| Serial Number | 77379299 |
| Word Mark | OPERATIONAL NAV TRADE CAPTURE OPERATING MODEL CULTURE |
| Filing Date | Thursday, January 24, 2008 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, July 29, 2016 |
| Registration Number | 3727083 |
| Registration Date | Tuesday, December 22, 2009 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, October 6, 2009 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Description of Mark | The mark consists of the word "OPERATIONAL" followed by the Greek symbol for alpha and an equal sign followed by the "NAV" acronym for net, asset, value appearing above the mathematical integral symbol and the phrase "TRADE CAPTURE" below the integral symbol, followed by the words "OPERATING MODEL" enclosed in brackets and followed by the word "CULTURE" in superscript. |
| Goods and Services | Accounting services; middle and back office administration services for hedge funds |
| Goods and Services | Financial administration of investment vehicles in the nature of investment funds and alternative investment funds |
| Pseudo Mark | OPERATIONAL NET ASSET VALUE TRADE CAPTURE OPERATING MODEL CULTURE |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, July 29, 2016 |
| Primary Code | 035 |
| First Use Anywhere Date | Monday, April 30, 2007 |
| First Use In Commerce Date | Monday, April 30, 2007 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, July 29, 2016 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, April 30, 2007 |
| First Use In Commerce Date | Monday, April 30, 2007 |
| Party Name | NORTHERN TRUST CORPORATION |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | CHICAGO, IL 60675 |
| Party Name | KCG IP Holdings LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Chicago, IL 60603 |
| Party Name | KCG IP Holdings LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Chicago, IL 60603 |
| Party Name | KCG IP Holdings LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Chicago, IL 60603 |
| Event Date | Event Description |
| Friday, July 29, 2016 | CANCELLED SEC. 8 (6-YR) |
| Thursday, June 18, 2015 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, June 18, 2015 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, February 29, 2012 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Monday, January 11, 2010 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, December 22, 2009 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, October 6, 2009 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, October 6, 2009 | PUBLISHED FOR OPPOSITION |
| Thursday, September 24, 2009 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, September 24, 2009 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Monday, August 31, 2009 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Saturday, August 29, 2009 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, March 31, 2009 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, March 31, 2009 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, March 30, 2009 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Sunday, December 21, 2008 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Sunday, December 21, 2008 | NON-FINAL ACTION E-MAILED |
| Sunday, December 21, 2008 | NON-FINAL ACTION WRITTEN |
| Thursday, November 20, 2008 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, November 20, 2008 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, November 20, 2008 | ASSIGNED TO LIE |
| Monday, November 10, 2008 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, May 8, 2008 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Thursday, May 8, 2008 | NON-FINAL ACTION E-MAILED |
| Thursday, May 8, 2008 | NON-FINAL ACTION WRITTEN |
| Thursday, May 1, 2008 | ASSIGNED TO EXAMINER |
| Tuesday, January 29, 2008 | NOTICE OF PSEUDO MARK MAILED |
| Monday, January 28, 2008 | NEW APPLICATION ENTERED IN TRAM |