| Serial Number | 79105192 |
| Word Mark | NIKKO AM |
| Filing Date | Thursday, September 29, 2011 |
| Status | 706 - SECTION 71 ACCEPTED |
| Status Date | Thursday, February 1, 2024 |
| Registration Number | 4352002 |
| Registration Date | Tuesday, June 18, 2013 |
| Mark Drawing | 5000 - Drawing with word(s) / letter(s) / number(s) in Stylized form |
| Published for Opposition Date | Tuesday, April 2, 2013 |
| Goods and Services | [ Banking services, namely, acceptance of deposits including substitute bond issuance and acceptance of fixed interval installment deposits; loans financing and discount of bills; domestic exchange settlement, namely, debit settlement services, credit to current accounts services and money collection services; liability guarantee in the nature of underwriting commercial collateral liability insurance and acceptance of bills in the nature of bill payment services and bill consolidation services; ] offering of securities subscriptions in the nature of hedge funds, private equity funds, securities and derivatives for others; private placement in the nature of hedge funds, private equity funds, securities and derivatives for others; [ securities offering in the nature of fund investment services featuring securities offered according to previously established criteria in order to maintain a predetermined level of payments to the account holder; ]financial services, namely, assisting others in the completion of financial transaction of securities or offering and transaction of private placement in the nature of hedge funds, private equity funds, securities and derivatives for others; [ securities brokerage, namely, buying and selling of securities; securities underwriting; financial services, namely, issuing of securities beneficiary certificates; instruction on trust assets investment; ] advisory services relating to investment decisions based on securities values or securities value analysis; advisory services relating to investment or investment decisions based on discretionary investment contract concerning securities [ ; life insurance brokerage; providing information relating to life insurance; consultancy and advisory services for life insurance; agencies for non-life insurance ] |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Translation of Words in Mark | The English translation of "NIKKO" is "Japan being prosperous". |
| Disclaimer with Predetermined Text | "AM" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Sunday, December 4, 2011 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | SMBC Nikko Shoken Kabushiki Kaisha (SMBCNikko Securities Inc.) |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Tokyo 100-8325 JP |
| Party Name | SMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.) |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Tokyo 100-8325 JP |
| Party Name | SMBC Nikko Shoken Kabushiki Kaisha (SMBC Nikko Securities Inc.) |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Tokyo 100-8325 JP |
| Event Date | Event Description |
| Thursday, February 1, 2024 | NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED |
| Thursday, February 1, 2024 | REGISTERED-SEC.71 ACCEPTED |
| Monday, January 29, 2024 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Thursday, May 18, 2023 | TEAS SECTION 71 RECEIVED |
| Saturday, June 18, 2022 | COURTESY REMINDER - SEC. 71 (10-YR) E-MAILED |
| Friday, October 15, 2021 | INTERNATIONAL REGISTRATION RENEWED |
| Tuesday, March 12, 2019 | NOTICE OF ACCEPTANCE OF SEC. 71 & 15 - E-MAILED |
| Tuesday, March 12, 2019 | REGISTERED - SEC. 71 ACCEPTED & SEC. 15 ACK. |
| Thursday, January 24, 2019 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, December 11, 2018 | TEAS SECTION 71 & 15 RECEIVED |
| Monday, June 18, 2018 | COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED |
| Friday, July 1, 2016 | NEW REPRESENTATIVE AT IB RECEIVED |
| Friday, February 21, 2014 | FINAL DECISION TRANSACTION PROCESSED BY IB |
| Wednesday, February 5, 2014 | FINAL DISPOSITION NOTICE SENT TO IB |
| Wednesday, February 5, 2014 | FINAL DISPOSITION PROCESSED |
| Saturday, December 14, 2013 | NEW REPRESENTATIVE AT IB RECEIVED |
| Wednesday, September 18, 2013 | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB |
| Tuesday, June 18, 2013 | REGISTERED-PRINCIPAL REGISTER |
| Sunday, May 19, 2013 | NOTIFICATION PROCESSED BY IB |
| Tuesday, April 2, 2013 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, April 2, 2013 | PUBLISHED FOR OPPOSITION |
| Wednesday, March 13, 2013 | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB |
| Wednesday, March 13, 2013 | NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB |
| Wednesday, March 13, 2013 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Saturday, February 23, 2013 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, February 13, 2013 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, January 31, 2013 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, January 31, 2013 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, January 28, 2013 | ASSIGNED TO LIE |
| Wednesday, January 23, 2013 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Tuesday, September 4, 2012 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Tuesday, September 4, 2012 | FINAL REFUSAL E-MAILED |
| Tuesday, September 4, 2012 | FINAL REFUSAL WRITTEN |
| Monday, August 13, 2012 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, August 13, 2012 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, July 27, 2012 | ASSIGNED TO LIE |
| Tuesday, July 24, 2012 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, July 9, 2012 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, July 9, 2012 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, February 17, 2012 | REFUSAL PROCESSED BY IB |
| Friday, January 27, 2012 | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB |
| Friday, January 27, 2012 | REFUSAL PROCESSED BY MPU |
| Thursday, January 26, 2012 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
| Wednesday, January 25, 2012 | NON-FINAL ACTION WRITTEN |
| Thursday, January 19, 2012 | ASSIGNED TO EXAMINER |
| Thursday, December 8, 2011 | APPLICATION FILING RECEIPT MAILED |
| Sunday, December 4, 2011 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, December 1, 2011 | SN ASSIGNED FOR SECT 66A APPL FROM IB |