PFRD Trademark

Trademark Overview


On Wednesday, April 29, 2015, a trademark application was filed for PFRD with the United States Patent and Trademark Office. The USPTO has given the PFRD trademark a serial number of 86613445. The federal status of this trademark filing is REGISTERED AND RENEWED as of Saturday, December 13, 2025. This trademark is owned by Financial Industry Regulatory Authority, Inc.. The PFRD trademark is filed in the Advertising, Business and Retail Services category with the following description:

Providing on-line, electronic filing services for SEC-registered investment advisers required to file the Form PF
pfrd

General Information


Serial Number86613445
Word MarkPFRD
Filing DateWednesday, April 29, 2015
Status800 - REGISTERED AND RENEWED
Status DateSaturday, December 13, 2025
Registration Number4944501
Registration DateTuesday, April 26, 2016
Mark Drawing4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, February 9, 2016

Trademark Statements


Goods and ServicesProviding on-line, electronic filing services for SEC-registered investment advisers required to file the Form PF

Classification Information


International Class035 - Advertising; business management; business administration; office functions.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateMonday, May 11, 2015
Primary Code035
First Use Anywhere DateMonday, June 4, 2012
First Use In Commerce DateMonday, June 4, 2012

Trademark Owner History


Party NameFinancial Industry Regulatory Authority, Inc.
Party Type30 - Original Registrant
Legal Entity Type99 - Other
AddressWashington, DC 20006

Party NameFinancial Industry Regulatory Authority, Inc.
Party Type20 - Owner at Publication
Legal Entity Type99 - Other
AddressWashington, DC 20006

Party NameFinancial Industry Regulatory Authority, Inc.
Party Type10 - Original Applicant
Legal Entity Type99 - Other
AddressWashington, DC 20006

Trademark Events


Event DateEvent Description
Saturday, May 2, 2015NEW APPLICATION ENTERED
Monday, May 11, 2015NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Tuesday, May 19, 2015ASSIGNED TO EXAMINER
Thursday, May 21, 2015NON-FINAL ACTION WRITTEN
Thursday, May 21, 2015NON-FINAL ACTION E-MAILED
Thursday, May 21, 2015NOTIFICATION OF NON-FINAL ACTION E-MAILED
Thursday, November 19, 2015TEAS RESPONSE TO OFFICE ACTION RECEIVED
Monday, December 7, 2015ASSIGNED TO LIE
Thursday, December 10, 2015CORRESPONDENCE RECEIVED IN LAW OFFICE
Thursday, December 10, 2015TEAS/EMAIL CORRESPONDENCE ENTERED
Tuesday, December 22, 2015APPROVED FOR PUB - PRINCIPAL REGISTER
Monday, January 4, 2016LAW OFFICE PUBLICATION REVIEW COMPLETED
Wednesday, January 20, 2016NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Tuesday, February 9, 2016PUBLISHED FOR OPPOSITION
Tuesday, February 9, 2016OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, April 26, 2016REGISTERED-PRINCIPAL REGISTER
Tuesday, January 17, 2017TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Tuesday, January 17, 2017ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Monday, April 26, 2021COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Wednesday, April 6, 2022TEAS SECTION 8 & 15 RECEIVED
Tuesday, October 4, 2022CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Tuesday, October 4, 2022REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Tuesday, October 4, 2022NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Thursday, March 14, 2024TEAS CHANGE OF OWNER ADDRESS RECEIVED
Thursday, March 14, 2024APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Thursday, March 14, 2024TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Thursday, March 14, 2024ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Thursday, March 14, 2024TEAS CHANGE OF CORRESPONDENCE RECEIVED
Saturday, April 26, 2025COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Friday, September 5, 2025TEAS SECTION 8 & 9 RECEIVED
Saturday, December 13, 2025CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Saturday, December 13, 2025REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Saturday, December 13, 2025REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Saturday, December 13, 2025NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED