| Serial Number | 85381086 |
| Word Mark | OTC DIRECT CAPITAL MARKETS |
| Filing Date | Tuesday, July 26, 2011 |
| Status | 602 - ABANDONED - FAILURE TO RESPOND OR LATE RESPONSE |
| Status Date | Monday, December 17, 2012 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
| Disclaimer with Predetermined Text | "OTC OR CAPITAL" |
| Goods and Services | Investment banking services; brokerage of shares of stocks and other securities; financial investment in the field of securities; financial services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities, online trading of financial instruments and secondary shares, securities brokerage services; securities trading services; consulting services in the field of corporate finance, namely, strategic corporate financial advisory services, consultation in the field of capital structure; consulting services in the field of business mergers and acquisitions, namely, financial consulting and advising in the field of mergers and acquisitions; providing an automated trading platform that assists with the issuance, underwriting and distribution of securities; providing on-line securities information services via a global computer network, namely, providing information pertaining to investors who qualify to purchase certain types of securities; Conducting an online stock exchange for the benefit of the trading of stocks and other financial securities |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, July 30, 2011 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | DIRECT MARKETS TECHNOLOGIES, LLC |
| Party Type | 11 - New Owner Before Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | NEW YORK, NY 10020 |
| Party Name | Rodman & Renshaw, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10020 |
| Event Date | Event Description |
| Wednesday, September 4, 2013 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, September 4, 2013 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Monday, December 17, 2012 | ABANDONMENT NOTICE MAILED - FAILURE TO RESPOND |
| Monday, December 17, 2012 | ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE |
| Monday, May 21, 2012 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, May 21, 2012 | NON-FINAL ACTION E-MAILED |
| Monday, May 21, 2012 | NON-FINAL ACTION WRITTEN |
| Friday, May 18, 2012 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, May 17, 2012 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, May 17, 2012 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, April 18, 2012 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Monday, January 23, 2012 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, January 23, 2012 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Thursday, November 17, 2011 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, November 17, 2011 | NON-FINAL ACTION E-MAILED |
| Thursday, November 17, 2011 | NON-FINAL ACTION WRITTEN |
| Wednesday, November 16, 2011 | ASSIGNED TO EXAMINER |
| Saturday, July 30, 2011 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Friday, July 29, 2011 | NEW APPLICATION ENTERED IN TRAM |