OPERATIONAL ALPHA Trademark

Trademark Overview

On Thursday, May 10, 2007, a trademark application was filed for OPERATIONAL ALPHA with the United States Patent and Trademark Office. The USPTO has given the OPERATIONAL ALPHA trademark a serial number of 77177796. The federal status of this trademark filing is REGISTERED AND RENEWED as of Tuesday, October 3, 2017. This trademark is owned by KCG IP Holdings LLC. The OPERATIONAL ALPHA trademark is filed in the Advertising, Business and Retail Services and Insurance & Financial Services categories with the following description:

Financial administration of investment vehicles in the nature of investment funds and alternative investment funds

Accounting services; middle and back office administration services for hedge funds
operational alpha

General Information

Serial Number77177796
Word MarkOPERATIONAL ALPHA
Filing DateThursday, May 10, 2007
Status800 - REGISTERED AND RENEWED
Status DateTuesday, October 3, 2017
Registration Number3456643
Registration DateTuesday, July 1, 2008
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, April 15, 2008

Trademark Statements

Goods and ServicesFinancial administration of investment vehicles in the nature of investment funds and alternative investment funds
Goods and ServicesAccounting services; middle and back office administration services for hedge funds

Classification Information

International Class035 - Advertising; business management; business administration; office functions.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateFriday, December 21, 2007
Primary Code035
First Use Anywhere DateFriday, March 23, 2007
First Use In Commerce DateFriday, March 23, 2007
International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateTuesday, May 15, 2007
Primary Code036
First Use Anywhere DateFriday, March 23, 2007
First Use In Commerce DateFriday, March 23, 2007

Trademark Owner History

Party NameNORTHERN TRUST CORPORATION
Party Type31 - New Owner After Registration
Legal Entity Type03 - Corporation
AddressCHICAGO, IL 60603
Party NameKCG IP Holdings LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressChicago, IL 60603
Party NameKCG IP Holdings LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressChicago, IL 60603
Party NameKCG IP Holdings LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressChicago, IL 60603

Trademark Events

Event DateEvent Description
Friday, May 20, 2022TEAS CHANGE OF CORRESPONDENCE RECEIVED
Friday, May 20, 2022ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Friday, May 20, 2022TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Tuesday, October 3, 2017NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Tuesday, October 3, 2017REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Tuesday, October 3, 2017REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Tuesday, October 3, 2017CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Tuesday, August 29, 2017TEAS SECTION 8 & 9 RECEIVED
Saturday, July 1, 2017COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Thursday, June 18, 2015ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Thursday, June 18, 2015TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Thursday, July 17, 2014NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Thursday, July 17, 2014REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Thursday, July 17, 2014CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Tuesday, July 1, 2014TEAS SECTION 8 & 15 RECEIVED
Wednesday, February 29, 2012AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Monday, January 11, 2010TEAS CHANGE OF CORRESPONDENCE RECEIVED
Thursday, September 24, 2009ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Thursday, September 24, 2009TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Tuesday, July 1, 2008REGISTERED-PRINCIPAL REGISTER
Tuesday, April 15, 2008PUBLISHED FOR OPPOSITION
Wednesday, March 26, 2008NOTICE OF PUBLICATION
Friday, March 7, 2008LAW OFFICE PUBLICATION REVIEW COMPLETED
Friday, March 7, 2008ASSIGNED TO LIE
Wednesday, February 13, 2008APPROVED FOR PUB - PRINCIPAL REGISTER
Wednesday, January 23, 2008TEAS/EMAIL CORRESPONDENCE ENTERED
Wednesday, January 23, 2008CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, January 23, 2008TEAS REQUEST FOR RECONSIDERATION RECEIVED
Friday, January 18, 2008NOTIFICATION OF FINAL REFUSAL EMAILED
Friday, January 18, 2008FINAL REFUSAL E-MAILED
Friday, January 18, 2008FINAL REFUSAL WRITTEN
Friday, December 21, 2007TEAS/EMAIL CORRESPONDENCE ENTERED
Thursday, December 20, 2007CORRESPONDENCE RECEIVED IN LAW OFFICE
Thursday, December 20, 2007TEAS RESPONSE TO OFFICE ACTION RECEIVED
Wednesday, August 1, 2007NOTIFICATION OF NON-FINAL ACTION E-MAILED
Wednesday, August 1, 2007NON-FINAL ACTION E-MAILED
Wednesday, August 1, 2007NON-FINAL ACTION WRITTEN
Saturday, July 28, 2007ASSIGNED TO EXAMINER
Tuesday, May 15, 2007NEW APPLICATION ENTERED IN TRAM

Related Keywords

alpha operational funds investment administration services back middle hedge office alternative vehicles