NORTHERN LIGHTS COMPLIANCE SERVICES Trademark
Trademark Overview
On Wednesday, November 12, 2014, a trademark application was filed for NORTHERN LIGHTS COMPLIANCE SERVICES with the United States Patent and Trademark Office. The USPTO has given the NORTHERN LIGHTS COMPLIANCE SERVICES trademark a serial number of 86451713. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Friday, January 14, 2022. This trademark is owned by Northern Lights Compliance Services, LLC. The NORTHERN LIGHTS COMPLIANCE SERVICES trademark is filed in the Personal, Legal & Social Services category with the following description:
Regulatory compliance consulting in the field of federal securities regulations governing investment advisory and investment company activities
General Information
| Serial Number | 86451713 |
| Word Mark | NORTHERN LIGHTS COMPLIANCE SERVICES |
| Filing Date | Wednesday, November 12, 2014 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, January 14, 2022 |
| Registration Number | 4768332 |
| Registration Date | Tuesday, July 7, 2015 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, April 21, 2015 |
Trademark Statements
| Goods and Services | Regulatory compliance consulting in the field of federal securities regulations governing investment advisory and investment company activities |
| Disclaimer with Predetermined Text | "COMPLIANCE SERVICES" |
Classification Information
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, January 14, 2022 |
| Primary Code | 045 |
| First Use Anywhere Date | Monday, December 10, 2007 |
| First Use In Commerce Date | Monday, December 10, 2007 |
Trademark Owner History
| Party Name | Northern Lights Compliance Services, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Omaha, NE 68130 |
| Party Name | Northern Lights Compliance Services, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Omaha, NE 68130 |
| Party Name | Northern Lights Compliance Services, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Omaha, NE 68130 |
Trademark Events
| Event Date | Event Description |
| Wednesday, March 20, 2024 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Friday, January 14, 2022 | CANCELLED SEC. 8 (6-YR) |
| Tuesday, July 7, 2020 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, July 7, 2015 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, April 21, 2015 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, April 21, 2015 | PUBLISHED FOR OPPOSITION |
| Wednesday, April 1, 2015 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Friday, March 6, 2015 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, March 4, 2015 | ASSIGNED TO EXAMINER |
| Wednesday, November 19, 2014 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Saturday, November 15, 2014 | NEW APPLICATION ENTERED |
