
| Serial Number | 78951276 |
| Word Mark | OPPENHEIMER |
| Filing Date | Monday, August 14, 2006 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Friday, July 28, 2017 |
| Registration Number | 3260826 |
| Registration Date | Tuesday, July 10, 2007 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, April 24, 2007 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Advice relating to investments; Agencies for brokerage of securities trading in overseas securities markets and of transactions on commission of overseas market securities futures; Agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; Assuming financial risk of others by entering into options and swaps; Brokerage houses in the field of stocks, commodities, and futures; Brokerage of shares or stocks and other securities; Business brokerage; Cash management; Commodity brokerage; Financial analysis and consultation; Financial due diligence; Financial management; Financial planning consultation; Financial planning, namely the creation of personalized strategies to achieve financial independence; Financial portfolio management; Financial services, namely assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Insurance brokerage; Investment advisory services; Investment banking services; Investment brokerage; Investment consultation; Investment management; Investment of funds for others; Investment services, namely asset acquisition, consultation, development and management services; Management of portfolios comprising securities; Providing stock/securities market information; Trust management accounts; Trust services, namely, investment and trust company services |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, August 18, 2006 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, September 9, 2003 |
| First Use In Commerce Date | Tuesday, September 9, 2003 |
| Party Name | VINER FINANCE INC. |
| Party Type | 32 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | NEW YORK, NY 10004 |
| Party Name | VINER FINANCE INC. |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | NEW YORK, NY 10004 |
| Party Name | Oppenheimer & Co. Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10004 |
| Party Name | Oppenheimer & Co. Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10004 |
| Party Name | Oppenheimer & Co. Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10004 |
| Event Date | Event Description |
| Wednesday, October 14, 2020 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Friday, July 28, 2017 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Friday, July 28, 2017 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Friday, July 28, 2017 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Friday, July 28, 2017 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, June 21, 2017 | TEAS SECTION 8 & 9 RECEIVED |
| Sunday, July 10, 2016 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Thursday, March 31, 2016 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, April 23, 2014 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Thursday, September 19, 2013 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Thursday, September 19, 2013 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Tuesday, July 30, 2013 | REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED |
| Wednesday, July 31, 2013 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, July 31, 2013 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Tuesday, July 30, 2013 | TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED |
| Thursday, July 11, 2013 | POST REGISTRATION ACTION MAILED - SEC. 8 & 15 |
| Thursday, July 11, 2013 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, June 25, 2013 | TEAS SECTION 8 & 15 RECEIVED |
| Wednesday, April 20, 2011 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, March 5, 2008 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, December 19, 2007 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, July 10, 2007 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, April 24, 2007 | PUBLISHED FOR OPPOSITION |
| Wednesday, April 4, 2007 | NOTICE OF PUBLICATION |
| Monday, March 5, 2007 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Monday, March 5, 2007 | ASSIGNED TO LIE |
| Wednesday, January 31, 2007 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, January 10, 2007 | EXAMINER'S AMENDMENT ENTERED |
| Wednesday, January 10, 2007 | EXAMINERS AMENDMENT E-MAILED |
| Wednesday, January 10, 2007 | EXAMINERS AMENDMENT -WRITTEN |
| Tuesday, January 9, 2007 | ASSIGNED TO EXAMINER |
| Saturday, August 19, 2006 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Friday, August 18, 2006 | NEW APPLICATION ENTERED IN TRAM |