| Serial Number | 86790677 |
| Word Mark | P PRINCIPAL |
| Filing Date | Friday, October 16, 2015 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Saturday, May 6, 2023 |
| Registration Number | 5083537 |
| Registration Date | Tuesday, November 15, 2016 |
| Mark Drawing | 5 - Drawing with word(s) / letter(s) / number(s) in Stylized form |
| Published for Opposition Date | Tuesday, July 5, 2016 |
| Indication of Colors claimed | The color(s) blue and black is/are claimed as a feature of the mark. |
| Description of Mark | The mark consists of the stylized letter "P" in blue and the wording "PRINCIPAL" in black in stylized font. |
| Goods and Services | Annuity underwriting; investment management of and distribution of annuities; issuance and administration of annuities; Annuity services, namely, account and investment administration; funds investment; trust and custodial services for retirement plans, namely, investment of funds for others in the field of mutual funds and individual retirement accounts; financial administration of employee pension plans; personal trust services; non qualified deferred compensation consulting and administrative services; financial services in the nature of an investment security; investment management services; mutual fund investment, distribution and brokerage; registered and non-registered securities investment of funds for others, distribution of funds for others and brokerage; financial administration of employer provided and individual pension and fixed investment income programs; registered investment advisory services and broker-dealer securities services, namely, brokering and trading in securities and providing investment advisory services; estate planning; financial planning; insurance administration in the field of life, disability, dental, vision, critical illness, accident, accidental death and dismemberment; financial administration and consulting of employee benefit plans, namely, deferred compensation benefit plans, defined benefit pension plans, and defined contribution plans such as profit sharing, 401(k) and Employee Stock Ownership Plans; financial administration of cafeteria plans and other employee benefit plans; insurance underwriting and brokerage services for groups and individuals in the fields of life, disability and dental; real estate mortgage lending and mortgage asset procurement for others; maintaining real estate mortgage escrow accounts; real estate investment services; real estate management services; leasing of commercial real estate; financial investment in the field of real estate development; administration of employee welfare benefit plans concerning pre-paid dental plans and claims administration, namely, claims processing; banking services, namely, savings account services, brokerage of money market funds, the provision of certificates of deposit held in IRAs |
| Pseudo Mark | PRINCIPAL PRINCIPAL |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, October 21, 2015 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, March 9, 2016 |
| First Use In Commerce Date | Wednesday, March 9, 2016 |
| Party Name | Principal Financial Services, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Des Moines, IA 50392 |
| Party Name | Principal Financial Services, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Des Moines, IA 50392 |
| Party Name | Principal Financial Services, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Des Moines, IA 50392 |
| Event Date | Event Description |
| Tuesday, October 20, 2015 | NEW APPLICATION ENTERED |
| Wednesday, October 21, 2015 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, October 22, 2015 | NOTICE OF PSEUDO MARK E-MAILED |
| Wednesday, November 18, 2015 | ASSIGNED TO EXAMINER |
| Tuesday, November 24, 2015 | NON-FINAL ACTION WRITTEN |
| Tuesday, November 24, 2015 | NON-FINAL ACTION E-MAILED |
| Tuesday, November 24, 2015 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, May 24, 2016 | EXAMINERS AMENDMENT -WRITTEN |
| Tuesday, May 24, 2016 | EXAMINERS AMENDMENT E-MAILED |
| Tuesday, May 24, 2016 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Tuesday, May 24, 2016 | ASSIGNED TO LIE |
| Tuesday, May 24, 2016 | EXAMINER'S AMENDMENT ENTERED |
| Wednesday, May 25, 2016 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, June 2, 2016 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, June 15, 2016 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, July 5, 2016 | PUBLISHED FOR OPPOSITION |
| Tuesday, July 5, 2016 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, August 30, 2016 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Wednesday, August 31, 2016 | TEAS STATEMENT OF USE RECEIVED |
| Friday, September 23, 2016 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Wednesday, August 31, 2016 | USE AMENDMENT FILED |
| Monday, September 26, 2016 | STATEMENT OF USE PROCESSING COMPLETE |
| Saturday, October 8, 2016 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Tuesday, October 11, 2016 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Tuesday, November 15, 2016 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, June 19, 2019 | NOTICE OF SUIT |
| Monday, November 15, 2021 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, September 13, 2022 | NOTICE OF SUIT |
| Thursday, October 27, 2022 | TEAS SECTION 8 & 15 RECEIVED |
| Saturday, May 6, 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Saturday, May 6, 2023 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Saturday, May 6, 2023 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Tuesday, December 12, 2023 | NOTICE OF SUIT |
| Wednesday, March 27, 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, March 27, 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, March 27, 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Saturday, November 15, 2025 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |