| Serial Number | 85203378 |
| Word Mark | NEUBERGER BERMAN SMALL CAP GROWTH FUND |
| Filing Date | Tuesday, December 21, 2010 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Saturday, November 6, 2021 |
| Registration Number | 4015325 |
| Registration Date | Tuesday, August 23, 2011 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, June 7, 2011 |
| Disclaimer with Predetermined Text | "SMALL CAP GROWTH FUND" |
| Goods and Services | Investment advisory and mutual fund services, namely, sponsoring mutual funds, providing administration and shareholder services to mutual funds, distributing mutual fund shares and managing funds, stocks and bonds and other investments for institutions and the general public |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, December 31, 2010 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, November 3, 1998 |
| First Use In Commerce Date | Tuesday, November 3, 1998 |
| Party Name | NEUBERGER BERMAN INVESTMENT ADVISERS LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10104 |
| Party Name | Neuberger Berman Management LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 101580180 |
| Party Name | Neuberger Berman Management LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 101580180 |
| Party Name | Neuberger Berman Management LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 101580180 |
| Event Date | Event Description |
| Saturday, November 6, 2021 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Saturday, November 6, 2021 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Saturday, November 6, 2021 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Saturday, November 6, 2021 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, June 23, 2021 | TEAS SECTION 8 & 9 RECEIVED |
| Sunday, August 23, 2020 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Wednesday, September 20, 2017 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Wednesday, September 20, 2017 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Tuesday, September 19, 2017 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, August 15, 2017 | TEAS SECTION 8 & 15 RECEIVED |
| Sunday, January 8, 2017 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Sunday, January 8, 2017 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Wednesday, July 27, 2016 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, August 23, 2011 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, June 7, 2011 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, June 7, 2011 | PUBLISHED FOR OPPOSITION |
| Tuesday, May 3, 2011 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Monday, May 2, 2011 | ASSIGNED TO LIE |
| Thursday, April 14, 2011 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, March 31, 2011 | EXAMINER'S AMENDMENT ENTERED |
| Thursday, March 31, 2011 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Thursday, March 31, 2011 | EXAMINERS AMENDMENT E-MAILED |
| Thursday, March 31, 2011 | EXAMINERS AMENDMENT -WRITTEN |
| Monday, March 21, 2011 | ASSIGNED TO EXAMINER |
| Friday, December 31, 2010 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Friday, December 24, 2010 | NEW APPLICATION ENTERED IN TRAM |