PORTFOLIO COMPLIANCE MANAGER Trademark
Trademark Overview
On Friday, September 27, 2002, a trademark application was filed for PORTFOLIO COMPLIANCE MANAGER with the United States Patent and Trademark Office. The USPTO has given the PORTFOLIO COMPLIANCE MANAGER trademark a serial number of 78168714. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Friday, May 15, 2015. This trademark is owned by Bondwave LLC. The PORTFOLIO COMPLIANCE MANAGER trademark is filed in the Computer & Software Products & Electrical & Scientific Products category with the following description:
COMPUTER SOFTWARE FOR ANALYSIS OF PRESENT PORTFOLIO HOLDINGS IN VIEW OF SELECTED INVESTMENT CRITERIA, EVALUATION OF POTENTIAL PURCHASES AND SALES, AND THE PROVISION OF AN INTERFACE TO OTHER MARKETPLACE PARTICIPANTS IN THE FIELD OF PURCHASE AND SALE OF SECURITIES
General Information
| Serial Number | 78168714 |
| Word Mark | PORTFOLIO COMPLIANCE MANAGER |
| Filing Date | Friday, September 27, 2002 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, May 15, 2015 |
| Registration Number | 2893979 |
| Registration Date | Tuesday, October 12, 2004 |
| Mark Drawing | 1000 - Typeset: Word(s) / letter(s) / number(s) |
| Published for Opposition Date | NOT AVAILABLE |
Trademark Statements
| Goods and Services | COMPUTER SOFTWARE FOR ANALYSIS OF PRESENT PORTFOLIO HOLDINGS IN VIEW OF SELECTED INVESTMENT CRITERIA, EVALUATION OF POTENTIAL PURCHASES AND SALES, AND THE PROVISION OF AN INTERFACE TO OTHER MARKETPLACE PARTICIPANTS IN THE FIELD OF PURCHASE AND SALE OF SECURITIES |
Classification Information
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, May 15, 2015 |
| Primary Code | 009 |
| First Use Anywhere Date | Sunday, September 1, 2002 |
| First Use In Commerce Date | Sunday, September 1, 2002 |
Trademark Owner History
| Party Name | Bondwave LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 99 - Other |
| Address | Lisle, IL 60532 |
| Party Name | Bondwave LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | Lisle, IL 60532 |
Trademark Events
| Event Date | Event Description |
| Friday, May 15, 2015 | CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9 |
| Saturday, December 4, 2004 | EXPARTE APPEAL TERMINATED |
| Tuesday, October 12, 2004 | EXPARTE APPEAL TERMINATED |
| Tuesday, October 12, 2004 | REGISTERED-SUPPLEMENTAL REGISTER |
| Monday, August 16, 2004 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Friday, August 6, 2004 | ASSIGNED TO LIE |
| Tuesday, August 3, 2004 | APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER |
| Tuesday, August 3, 2004 | USE AMENDMENT ACCEPTED |
| Wednesday, July 21, 2004 | ASSIGNED TO EXAMINER |
| Tuesday, July 20, 2004 | AMENDMENT TO USE PROCESSING COMPLETE |
| Wednesday, July 7, 2004 | USE AMENDMENT FILED |
| Wednesday, July 7, 2004 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, July 7, 2004 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, July 7, 2004 | AMENDMENT FROM APPLICANT ENTERED |
| Wednesday, July 7, 2004 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, July 7, 2004 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, July 7, 2004 | TEAS AMENDMENT OF USE RECEIVED |
| Wednesday, July 7, 2004 | EX PARTE APPEAL-INSTITUTED |
| Wednesday, July 7, 2004 | EXPARTE APPEAL RECEIVED AT TTAB |
| Monday, March 8, 2004 | FAX SENT |
| Saturday, January 10, 2004 | FINAL REFUSAL E-MAILED |
| Friday, September 5, 2003 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Saturday, September 27, 2003 | CASE FILE IN TICRS |
| Friday, September 5, 2003 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, March 5, 2003 | NON-FINAL ACTION E-MAILED |
| Tuesday, March 4, 2003 | ASSIGNED TO EXAMINER |
