PENTALPHA GOVERNANCE Trademark
Trademark Overview
On Wednesday, April 8, 2026, a trademark application was filed for PENTALPHA GOVERNANCE with the United States Patent and Trademark Office. The USPTO has given the PENTALPHA GOVERNANCE trademark a serial number of 99751600. The federal status of this trademark filing is NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER as of Wednesday, April 8, 2026. This trademark is owned by Pentalpha Surveillance LLC. The PENTALPHA GOVERNANCE trademark is filed in the Insurance & Financial Services category with the following description:
Financial risk management services in the field of structured finance, namely, independent governance, compliance monitoring, and remediation services for asset-backed securities, mortgage-backed securities, commercial mortgage-backed securities, and collateralized loan obligations; financial advisory services in the field of structured finance and securitization; financial analysis of loan-backed investment products; financial consulting in the fields of distressed debt and loan workout optimization.
General Information
| Serial Number | 99751600 |
| Word Mark | PENTALPHA GOVERNANCE |
| Filing Date | Wednesday, April 8, 2026 |
| Status | 630 - NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER |
| Status Date | Wednesday, April 8, 2026 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
Trademark Statements
| Goods and Services | Financial risk management services in the field of structured finance, namely, independent governance, compliance monitoring, and remediation services for asset-backed securities, mortgage-backed securities, commercial mortgage-backed securities, and collateralized loan obligations; financial advisory services in the field of structured finance and securitization; financial analysis of loan-backed investment products; financial consulting in the fields of distressed debt and loan workout optimization. |
Classification Information
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, April 8, 2026 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, April 1, 2026 |
| First Use In Commerce Date | Wednesday, April 1, 2026 |
Trademark Owner History
| Party Name | Pentalpha Surveillance LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Greenwich, CT 06831
US |
Trademark Events
| Event Date | Event Description |
| Wednesday, April 8, 2026 | NEW APPLICATION ENTERED |
| Wednesday, April 8, 2026 | APPLICATION FILING RECEIPT MAILED |
