PORTFOLIO COMPLIANCE GUARD Trademark

Trademark Overview


On Tuesday, May 11, 2004, a trademark application was filed for PORTFOLIO COMPLIANCE GUARD with the United States Patent and Trademark Office. The USPTO has given the PORTFOLIO COMPLIANCE GUARD trademark a serial number of 78416649. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Friday, February 14, 2014. This trademark is owned by BondWave LLC. The PORTFOLIO COMPLIANCE GUARD trademark is filed in the Computer & Software Products & Electrical & Scientific Products category with the following description:

COMPUTER SOFTWARE USED TO AUTOMATE THE ANALYSIS AND REPORTING OF CUSTOMER SECURITY HOLDING(S) IN VIEW OF SELECTED INVESTMENT CRITERIA IN THE FIELD OF PURCHASE AND SALE OF SECURITIES
portfolio compliance guard

General Information


Serial Number78416649
Word MarkPORTFOLIO COMPLIANCE GUARD
Filing DateTuesday, May 11, 2004
Status710 - CANCELLED - SECTION 8
Status DateFriday, February 14, 2014
Registration Number3261950
Registration DateTuesday, July 10, 2007
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, November 8, 2005

Trademark Statements


Disclaimer with Predetermined TextPORTFOLIO
Goods and ServicesCOMPUTER SOFTWARE USED TO AUTOMATE THE ANALYSIS AND REPORTING OF CUSTOMER SECURITY HOLDING(S) IN VIEW OF SELECTED INVESTMENT CRITERIA IN THE FIELD OF PURCHASE AND SALE OF SECURITIES

Classification Information


International Class009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus.
US Class Codes021, 023, 026, 036, 038
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateFriday, February 14, 2014
Primary Code009
First Use Anywhere DateThursday, June 16, 2005
First Use In Commerce DateMonday, October 9, 2006

Trademark Owner History


Party NameBondWave LLC
Party Type30 - Original Registrant
Legal Entity Type99 - Other
AddressLisle, IL 60532

Party NameBondWave LLC
Party Type20 - Owner at Publication
Legal Entity Type99 - Other
AddressLisle, IL 60532

Party NameBondWave LLC
Party Type10 - Original Applicant
Legal Entity Type99 - Other
AddressLisle, IL 60532

Trademark Events


Event DateEvent Description
Friday, February 14, 2014CANCELLED SEC. 8 (6-YR)
Tuesday, July 10, 2007REGISTERED-PRINCIPAL REGISTER
Thursday, April 26, 2007LAW OFFICE REGISTRATION REVIEW COMPLETED
Thursday, April 26, 2007ASSIGNED TO LIE
Wednesday, April 4, 2007ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Saturday, March 10, 2007REVIEW OF CORRESPONDENCE COMPLETE
Wednesday, February 28, 2007TEAS RESPONSE TO OFFICE ACTION RECEIVED
Tuesday, January 30, 2007TEAS EXTENSION RECEIVED
Wednesday, September 6, 2006NON-FINAL ACTION E-MAILED
Wednesday, September 6, 2006SU - NON-FINAL ACTION - WRITTEN
Tuesday, August 22, 2006STATEMENT OF USE PROCESSING COMPLETE
Tuesday, August 22, 2006EXTENSION 1 GRANTED
Friday, July 21, 2006USE AMENDMENT FILED
Friday, July 21, 2006EXTENSION 1 FILED
Friday, July 21, 2006TEAS EXTENSION RECEIVED
Friday, July 21, 2006TEAS STATEMENT OF USE RECEIVED
Tuesday, January 31, 2006NOA MAILED - SOU REQUIRED FROM APPLICANT
Tuesday, November 8, 2005PUBLISHED FOR OPPOSITION
Wednesday, October 19, 2005NOTICE OF PUBLICATION
Wednesday, September 21, 2005LAW OFFICE PUBLICATION REVIEW COMPLETED
Friday, September 16, 2005ASSIGNED TO LIE
Monday, September 12, 2005APPROVED FOR PUB - PRINCIPAL REGISTER
Wednesday, August 10, 2005AMENDMENT FROM APPLICANT ENTERED
Monday, August 8, 2005CORRESPONDENCE RECEIVED IN LAW OFFICE
Monday, August 8, 2005EXAMINERS AMENDMENT E-MAILED
Monday, August 8, 2005EXAMINERS AMENDMENT -WRITTEN
Monday, August 8, 2005LETTER OF SUSPENSION E-MAILED
Monday, August 8, 2005SUSPENSION LETTER WRITTEN
Thursday, June 30, 2005TEAS/EMAIL CORRESPONDENCE ENTERED
Monday, June 20, 2005CORRESPONDENCE RECEIVED IN LAW OFFICE
Monday, June 20, 2005TEAS RESPONSE TO OFFICE ACTION RECEIVED
Tuesday, December 21, 2004NON-FINAL ACTION E-MAILED
Tuesday, December 21, 2004NON-FINAL ACTION WRITTEN
Thursday, December 9, 2004ASSIGNED TO EXAMINER
Tuesday, May 18, 2004NEW APPLICATION ENTERED IN TRAM