| Serial Number | 78974441 |
| Word Mark | OCCAM CAPITAL |
| Filing Date | Thursday, September 14, 2006 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Wednesday, November 23, 2016 |
| Registration Number | 3265201 |
| Registration Date | Tuesday, July 17, 2007 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, May 1, 2007 |
| Disclaimer with Predetermined Text | "CAPITAL" |
| Goods and Services | Advice relating to investments; Commodity investment advice; Financial investment in the field of equities, fixed income & cash equivalents (securities); Financial services in the nature of an investment security; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Fund investment consultation; Funds investment; Investment advice; Investment advisory services; Investment consultation; Investment management; Investment of funds for others |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, September 20, 2006 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, July 1, 1998 |
| First Use In Commerce Date | Wednesday, July 1, 1998 |
| Party Name | Occam Capital Management, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Pittsford, NY 14534 |
| Party Name | Occam Capital Management, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Pittsford, NY 14534 |
| Party Name | Occam Capital Management, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Pittsford, NY 14534 |
| Event Date | Event Description |
| Wednesday, November 23, 2016 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Wednesday, November 23, 2016 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Wednesday, November 23, 2016 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Tuesday, November 22, 2016 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Saturday, September 10, 2016 | TEAS SECTION 8 & 9 RECEIVED |
| Sunday, July 17, 2016 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Thursday, September 27, 2012 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Wednesday, September 26, 2012 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Wednesday, September 26, 2012 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, September 14, 2012 | TEAS SECTION 8 & 15 RECEIVED |
| Tuesday, July 17, 2007 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, May 1, 2007 | PUBLISHED FOR OPPOSITION |
| Wednesday, April 11, 2007 | NOTICE OF PUBLICATION |
| Tuesday, March 13, 2007 | ASSIGNED TO EXAMINER |
| Thursday, March 8, 2007 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Thursday, March 8, 2007 | ASSIGNED TO LIE |
| Tuesday, February 6, 2007 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, February 6, 2007 | EXAMINER'S AMENDMENT ENTERED |
| Tuesday, February 6, 2007 | EXAMINERS AMENDMENT E-MAILED |
| Tuesday, February 6, 2007 | EXAMINERS AMENDMENT -WRITTEN |
| Tuesday, February 6, 2007 | ASSIGNED TO EXAMINER |
| Wednesday, September 20, 2006 | NEW APPLICATION ENTERED IN TRAM |