| Serial Number | 78742290 |
| Word Mark | NYSE BROKER AGENCY INTEREST FILE |
| Filing Date | Friday, October 28, 2005 |
| Status | 602 - ABANDONED - FAILURE TO RESPOND OR LATE RESPONSE |
| Status Date | Friday, May 15, 2009 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, January 9, 2007 |
| Disclaimer with Predetermined Text | "BROKER AGENCY INTEREST FILE" |
| Goods and Services | Conducting a securities exchange featuring dual auction market capabilities and automatic transaction execution capabilities via physical convention and electronically and electronic entry of bids and offers; providing stock market information |
| Goods and Services | Electronic transmission of bids and offers via electronic communications networks |
| Pseudo Mark | NEW YORK STOCK EXCHANGE AGENCY INTEREST FILE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, November 1, 2005 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, March 8, 2006 |
| First Use In Commerce Date | Wednesday, March 8, 2006 |
| International Class | 038 - Services allowing people to communicate with another by a sensory means. |
| US Class Codes | 100, 101, 104 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, November 22, 2006 |
| Primary Code | 038 |
| First Use Anywhere Date | Wednesday, March 8, 2006 |
| First Use In Commerce Date | Wednesday, March 8, 2006 |
| Party Name | NYSE GROUP, INC. |
| Party Type | 21 - New Owner After Publication |
| Legal Entity Type | 03 - Corporation |
| Address | NEW YORK, NY 10005 |
| Party Name | New York Stock Exchange, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10005 |
| Party Name | New York Stock Exchange, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10005 |
| Event Date | Event Description |
| Friday, May 15, 2009 | ABANDONMENT NOTICE MAILED - FAILURE TO RESPOND |
| Friday, May 15, 2009 | ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE |
| Wednesday, October 15, 2008 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, October 15, 2008 | NON-FINAL ACTION E-MAILED |
| Wednesday, October 15, 2008 | SU - NON-FINAL ACTION - WRITTEN |
| Tuesday, August 12, 2008 | STATEMENT OF USE PROCESSING COMPLETE |
| Thursday, July 31, 2008 | USE AMENDMENT FILED |
| Tuesday, August 12, 2008 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Thursday, July 31, 2008 | TEAS STATEMENT OF USE RECEIVED |
| Wednesday, April 2, 2008 | EXTENSION 2 GRANTED |
| Wednesday, April 2, 2008 | EXTENSION 2 FILED |
| Wednesday, April 2, 2008 | TEAS EXTENSION RECEIVED |
| Tuesday, October 2, 2007 | EXTENSION 1 GRANTED |
| Tuesday, October 2, 2007 | EXTENSION 1 FILED |
| Tuesday, October 2, 2007 | TEAS EXTENSION RECEIVED |
| Wednesday, September 19, 2007 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, April 3, 2007 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, January 9, 2007 | PUBLISHED FOR OPPOSITION |
| Wednesday, December 20, 2006 | NOTICE OF PUBLICATION |
| Monday, November 27, 2006 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Friday, November 24, 2006 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, November 22, 2006 | AMENDMENT FROM APPLICANT ENTERED |
| Wednesday, November 22, 2006 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, November 20, 2006 | ASSIGNED TO LIE |
| Tuesday, November 7, 2006 | PAPER RECEIVED |
| Wednesday, May 3, 2006 | NON-FINAL ACTION E-MAILED |
| Wednesday, May 3, 2006 | NON-FINAL ACTION WRITTEN |
| Tuesday, May 2, 2006 | ASSIGNED TO EXAMINER |
| Tuesday, November 1, 2005 | NEW APPLICATION ENTERED IN TRAM |