| Serial Number | 87562821 |
| Word Mark | PORTFOLIO DESIGN RISK THE THREE FACTOR MODEL THE EFFICIENT MARKET HYPOTHESIS |
| Filing Date | Wednesday, August 9, 2017 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, December 25, 2018 |
| Registration Number | 5638976 |
| Registration Date | Tuesday, December 25, 2018 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, April 3, 2018 |
| Description of Mark | The mark consists of a four layer pyramid comprised of rectangular boxes with the bottom layer labeled "The Efficient Market Hypothesis", the next layer up labeled "The Three Factor Model", the next layer up labeled "Risk" and the top layer labeled "Portfolio Design". The pyramid is dark blue and the letters are light blue. The rectangular boxes are outlined in light blue with white highlighting. |
| Goods and Services | Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, wealth management services; Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others |
| Indication of Colors claimed | The color(s) dark blue, light blue and white is/are claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "PORTFOLIO DESIGN" "RISK" "THE THREE FACTOR MODEL" AND "THE EFFICIENT MARKET HYPOTHESIS" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, August 15, 2017 |
| Primary Code | 036 |
| First Use Anywhere Date | Saturday, September 1, 2018 |
| First Use In Commerce Date | Saturday, September 1, 2018 |
| Party Name | Schulz Financial |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Houston, TX 77077 |
| Party Name | Schulz Financial |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Houston, TX 77077 |
| Party Name | Schulz Financial |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Houston, TX 77077 |
| Event Date | Event Description |
| Monday, December 25, 2023 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, December 25, 2018 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, November 20, 2018 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Monday, November 19, 2018 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Thursday, October 11, 2018 | STATEMENT OF USE PROCESSING COMPLETE |
| Monday, September 17, 2018 | USE AMENDMENT FILED |
| Thursday, October 11, 2018 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Monday, September 17, 2018 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, May 29, 2018 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, April 3, 2018 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, April 3, 2018 | PUBLISHED FOR OPPOSITION |
| Wednesday, March 14, 2018 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Monday, February 26, 2018 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Friday, February 23, 2018 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, February 6, 2018 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, February 6, 2018 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, January 31, 2018 | ASSIGNED TO LIE |
| Friday, January 19, 2018 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, November 20, 2017 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, November 20, 2017 | NON-FINAL ACTION E-MAILED |
| Monday, November 20, 2017 | NON-FINAL ACTION WRITTEN |
| Friday, November 10, 2017 | ASSIGNED TO EXAMINER |
| Wednesday, August 16, 2017 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Tuesday, August 15, 2017 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Saturday, August 12, 2017 | NEW APPLICATION ENTERED |