| Serial Number | 79105192 |
| Word Mark | NIKKO AM |
| Filing Date | Thursday, September 29, 2011 |
| Status | 706 - SECTION 71 ACCEPTED |
| Status Date | Thursday, February 1, 2024 |
| Registration Number | 4352002 |
| Registration Date | Tuesday, June 18, 2013 |
| Mark Drawing | 5 - Drawing with word(s) / letter(s) / number(s) in Stylized form |
| Published for Opposition Date | Tuesday, April 2, 2013 |
| Goods and Services | [ Banking services, namely, acceptance of deposits including substitute bond issuance and acceptance of fixed interval installment deposits; loans financing and discount of bills; domestic exchange settlement, namely, debit settlement services, credit to current accounts services and money collection services; liability guarantee in the nature of underwriting commercial collateral liability insurance and acceptance of bills in the nature of bill payment services and bill consolidation services; ] offering of securities subscriptions in the nature of hedge funds, private equity funds, securities and derivatives for others; private placement in the nature of hedge funds, private equity funds, securities and derivatives for others; [ securities offering in the nature of fund investment services featuring securities offered according to previously established criteria in order to maintain a predetermined level of payments to the account holder; ]financial services, namely, assisting others in the completion of financial transaction of securities or offering and transaction of private placement in the nature of hedge funds, private equity funds, securities and derivatives for others; [ securities brokerage, namely, buying and selling of securities; securities underwriting; financial services, namely, issuing of securities beneficiary certificates; instruction on trust assets investment; ] advisory services relating to investment decisions based on securities values or securities value analysis; advisory services relating to investment or investment decisions based on discretionary investment contract concerning securities [ ; life insurance brokerage; providing information relating to life insurance; consultancy and advisory services for life insurance; agencies for non-life insurance ] |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Translation of Words in Mark | The English translation of "NIKKO" is "Japan being prosperous". |
| NOT AVAILABLE | "AM" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Sunday, December 4, 2011 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | SMBC Nikko Shoken Kabushiki Kaisha (SMBCNikko Securities Inc.) |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Tokyo 100-8325 JP |
| Party Name | SMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.) |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Tokyo 100-8325 JP |
| Party Name | SMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.) |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Tokyo 100-8325 JP |
| Event Date | Event Description |
| Thursday, December 1, 2011 | SN ASSIGNED FOR SECT 66A APPL FROM IB |
| Sunday, December 4, 2011 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, December 8, 2011 | APPLICATION FILING RECEIPT MAILED |
| Thursday, January 19, 2012 | ASSIGNED TO EXAMINER |
| Wednesday, January 25, 2012 | NON-FINAL ACTION WRITTEN |
| Thursday, January 26, 2012 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
| Friday, January 27, 2012 | REFUSAL PROCESSED BY MPU |
| Friday, January 27, 2012 | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB |
| Friday, February 17, 2012 | REFUSAL PROCESSED BY IB |
| Monday, July 9, 2012 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Monday, July 9, 2012 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, July 24, 2012 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Friday, July 27, 2012 | ASSIGNED TO LIE |
| Monday, August 13, 2012 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, August 13, 2012 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, September 4, 2012 | FINAL REFUSAL WRITTEN |
| Tuesday, September 4, 2012 | FINAL REFUSAL E-MAILED |
| Tuesday, September 4, 2012 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Wednesday, January 23, 2013 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Monday, January 28, 2013 | ASSIGNED TO LIE |
| Thursday, January 31, 2013 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, January 31, 2013 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, February 13, 2013 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Saturday, February 23, 2013 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, March 13, 2013 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Wednesday, March 13, 2013 | NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB |
| Wednesday, March 13, 2013 | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB |
| Tuesday, April 2, 2013 | PUBLISHED FOR OPPOSITION |
| Tuesday, April 2, 2013 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Sunday, May 19, 2013 | NOTIFICATION PROCESSED BY IB |
| Tuesday, June 18, 2013 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, September 18, 2013 | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB |
| Saturday, December 14, 2013 | NEW REPRESENTATIVE AT IB RECEIVED |
| Wednesday, February 5, 2014 | FINAL DISPOSITION PROCESSED |
| Wednesday, February 5, 2014 | FINAL DISPOSITION NOTICE SENT TO IB |
| Friday, February 21, 2014 | FINAL DECISION TRANSACTION PROCESSED BY IB |
| Friday, July 1, 2016 | NEW REPRESENTATIVE AT IB RECEIVED |
| Monday, June 18, 2018 | COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED |
| Tuesday, December 11, 2018 | TEAS SECTION 71 & 15 RECEIVED |
| Thursday, January 24, 2019 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, March 12, 2019 | REGISTERED - SEC. 71 ACCEPTED & SEC. 15 ACK. |
| Tuesday, March 12, 2019 | NOTICE OF ACCEPTANCE OF SEC. 71 & 15 - E-MAILED |
| Friday, October 15, 2021 | INTERNATIONAL REGISTRATION RENEWED |
| Saturday, June 18, 2022 | COURTESY REMINDER - SEC. 71 (10-YR) E-MAILED |
| Thursday, May 18, 2023 | TEAS SECTION 71 RECEIVED |
| Monday, January 29, 2024 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, February 1, 2024 | REGISTERED-SEC.71 ACCEPTED |
| Thursday, February 1, 2024 | NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED |
| Wednesday, October 2, 2024 | PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED |
| Thursday, October 10, 2024 | GENERIC MADRID TRANSACTION CREATED |
| Thursday, October 10, 2024 | GENERIC MADRID TRANSACTION SENT TO IB |