2018 |
| Party Name | Schulz Financial |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Houston, TX 77077 |
| Party Name | Schulz Financial |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Houston, TX 77077 |
| Party Name | Schulz Financial |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Houston, TX 77077 |
| Event Date | Event Description |
| Tuesday, August 15, 2017 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Wednesday, August 16, 2017 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Friday, November 10, 2017 | ASSIGNED TO EXAMINER |
| Monday, November 20, 2017 | NON-FINAL ACTION WRITTEN |
| Monday, November 20, 2017 | NON-FINAL ACTION E-MAILED |
| Monday, November 20, 2017 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, January 31, 2018 | ASSIGNED TO LIE |
| Friday, February 23, 2018 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, February 26, 2018 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Saturday, August 12, 2017 | NEW APPLICATION ENTERED |
| Friday, January 19, 2018 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, February 6, 2018 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, February 6, 2018 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, April 3, 2018 | PUBLISHED FOR OPPOSITION |
| Tuesday, April 3, 2018 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, May 29, 2018 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Monday, September 17, 2018 | USE AMENDMENT FILED |
| Thursday, October 11, 2018 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Thursday, October 11, 2018 | STATEMENT OF USE PROCESSING COMPLETE |
| Tuesday, November 20, 2018 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Tuesday, December 25, 2018 | REGISTERED-PRINCIPAL REGISTER |
| Monday, December 25, 2023 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Wednesday, March 14, 2018 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Monday, September 17, 2018 | TEAS STATEMENT OF USE RECEIVED |
| Monday, November 19, 2018 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Friday, July 11, 2025 | CANCELLED SEC. 8 (6-YR) |