| Serial Number | 88503354 |
| Word Mark | PIPER SANDLER |
| Filing Date | Monday, July 8, 2019 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, June 21, 2022 |
| Registration Number | 6768512 |
| Registration Date | Tuesday, June 21, 2022 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, January 12, 2021 |
| Goods and Services | Non-downloadable electronic publications in the nature of newsletters, research reports, charts, grids, pitch books, portfolio reports, presentations and webcasts in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Non-downloadable publications in electronic form in the nature of newsletters, research reports, charts, grids, pitch books, portfolio reports, presentations and webcasts in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment, supplied on-line from a database or from facilities provided on the Internet or other networks including websites |
| Goods and Services | DVDs featuring investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Downloadable electronic publications in the nature of newsletters, research reports, charts, grids, pitch books, portfolio reports, presentations and webcasts in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Downloadable publications in electronic form in the nature of newsletters, research reports, charts, grids, pitch books, portfolio reports, presentations and webcasts in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment, supplied on-line from a database or from facilities provided on the Internet or other networks including websites; Downloadable electronic publications in the nature of reports in the fields of financial matters and investment matters |
| Goods and Services | Printed publications, namely, newsletters, research reports, charts, grids, pitch books, portfolio reports, and presentations in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Publicity texts being information flyers featuring investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Newsletters in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Manuals in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Directories of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Booklets in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Booklets containing information on securities and investment banking; Brochures about investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Brochures containing information on securities and investment banking; Leaflets about investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Leaflets containing information on securities and investment banking; Pamphlets in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Pamphlets containing information on securities and investment banking; Stationery; Calendars; Printed reports featuring information in the fields of financial matters and investment matters |
| Goods and Services | Automated securities brokerage; Banking services; Bond trading being trading in securities; Bond brokerage services; Business finance procurement and consultation services; Capital investment services; Corporate finance services, namely, consultation in the field of capital structure; Financial advisory and consultancy services; Financial analysis and consultation services; Financial analysis and research services; Financial and investment research and information services; Financial counseling being financial advice related to investment securities; Financial forecasting; Financial information provided by electronic means; Financial investment in the field of annuities; Financial investment in the field of debt securities; Financial investment in the field of hedging instruments being hedge funds; Financial investment in the field of mutual funds; Financial investment in the field of securities; Financial investment in the field of stocks; Financial management; Financial portfolio management; Financial research services; Financial services, namely, financial consultancy, financial portfolio analysis, and financial management in the fields of public finance, institutional equities, fixed income, merchant banking, private equity, and mortgage finance; Financial services, namely, raising debt and equity capital for others; Financial valuations; Financing of loans; Financing services; Fixed income products trading being trading in securities; Fixed income products brokerage services; Fund investment consultation; Funds investment; Information, consultancy, and research services relating to finance and investments; Investment advisory services; Investment banking services; Investment brokerage; Investment consultation; Investment management; Investment of funds for others; Consumer and commercial lending and debt solutions advisory services; Financing and loan services, namely, loan underwriting; Mortgage banking services; Mutual fund brokerage; Private equity services, namely, providing financing to emerging and start-up companies; Providing information and research in the fields of finance and investments; Providing financial information and investment information and financial news via e-mail; Providing a website featuring financial information and investment information; Providing a website featuring information in the fields of financial research and investment research; Real estate investment brokerage services; Securities trading and brokerage services; Stock trading being trading in securities; Stock brokerage services; Real estate investment trust management services; Underwriting services in the field of securities; Trust services, namely, unit trust and investment trust company services; Venture capital services, namely, providing financing to emerging and start-up companies |
| Goods and Services | Business advice and information relating to loans, finance, and capital; Preparation of reports relating to financial matters and investment matters; Consultation services in the field of business mergers and acquisitions; Tax advisory services |
| Goods and Services | Providing temporary use of on-line non-downloadable computer software for management of financial assets and providing financial information in the fields of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Providing temporary use of on-line non-downloadable computer software for accessing databases of information in the fields of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment relating to financial information; Providing temporary use of on-line non-downloadable computer software for the management of financial assets; Providing temporary use of on-line non-downloadable software for providing access to proprietary databases online in the field of investment banking, public finance, institutional equities, fixed income, merchant banking, investment research, private equity, equity and debt capital markets, mortgage finance, and municipal reinvestment; Providing temporary use of on-line non-downloadable computer software for accessing databases of information relating to financial information; Providing temporary use of on-line non-downloadable software for searching and displaying charges incurred in administering financial assets |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, July 15, 2019 |
| Primary Code | 009 |
| First Use Anywhere Date | Friday, January 3, 2020 |
| First Use In Commerce Date | Friday, January 3, 2020 |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, July 15, 2019 |
| Primary Code | 016 |
| First Use Anywhere Date | Friday, January 3, 2020 |
| First Use In Commerce Date | Friday, January 3, 2020 |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, July 15, 2019 |
| Primary Code | 035 |
| First Use Anywhere Date | Friday, January 3, 2020 |
| First Use In Commerce Date | Friday, January 3, 2020 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, July 15, 2019 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, January 3, 2020 |
| First Use In Commerce Date | Friday, January 3, 2020 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, April 3, 2020 |
| Primary Code | 041 |
| First Use Anywhere Date | Friday, January 3, 2020 |
| First Use In Commerce Date | Friday, January 3, 2020 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, April 3, 2020 |
| Primary Code | 042 |
| First Use Anywhere Date | Monday, January 3, 2022 |
| First Use In Commerce Date | Monday, January 3, 2022 |
| Party Name | Piper Sandler & Co |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Minneapolis, MN 55402 |
| Party Name | Piper Sandler & Co |
| Party Type | 21 - New Owner After Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Minneapolis, MN 55402 |
| Party Name | Piper Jaffray & Co. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Minneapolis, MN 55402 |
| Party Name | Piper Jaffray & Co. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Minneapolis, MN 55402 |
| Event Date | Event Description |
| Thursday, October 3, 2019 | NON-FINAL ACTION WRITTEN |
| Thursday, July 11, 2019 | NEW APPLICATION ENTERED |
| Monday, July 15, 2019 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Tuesday, September 24, 2019 | ASSIGNED TO EXAMINER |
| Thursday, October 3, 2019 | NON-FINAL ACTION E-MAILED |
| Thursday, October 3, 2019 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, January 22, 2020 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, January 22, 2020 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, April 3, 2020 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Friday, April 3, 2020 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, April 3, 2020 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, May 12, 2020 | NON-FINAL ACTION WRITTEN |
| Tuesday, May 12, 2020 | NON-FINAL ACTION E-MAILED |
| Tuesday, May 12, 2020 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, November 12, 2020 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, November 12, 2020 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, November 13, 2020 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, December 3, 2020 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, December 23, 2020 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, January 12, 2021 | PUBLISHED FOR OPPOSITION |
| Tuesday, January 12, 2021 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, March 9, 2021 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Wednesday, September 8, 2021 | SOU TEAS EXTENSION RECEIVED |
| Wednesday, September 8, 2021 | SOU EXTENSION 1 FILED |
| Wednesday, September 8, 2021 | SOU EXTENSION 1 GRANTED |
| Friday, September 10, 2021 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Wednesday, March 9, 2022 | SOU TEAS EXTENSION RECEIVED |
| Wednesday, March 9, 2022 | SOU EXTENSION 2 FILED |
| Friday, March 18, 2022 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Friday, March 18, 2022 | SOU EXTENSION 2 GRANTED |
| Saturday, March 19, 2022 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Monday, April 18, 2022 | TEAS STATEMENT OF USE RECEIVED |
| Monday, April 18, 2022 | USE AMENDMENT FILED |
| Wednesday, April 20, 2022 | STATEMENT OF USE PROCESSING COMPLETE |
| Wednesday, May 18, 2022 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Thursday, May 19, 2022 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Tuesday, June 21, 2022 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, June 21, 2022 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |
| Wednesday, October 12, 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, October 12, 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, October 12, 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |