NIKKO ASSET MANAGEMENT Trademark

Trademark Overview

On Thursday, September 29, 2011, a trademark application was filed for NIKKO ASSET MANAGEMENT with the United States Patent and Trademark Office. The USPTO has given the NIKKO ASSET MANAGEMENT trademark a serial number of 79105516. The federal status of this trademark filing is SECTION 71 ACCEPTED as of Thursday, July 13, 2023. This trademark is owned by SMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.). The NIKKO ASSET MANAGEMENT trademark is filed in the Insurance & Financial Services category with the following description:

[ Banking services, namely, acceptance of deposits including substitute bond issuance and acceptance of fixed interval installment deposits; loans financing and discount of bills; domestic exchange settlement, namely, debit settlement services, credit to current accounts services and money collection services; liability guarantee in the nature of underwriting commercial collateral liability insurance and acceptance of bills in the nature of bill payment services and bill consolidation services; ] [ offering of securities subscriptions in the nature of hedge funds, private equity funds, securities and derivatives for others; ] [ private placement in the nature of hedge funds, private equity funds, securities and derivatives [ or ] * FOR * others; securities offering in the nature of fund investment services featuring securities offered according to previously established criteria in order to maintain a predetermined level of payments to the account holder; ] financial services, namely, ...
nikko asset management

General Information

Serial Number79105516
Word MarkNIKKO ASSET MANAGEMENT
Filing DateThursday, September 29, 2011
Status706 - SECTION 71 ACCEPTED
Status DateThursday, July 13, 2023
Registration Number4266181
Registration DateTuesday, January 1, 2013
Mark Drawing5 - Drawing with word(s) / letter(s) / number(s) in Stylized form
Published for Opposition DateTuesday, October 16, 2012

Trademark Statements

Indication of Colors claimedColor is not claimed as a feature of the mark.
Certificate of Correction for RegistrationIn the statement, page 1, line 16, "OR" should be deleted, and "FOR" should be inserted.
Goods and Services[ Banking services, namely, acceptance of deposits including substitute bond issuance and acceptance of fixed interval installment deposits; loans financing and discount of bills; domestic exchange settlement, namely, debit settlement services, credit to current accounts services and money collection services; liability guarantee in the nature of underwriting commercial collateral liability insurance and acceptance of bills in the nature of bill payment services and bill consolidation services; ] [ offering of securities subscriptions in the nature of hedge funds, private equity funds, securities and derivatives for others; ] [ private placement in the nature of hedge funds, private equity funds, securities and derivatives [ or ] * FOR * others; securities offering in the nature of fund investment services featuring securities offered according to previously established criteria in order to maintain a predetermined level of payments to the account holder; ] financial services, namely, assisting others in the completion of financial transaction of securities or offering and transaction of [ private placement in the nature of hedge funds, private equity funds, ] securities and derivatives for others; [ securities brokerage, namely, buying and selling of securities; securities underwriting; financial services, namely, issuing of securities beneficiary certificates; instruction on trust assets investment; ] advisory services relating to investment decisions based on securities values or securities value analysis; advisory services relating to investment or investment decisions based on discretionary investment contract concerning securities [ ; life insurance brokerage; providing information relating to life insurance; consultancy and advisory services for life insurance; agencies for non-life insurance ]
Translation of Words in MarkThe English translation of the word "NIKKO" in the mark is "Japan being prosperous".
NOT AVAILABLE"ASSET MANAGEMENT"

Classification Information

International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateFriday, December 9, 2011
Primary Code036
First Use Anywhere DateNOT AVAILABLE
First Use In Commerce DateNOT AVAILABLE

Trademark Owner History

Party NameSMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.)
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressTokyo 100-8325
JP
Party NameSMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.)
Party Type20 - Owner at Publication
Legal Entity Type03 - Corporation
AddressTokyo 100-8325
JP
Party NameSMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.)
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressTokyo 100-8325
JP

Trademark Events

Event DateEvent Description
Thursday, December 8, 2011SN ASSIGNED FOR SECT 66A APPL FROM IB
Friday, December 9, 2011NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Tuesday, December 13, 2011APPLICATION FILING RECEIPT MAILED
Thursday, January 19, 2012ASSIGNED TO EXAMINER
Wednesday, January 25, 2012NON-FINAL ACTION WRITTEN
Thursday, January 26, 2012NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW
Monday, January 30, 2012REFUSAL PROCESSED BY MPU
Monday, January 30, 2012NON-FINAL ACTION MAILED - REFUSAL SENT TO IB
Friday, February 17, 2012REFUSAL PROCESSED BY IB
Monday, July 9, 2012TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Monday, July 9, 2012ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Tuesday, July 24, 2012TEAS RESPONSE TO OFFICE ACTION RECEIVED
Friday, July 27, 2012ASSIGNED TO LIE
Monday, August 13, 2012CORRESPONDENCE RECEIVED IN LAW OFFICE
Monday, August 13, 2012TEAS/EMAIL CORRESPONDENCE ENTERED
Tuesday, September 4, 2012APPROVED FOR PUB - PRINCIPAL REGISTER
Tuesday, September 11, 2012LAW OFFICE PUBLICATION REVIEW COMPLETED
Wednesday, September 26, 2012NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Wednesday, September 26, 2012NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB
Wednesday, September 26, 2012NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB
Monday, October 15, 2012NOTIFICATION PROCESSED BY IB
Tuesday, October 16, 2012PUBLISHED FOR OPPOSITION
Tuesday, October 16, 2012OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, January 1, 2013REGISTERED-PRINCIPAL REGISTER
Monday, April 1, 2013FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB
Tuesday, April 9, 2013TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, April 9, 2013TEAS SECTION 7 REQUEST RECEIVED
Tuesday, April 30, 2013CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Thursday, May 2, 2013POST REGISTRATION ACTION MAILED - SEC. 7
Thursday, May 16, 2013TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, August 27, 2013FINAL DISPOSITION PROCESSED
Tuesday, August 27, 2013FINAL DISPOSITION NOTICE SENT TO IB
Sunday, September 15, 2013FINAL DECISION TRANSACTION PROCESSED BY IB
Thursday, October 31, 2013TEAS SECTION 7 REQUEST RECEIVED
Thursday, October 31, 2013SEC 7 REQUEST FILED
Friday, November 15, 2013POST REGISTRATION ACTION CORRECTION
Monday, December 2, 2013OTQR WITHDRAWAL FROM PUBLICATION
Friday, December 13, 2013CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Saturday, December 14, 2013NEW REPRESENTATIVE AT IB RECEIVED
Thursday, October 31, 2013SEC 7 REQUEST FILED
Saturday, December 14, 2013CORRECTION UNDER SECTION 7 - PROCESSED
Saturday, December 14, 2013CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Thursday, August 14, 2014PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED
Saturday, February 7, 2015INVALIDATION REVIEWED - NO ACTION REQUIRED BY OFFICE
Friday, July 1, 2016NEW REPRESENTATIVE AT IB RECEIVED
Monday, January 1, 2018COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED
Tuesday, December 11, 2018TEAS SECTION 71 & 15 RECEIVED
Wednesday, December 12, 2018REGISTERED - SEC. 71 ACCEPTED & SEC. 15 ACK.
Wednesday, December 12, 2018NOTICE OF ACCEPTANCE OF SEC. 71 & 15 - E-MAILED
Friday, October 15, 2021INTERNATIONAL REGISTRATION RENEWED
Saturday, January 1, 2022COURTESY REMINDER - SEC. 71 (10-YR) E-MAILED
Thursday, November 17, 2022TEAS SECTION 71 RECEIVED
Monday, May 29, 2023CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Thursday, July 13, 2023REGISTERED-SEC.71 ACCEPTED
Thursday, July 13, 2023NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED
Wednesday, March 13, 2024PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED
Friday, April 26, 2024GENERIC MADRID TRANSACTION CREATED
Friday, April 26, 2024GENERIC MADRID TRANSACTION SENT TO IB
Monday, June 17, 2024PARTIAL INVALIDATION PROCESSED BY THE IB
Friday, November 21, 2025TEAS CHANGE OF OWNER ADDRESS RECEIVED
Friday, November 21, 2025APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Friday, November 21, 2025TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Friday, November 21, 2025ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Friday, November 21, 2025TEAS CHANGE OF DOMESTIC REPRESENTATIVES ADDRESS
Friday, November 21, 2025TEAS CHANGE OF CORRESPONDENCE RECEIVED

Related Keywords

management asset nikko services securities nature funds private acceptance namely bills liability others