| Serial Number | 88834311 |
| Word Mark | OCC THE FOUNDATION FOR SECURE MARKETS |
| Filing Date | Friday, March 13, 2020 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, May 25, 2021 |
| Registration Number | 6359203 |
| Registration Date | Tuesday, May 25, 2021 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, March 9, 2021 |
| Goods and Services | Educational services, comprising seminars, webinars and distributing written educational materials in connection therewith, for individual investors, financial advisors and other money managers concerning the use of, and benefits and risks of using, exchange-traded option contracts and clearing services |
| Description of Mark | The mark consists of the letters "OCC" within a box followed by the wording "THE FOUNDATION FOR SECURE MARKETS". |
| Goods and Services | Printed written educational materials in the field of finance concerning the use of, and benefits and risks of using, exchange-traded option contracts and clearing services |
| Goods and Services | Provision of central counterparty clearing, settlement and related administrative services in the nature of trade reporting for exchanges, delta position limit reporting, symbol reservation processor services, market data analysis and report generation for options and futures contracts based on equities, indices, foreign currencies, commodities, non-standardized options contracts, and other exchange-listed products; related services in the nature of providing financial information and analysis, financial risk management, and the provision of information memoranda, data and reports relating to the foregoing |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| NOT AVAILABLE | "SECURE MARKETS" |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, December 5, 2020 |
| Primary Code | 016 |
| First Use Anywhere Date | Sunday, March 25, 2018 |
| First Use In Commerce Date | Sunday, March 25, 2018 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, March 19, 2020 |
| Primary Code | 036 |
| First Use Anywhere Date | Sunday, March 25, 2018 |
| First Use In Commerce Date | Sunday, March 25, 2018 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, March 19, 2020 |
| Primary Code | 041 |
| First Use Anywhere Date | Sunday, March 25, 2018 |
| First Use In Commerce Date | Sunday, March 25, 2018 |
| Party Name | The Options Clearing Corporation |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Chicago, IL 60606 |
| Party Name | The Options Clearing Corporation |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Chicago, IL 60606 |
| Party Name | The Options Clearing Corporation |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Chicago, IL 60606 |
| Event Date | Event Description |
| Thursday, March 19, 2020 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, March 20, 2020 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Tuesday, March 17, 2020 | NEW APPLICATION ENTERED |
| Thursday, June 4, 2020 | ASSIGNED TO EXAMINER |
| Friday, June 5, 2020 | NON-FINAL ACTION WRITTEN |
| Friday, June 5, 2020 | NON-FINAL ACTION E-MAILED |
| Friday, June 5, 2020 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, December 4, 2020 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Saturday, December 5, 2020 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, December 4, 2020 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, January 27, 2021 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, January 28, 2021 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, January 11, 2021 | NON-FINAL ACTION WRITTEN |
| Monday, January 11, 2021 | NON-FINAL ACTION E-MAILED |
| Monday, January 11, 2021 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, January 27, 2021 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, March 9, 2021 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Wednesday, May 19, 2021 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Wednesday, May 19, 2021 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, May 19, 2021 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, May 19, 2021 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Friday, January 29, 2021 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, February 17, 2021 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, March 9, 2021 | PUBLISHED FOR OPPOSITION |
| Wednesday, May 19, 2021 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Monday, October 21, 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Monday, October 21, 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, October 21, 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Monday, October 21, 2024 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Monday, October 21, 2024 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Wednesday, July 30, 2025 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, July 30, 2025 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, July 30, 2025 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, May 25, 2021 | REGISTERED-PRINCIPAL REGISTER |