| Serial Number | 87426721 |
| Word Mark | NOVALPINA |
| Filing Date | Wednesday, April 26, 2017 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, February 19, 2019 |
| Registration Number | 5677548 |
| Registration Date | Tuesday, February 19, 2019 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, April 10, 2018 |
| Goods and Services | Computer hardware and software and applications for mobile devices, namely, software for use in investment research and analysis, asset management, investment management, fund transfer, payments, and investment fund transfer; computer software relating to the handling of financial transactions, namely, software for use in managing and processing financial transactions; application software for use in investment research and analysis, asset management, investment management, fund transfer, payments, and investment fund transfer; pre-recorded software for use in database management in the financial services field; computer software platforms, namely, software for use in investment research and analysis, asset management, investment management, fund transfer, payments, and investment fund transfer; financial management software; computer network management software; computer programs, namely, software for use in investment research and analysis, asset management, investment management, fund transfer, payments, and investment fund transfer; computer software for document management; computer software for wireless content delivery; computer software relating to financial history, namely, software for use in organizing and managing financial trading information; computer programmes relating to financial matters, namely, software for use in storage and analysis of financial data; computer software for producing financial models; computer software designed to estimate costs; computer software for analysing financial market information; computer software for processing information about financial markets; computer software programs for spreadsheet management; software for processing images, graphics and text; computer software for creating searchable databases of information and data; computer software for communication between computers over a local network; computer software for communicating with users of hand-held computers; personal computer application software for managing document control systems; credit cards that are magnetically encoded; plastic, blank bank cards that are magnetically encoded and for issuance by financial institutions; downloadable publications, namely, newsletters, articles, magazines, brochures, and reports relating to financial matters |
| Goods and Services | Financial and investments services, namely, asset and investment acquisition, consultation, advisory and development; financial management; financial portfolio management; providing information and analysis in the field of financial investments; brokerage services, namely, investment brokerage, securities brokerage, stocks and bond brokerage, mutual fund brokerage, commodity brokerage, real estate brokerage, insurance brokerage, financial research and equity research brokerage services; financial investment brokerage; providing information regarding publicly traded investments; securities lending services; financial, investment, and actuarial consultation; financial research and financial investment research; corporate finance services, namely, financing services for businesses; corporate finance consultancy and advisory services; management of corporate finances; sales and marketing of investment company shares, namely, brokerage of investment company shares; financial investment management services in the nature of financial distribution of investment company shares; financial administration of mutual funds and distribution of mutual funds; financial trust administration; financial administration of employee benefit plans and defined benefit plans concerning insurance and finance; financial administration of employee pension plans including defined contribution pension plans; financial planning and investment advisory services; financial, insurance and actuarial consulting services; debit card services, namely, issuing prepaid debit cards and processing of debit card payments and debit card transactions; cash management services; electronic funds transfer; electronic payment services, namely, processing electronic funds transfer, credit card, debit card, electronic check and electronic payments via an electronic communications network; charitable fundraising services; automated securities trade execution services; financial risk management services; estate planning; estate trust and administration services, namely, estate trust management, estate trust planning, and financial trust administration for estates; investment and credit fund management; investment management; investment asset management; hedge fund management; financial management of offshore funds; financial management of pension funds; venture capital fund management; mutual fund financial management; mutual fund brokerage; financial management, namely, provident fund management and fund management for private clients; investing of funds; equity capital investment; private equity fund investment services; financial investment in securities; real estate investment; electronic funds transfer services in the field of financial investments; financial management services, namely, monitoring of investment funds for others; fund investment services; financial administration of investment funds; fund investment, financial management of securities, and management of securities portfolios; investment of funds for others; investment services, namely, asset acquisition, consultation, development and management services; investment banking; investment trusteeship, namely, financial management and administration of trusts for others; investment trust management; financial services, namely, investment of funds in the industrial field; financial investment analysis and consultation services; capital investment services; investment clubs; investment brokerage; investment management and financial unit trust management services; management of collective investment schemes, namely, collective investment funds and mutual funds; financial management of risk capital; financial services in the nature of an investment security; financial and stock exchange services, namely, financial exchange services, financial securities exchange services, stock exchange information services, and stock exchange quotation and listing services; financial management of stocks; financial services relating to securities, namely, administering the issuance, underwriting and distribution of securities; financial management services relating to securities; financial management services relating to stocks; financial management services relating to bonds; investment services stockbroking, namely, providing stock brokerage services; stock brokerage services; financial management of stocks; bonds brokerage; provision of financial information relating to stocks; providing investment services, namely, investment in bonds on behalf of third parties; trading in bonds; providing financial valuation services; financial valuations; fiscal valuation; valuation of capital stock; financial assessments; financial information and evaluations; providing an online searchable database featuring financial investment information; financial forecasting; financial research; financial evaluation; providing an interactive website and online computer database featuring financial information including information in the fields of investing, saving, financial planning, financial news, analyzing investment performance, evaluating asset allocation, risk tolerance, financial alternative plans and investment time frames, and featuring financial analysis information in the fields of investing, financial planning, financial portfolio management, financial decision-making, investment research, monitoring investment value and performance of investments; financial forecasting regarding the financial markets; information, advisory and consultancy services in relation to the aforesaid services |
| Goods and Services | Business advice in relation to financial matters; business research for new businesses; business management consultation; business administration consultancy; business research services; business merger consultation; business succession planning; business consultancy; business networking services, namely, arranging business introductions; business marketing services; business networking services; business data analysis; dissemination of business information; professional business consultation relating to the operation of businesses; preparation of business reports; personnel recruitment of consultants in the financial services field; business advice relating to growth financing; advertising services for promoting the brokerage of stocks and other securities; financial marketing, namely, marketing of financial services; financial records management; accounting auditing in the nature of auditing of financial statements; advertising services relating to financial services and financial investment; financial statement preparation and analysis for businesses; promotion of financial services, on behalf of third parties; business intermediary services relating to the matching of potential private investors with entrepreneurs needing funding; provision of business information; business auditing; market research services, namely, market forecasting; providing business marketing information in the nature of business market forecasting; market analysis; providing statistical analysis and reporting for business purposes; preparation of economic reports; database management; computerised database management services; providing business marketing information, namely, market information relating to index levels; economic forecasting services; database management for others, namely, management of databases featuring financial information; tax consultation; tax consulting services; recording the transfer of stocks; information, advisory and consultancy services in relation to the aforesaid services |
| Translation of Words in Mark | The wording "NOVALPINA" has no meaning in a foreign language. |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, June 5, 2017 |
| Primary Code | 009 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, June 5, 2017 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, June 5, 2017 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | Novalpina Capital Group Sarl |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Luxembourg L-2411 LU |
| Party Name | Novalpina Capital Group Sarl |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Ettelbruck L-1855 LU |
| Party Name | Novalpina Capital Group Sarl |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Ettelbruck L-1855 LU |
| Event Date | Event Description |
| Monday, February 19, 2024 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Wednesday, July 10, 2019 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Wednesday, July 10, 2019 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, February 19, 2019 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, January 16, 2019 | 1(B) BASIS DELETED; PROCEED TO REGISTRATION |
| Friday, November 30, 2018 | NOTICE OF ALLOWANCE CANCELLED |
| Wednesday, January 16, 2019 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Friday, November 30, 2018 | TEAS DELETE 1(B) BASIS RECEIVED |
| Tuesday, June 5, 2018 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, April 10, 2018 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, April 10, 2018 | PUBLISHED FOR OPPOSITION |
| Wednesday, March 21, 2018 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, March 6, 2018 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, March 6, 2018 | EXAMINER'S AMENDMENT ENTERED |
| Tuesday, March 6, 2018 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Tuesday, March 6, 2018 | EXAMINERS AMENDMENT E-MAILED |
| Tuesday, March 6, 2018 | EXAMINERS AMENDMENT -WRITTEN |
| Tuesday, March 6, 2018 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, March 6, 2018 | NON-FINAL ACTION E-MAILED |
| Tuesday, March 6, 2018 | NON-FINAL ACTION WRITTEN |
| Monday, February 12, 2018 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, February 12, 2018 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, February 7, 2018 | ASSIGNED TO LIE |
| Sunday, January 28, 2018 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Sunday, July 30, 2017 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Sunday, July 30, 2017 | NON-FINAL ACTION E-MAILED |
| Sunday, July 30, 2017 | NON-FINAL ACTION WRITTEN |
| Saturday, July 22, 2017 | ASSIGNED TO EXAMINER |
| Monday, June 5, 2017 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Saturday, April 29, 2017 | NEW APPLICATION ENTERED |